Albert Watson, Jr. v. United States

439 F.2d 442, 141 U.S. App. D.C. 335, 1970 U.S. App. LEXIS 8162
CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 15, 1970
Docket21186
StatusPublished
Cited by62 cases

This text of 439 F.2d 442 (Albert Watson, Jr. v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Albert Watson, Jr. v. United States, 439 F.2d 442, 141 U.S. App. D.C. 335, 1970 U.S. App. LEXIS 8162 (D.C. Cir. 1970).

Opinions

McGOWAN, Circuit Judge:

This appeal from a conviction for federal narcotics offenses was heard by the [444]*444court en banc because it appeared to present important questions under Robinson v. California, 370 U.S. 660, 82 S.Ct. 1417, 8 L.Ed.2d 758 (1962). These derived from the circumstance that appellant was undisputedly addicted to heroin, and the Government’s ease proved only that there was found in his possession 13 capsules — about one-half of his daily usage. Appellant raised in the District Court, and here, the issue of whether the Eighth Amendment, in the light of Robinson, barred his exposure generally to criminal prosecution and punishment and, in particular, invalidated as cruel and unusual the ten-year mandatory minimum prison sentence, bereft of the ameliorative possibilities of suspension, parole, or probation, which was imposed upon him. For the reasons hereinafter appearing, we leave appellant’s conviction undisturbed, but vacate the sentence and remand for resentencing which shall include consideration by the District Court of the possible commitment of appellant under the provisions of the Narcotic Addict Rehabilitation Act of 1966. 18 U.S.C. §§ 4251-4255.

I

A. The Trial Proceedings Appellant was indicted in two counts. One charged him with having “purchased, sold, dispensed, and distributed, not in the original stamped package and not from the original stamped package, a narcotic drug, that is, thirteen capsules” of heroin, in violation of 26 U.S.C. § 4704(a).1 The other count asserted that appellant had “facilitated the concealment and sale of a narcotic drug, that is, thirteen capsules * * * after said heroin hydrochloride had been imported into the United States contrary to law, with the knowledge of [appellant],” contrary to the prohibitions of 21 U.S.C. § 174.2

The statutory references are not contained in the body of either charge, but the caption of the indictment includes the following:

“Violation: 26 U.S.C. 4704(a)
21 U.S.C. 174
(Possession of Narcotic Drug) (Facilitation and concealment of sale of narcotic drug, knowing same to have been imported contrary to law).”

The complaint against appellant made by the arresting officer was for a violation of 26 U.S.C. § 4704(a), and alleged only that appellant did “unlawfully possess a narcotic drug, to wit, 13 capsules of heroin.” Appellant’s commitment papers pending grand jury action reiterate exactly this language of the complaint, although neither 26 U.S.C. § 4704(a) nor 21 U.S.C. § 174 purports in [445]*445terms to make possession a substantive offense.

No pretrial challenge to the indictment was made, and trial before a jury in the District Court ensued after a commitment, upon appellant’s motion, to St. Elizabeths Hospital for a mental examination resulted in a finding, which was not then or thereafter challenged by appellant or his counsel, that appellant was competent to stand trial. The report also stated that appellant was without mental disease or defect at the time of the alleged offense.3

The Government’s case consisted of the testimony of two witnesses. Sergeant Didone of the Metropolitan Police testified that he obtained a search warrant for an apartment in which appellant was residing. In company with two other officers, he executed the warrant. Appellant was found in bed and, when asked whether he had any narcotics on the premises, directed the officers to look in the fly of his trousers lying on a nearby table. The officers found there a small envelope, bearing no tax stamp but containing 13 capsules of a white powder. The envelope and its contents were seized, and appellant was arrested. A preliminary field test by Sergeant Didone upon his return to the narcotics squad office showed the presence of an opiate element in the capsules.

The second prosecution witness was a government chemist, who testified that his analysis of the capsules revealed the presence of heroin, albeit in an undetermined amount.

Appellant did not testify in his own defense, which defense was represented to be the absence of guilt by reason of insanity. Two witnesses testified in support of that defense. One was Dr. Baughman, a psychiatrist on the St. Elizabeths staff, who had examined appellant during his commitment. He diagnosed appellant as having a “schizoid personality,” currently and as of the time of the offense. He also characterized appellant as being a narcotics addict and, in this connection, he related what he had been told, but which he had not verified, as to appellant’s narcotics history. This was said to have begun when appellant was in an Army hospital in Japan, receiving treatment for a battle wound suffered in the Korean War. Morphine was then given appellant by the Army to ease his pain. After the official treatment injections were discontinued, appellant began to receive heroin from a Japanese nurse who sympathized with his plight. He thereby became addicted, and in civilian life became a regular user of heroin except for those periods when he was successively in prison on two separate narcotics violations. In 1963, while 'on parole from one of such convictions, appellant began to relapse. He voluntarily reported this to his parole officer and thereafter consented to an arrest for parole violation and a return to the United States Public Health Service Hospital at Lexington, Kentucky, where he had earlier served two years of his second sentence. After he came out of Lexington, he stayed off heroin for some nine months while going to school, but again resumed his use of heroin and dropped out of school.

Dr. Baughman testified at length about appellant’s emotional insecurity and the reason for it. He conceded that appellant had “some freedom of choice” [446]*446and “knew what was legal and what was not legal.”

The other defense witness was Dr. Stammeyer, a clinical psychologist at St. Elizabeths who had also examined appellant during his commitment and subjected him to a number of psychological tests. He characterized appellant as having a “personality disturbance probably best classified as a paranoid personality.”

The Government’s rebuttal witness on the insanity defense was Dr. Platkin, a St. Elizabeths psychiatrist who was Dr. Baughman’s supervisor. He expressed his view to be that appellant was not afflicted by mental illness at the time of the offense. Dr. Platkin professed himself to be satisfied that appellant was a narcotics addict, but did not find his addiction to be an indication of mental illness.

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Bluebook (online)
439 F.2d 442, 141 U.S. App. D.C. 335, 1970 U.S. App. LEXIS 8162, Counsel Stack Legal Research, https://law.counselstack.com/opinion/albert-watson-jr-v-united-states-cadc-1970.