Alan Gimenez v. J. Ochoa

821 F.3d 1136, 2016 U.S. App. LEXIS 8511, 2016 WL 2620284
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 9, 2016
Docket14-55681
StatusPublished
Cited by54 cases

This text of 821 F.3d 1136 (Alan Gimenez v. J. Ochoa) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alan Gimenez v. J. Ochoa, 821 F.3d 1136, 2016 U.S. App. LEXIS 8511, 2016 WL 2620284 (9th Cir. 2016).

Opinion

OPINION

KOZINSKI, Circuit Judge:

Two decades after being convicted of murdering his infant daughter, Alan Gime-nez seeks federal habeas relief for the second time. We consider whether Gime-nez’s ineffective assistance of counsel claims are barred as successive. We also consider whether he may advance a due process claim on the ground that expert evidence' presented at trial has been undermined by subsequent scientific developments.

I. Background

A. Medical History

Gimenez’s daughter, Priscilla, was seven weeks old when she died. During her short life, she vomited on multiple occasions after being fed. She also had seizures. On one occasion when Gimenez was at home alone with Priscilla, he saw her shaking and having difficulty breathing. Gimenez performed CPR and called 911. Paramedics took Priscilla to the hos *1139 pital, where she stayed for three days; she was diagnosed with epilepsy.

Hours after Priscilla was discharged, Gimenez’s wife; Teresa, left for work and Gimenez fed Priscilla. Almost immediately, Priscilla vomited forcefully and experienced another seizure. Gimenez administered medicine as' he was instructed by Priscilla’s doctors t and called Teresa. The couple rushed back to the hospital with Priscilla, where they remained for threg days until, her death. Gimenez was charged with her murder.

B. Trial

Gimenez and the government offered competing narratives at trial. The prosecution theorized that Gimenez had caused Priscilla’s death by forcefully- shaking her on at least two occasions. The defense argued that Priscilla was a.sickly baby with birth injuries that worsened over time and eventually killed her.

/ Prosecution witnesses testified that Priscilla experienced a fairly normal birth, did not have a misshapen head, fed well and displayed normal vital signs in the days after she was bom. Pediatrician . Dr. Gooding testified that she discoyered a suspicious fresh tear of Priscilla’s frenu-lum 1 when she examined Priscilla upon her first hospital visit. Dr. Gooding commented that the injury usually results from “fairly vigorous trauma to the oral cavity.” At the hospital, Gimenez accused an emergency-room doctor of tearing Priscilla’s frenulum during an examination, but at trial he testified that he’d inadvertently caused the injury while cleaning Priscilla’s mouth. The jury also heard that Gimenez accused Teresa of infidelity, slapped her and pushed her during an argument late in her pregnancy, causing her to fall. •• ,

Experts provided the linchpin for the prosecution’s theory that Priscilla was a victim • of shaken baby. syndrome (SBS). Radiologist -Dr. Hilton analyzed x-rays of Priscilla’s ribs and concluded that she was born without any bone damage but had a rib fracture at the time of her death. Coroner Dr. Eisele estimated that the rib fracture was,, about two weeks old when Priscilla died. He also testified that Priscilla had a,subdural hematoma, or hemorrhage between- the lining of her skull and the surface of the brain. Dr. Eisele also observed hemorrhaging in Priscilla’s retinas and that her brain was “severely swollen.” He concluded, that Priscilla had been shaken. ,

Pediatrician Dr. Alexánder testified that the hallmarks of SBS include subdural he-matoma, brain swelling and retinal hemorrhage. He also noted that rib fractures are extremely uncommon in infants. He attributed Priscilla’s two hospital admissions to separate shaking episodes:

Gimenez’s experts countered with evidence that Priscilla was born with serious ailments that .ultimately caused her death. Obstetrician . Dr. Kerley testified that Teresa needed a C-section because she was in labor for more than 24 hours without achieving full dilation. He-opined that the prolonged pressure of the narrow pelvic canal on Priscilla’s skull may have caused molding or deformation of Priscilla’s head.

Forensic pathologist Dr. Guard concluded that Teresa’s strenuous labor caused Priscilla’s subdural hemorrhage, pointing to doctors’ notes from the delivery room documenting molding in Priscilla’s head. He explained that Priscilla’s hemorrhage likely clotted, healed and re-bled in an uncontrollable “chain reaction” in the weeks following .her birth, causing brain swelling, and retinal hemorrhages. He explained that Priscilla’s vomiting and -seizures were an expected outward manifes *1140 tation of re-bleeding as her brain healed. Finally, Dr. Guard attributed- Priscilla’s broken rib to physicians grasping her firmly while lifting her from the uterus during the C-section.

Neurologist Dr. Tiznado-Garcia analyzed Priscilla’s hospital records and CT scans and concluded that she died from complications caused by a brain bleed that began at birth. Dr. Tiznado-Garcia ruled out SBS as a cause, explaining that brain bleeds caused by shaking are acute, while Priscilla’s was chronic. Radiologist Dr. Harvey, however, conceded on cross-examination that Priscilla’s injuries were consistent with non-accidental trauma.

The jury found Gimenez guilty of murder in the second degree. He was sentenced to an indeterminate prison term of fifteen years to life.'

C. Previous Habeas Proceedings

In his first federal habeas petition, Gim-enez alleged that his trial counsel was ineffective for failing to gather Priscilla’s entire medical record. The missing documents suggested' that Priscilla suffered from a congenital blood disorder with effects that mimic those óf SBS. He also claimed that his counsel was ineffective by failing to consult a hematologist or question the experts he did retain about whether Priscilla had a blood disorder.

The district court determined that Gime-nez suffered no prejudice from any défi-ciént use of expert testimony or failure to obtain medical records: The prosecution’s case would have been just as strong, and the evidence wouldn’t have enabled the defense to overcome Gimenez’s credibility problems. We affirmed in a memorandum disposition. Gimenez v. Alameida, 135 Fed.Appx. 20 (9th Cir.2005).

• In 2009, Gimenez filed a habeas petition ili the Superior Court of California nearly identical to the federal petition at the heart of this casé, which -the California courts denied. Gimenez then filed a second federal habeas petition with this court’s permission. The district court granted the state’s motion to dismiss, which Gimenez appeals.

II. Discussion

Gimenez’s second federal habeas petition presents three grounds for relief: (1) his counsel rendered ineffective assistance; (2) he was convicted based on false expert testimony; and (3) his due process rights were violated when he was convicted based on flawed scientific evidence even though he was innocent. Gimenez must clear the high hurdles erected by 28 U.S.C. § 2244(b) for obtaining relief on any of these grounds.

A. Ineffective Assistance Claim

Gimenez’s ineffective assistance claim.

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Bluebook (online)
821 F.3d 1136, 2016 U.S. App. LEXIS 8511, 2016 WL 2620284, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alan-gimenez-v-j-ochoa-ca9-2016.