Alan Bauer v. Mavi Marmara

774 F.3d 1026, 413 U.S. App. D.C. 338, 2015 A.M.C. 554, 2014 U.S. App. LEXIS 23945, 2014 WL 7234818
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 19, 2014
Docket13-7081
StatusPublished
Cited by30 cases

This text of 774 F.3d 1026 (Alan Bauer v. Mavi Marmara) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alan Bauer v. Mavi Marmara, 774 F.3d 1026, 413 U.S. App. D.C. 338, 2015 A.M.C. 554, 2014 U.S. App. LEXIS 23945, 2014 WL 7234818 (D.C. Cir. 2014).

Opinion

Opinion for the Court filed by Senior Circuit Judge EDWARDS.

EDWARDS, Senior Circuit Judge:

The Neutrality Act (“Act”), 18 U.S.C. § 962, was initially passed in 1794. It “has *1028 been generally recognized as the first instance of municipal legislation, in support of the obligations of neutrality, and a remarkable advance in the development of International Law.” The Three Friends, 166 U.S. 1, 52, 17 S.Ct. 495, 41 L.Ed. 897 (1897). The Act makes it unlawful to furnish, fit out, or arm a vessel within the United States with the intent of having the vessel used in the service of a foreign state or people to commit hostilities against another foreign state or people with whom the United States is at peace. Any person who violates the Act “[sjhall be fined ... or imprisoned not more than three years, or both.” 18 U.S.C. § 962. In addition, vessels that are covered by the Act are subject to forfeiture, and persons who give information leading to the seizure of such vessels may recover a bounty, with “one half to the use of the informer and the other half to the use of the United States.” Id.

On July 11, 2011, appellant, Dr. Alan J. Bauer, filed a complaint in the District Court to pursue a claim under the Neutrality Act. The complaint asserted that Dr. Bauer had informed the United States Government of vessels that had been funded, furnished, and fitted by anti-Israel organizations in the United States, together with violent and militant anti-Israel organizations from other countries, in violation of the Act. The complaint further averred that the vessels were to be employed in the service of Hamas, a terrorist organization in the Gaza Strip, to commit hostilities against Israel. Dr. Bauer claimed that he had the right, as an informer, to condemn the vessels for forfeiture and to share in the bounty.

The District Court dismissed the complaint, on the ground that:

18 U.S.C. § 962 lacks an express private cause of action, and the court declines the plaintiffs invitation to imply one. Accordingly, this case must be dismissed for the plaintiffs failure to state a claim upon which relief may be granted.

Bauer v. Mavi Marmara, 942 F.Supp.2d 31, 43 (D.D.C.2013). In its brief to this court, the United States (“Government”), appearing as an interested party, agrees that “[a] private individual has no authority to bring an action under Section 962.” United States Br. 10. “Moreover,” according to the Government, “even assuming a private party can bring a forfeiture action under the statute, the government’s participation would be required, and the government here declines to participate in Dr. Bauer’s suit.” Id. During oral argument before this court, Government counsel also argued' that Dr. Bauer’s suit should be dismissed for lack of standing.

Dr. Bauer concedes that the Neutrality Act' does not provide an express cause of action. He insists, however, that a private cause of action may be judicially implied. In support of this position, Dr. Bauer contends that statutes that contain a bounty provision and that do not forbid a private cause of action should be understood to implicitly grant a private cause o’f action to informers. In his briefs to this court, Dr. Bauer does not directly address standing. He seems to assume that if a party has a private cause of action to sue, he necessarily has standing.

It is well understood that a party who seeks to pursue an action in federal court must first establish Article III standing. As the Supreme Court explained in Lujan v. Defenders of Wildlife, 504 U.S. 555, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992):

[T]he irreducible constitutional minimum of standing contains three elements. First, the plaintiff must have suffered an injury in fact — an invasion of a legally protected interest which is (a) concrete and particularized, and (b) actual or im *1029 minent, not conjectural or hypothetical. Second, there must be a causal connection between the injury and the conduct complained of — the injury has to be fairly traceable to the challenged action of the defendant, and not the result of the independent action of some third party not before the court. Third, it must be likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.

Id. at 560-61, 112 S.Ct. 2130 (citations, internal quotation marks, and alterations omitted).

We recognize that when a plaintiffs alleged injury arises solely from a statute, questions concerning standing and the availability of a private cause of action under the statute may be intertwined. Nevertheless, standing and a failure to state a cause of action are not the same.

The question whether a federal statute creates a claim for relief is not jurisdictional. Nw. Airlines, Inc. v. Cnty. of Kent, Mich., 510 U.S. 355, 365, 114 S.Ct. 855, 127 L.Ed.2d 183 (1994). Therefore, an objection to a party’s failure to state a claim upon which relief can be granted can be forfeited if it is not properly raised. Arbaugh v. Y & H Corp., 546 U.S. 500, 507, 126 S.Ct. 1235, 163 L.Ed.2d 1097 (2006). On the other hand, standing is jurisdictional and it can never be forfeited or waived. Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 94-95, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998). “Standing can be raised at any point in a case proceeding and, as a jurisdictional matter, may be raised, sua sponte, by the court.” Steffan v. Perry, 41 F.3d 677, 697 n. 20 (D.C.Cir.1994) (en banc). And “[w]hen there is doubt about a party’s constitutional standing, the court must resolve the doubt, sua sponte if need be.” Lee’s Summit, Mo. v. Surface Transp. Bd., 231 F.3d 39, 41 (D.C.Cir.2000) (first emphasis added). Given this mandate, we have carefully focused on the requirements of Article III and concluded that Dr. Bauer’s suit must be dismissed for want of standing, not for failure to state a cause of action.

Our decision here is informed by the Supreme Court’s decision in Vermont Agency of Natural Resources v. United States ex rel. Stevens, 529 U.S. 765, 120 S.Ct. 1858, 146 L.Ed.2d 836 (2000). In Stevens, the Court held that bounty hunters like Dr.

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774 F.3d 1026, 413 U.S. App. D.C. 338, 2015 A.M.C. 554, 2014 U.S. App. LEXIS 23945, 2014 WL 7234818, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alan-bauer-v-mavi-marmara-cadc-2014.