Aiken v. Hancock

115 S.W.3d 26, 2003 WL 21391670
CourtCourt of Appeals of Texas
DecidedJuly 16, 2003
Docket04-01-00759-CV
StatusPublished
Cited by52 cases

This text of 115 S.W.3d 26 (Aiken v. Hancock) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Aiken v. Hancock, 115 S.W.3d 26, 2003 WL 21391670 (Tex. Ct. App. 2003).

Opinion

OPINION

Opinion By

PAUL W. GREEN, Justice.

This appeal arises from a deceptive trade practices, breach of fiduciary duty and equitable fee forfeiture case brought by Appellant Douglas Aiken against his former attorneys, Appellees Patrick Hancock and Mark Ferguson. On December 4, 2000, Aiken filed suit against Hancock and Ferguson, alleging several causes of action, including DTPA violations, breach of fiduciary duty, breach of contract, negligence, and gross negligence. 1 Ferguson filed a motion for summary judgment which was partially granted by the trial court, dismissing Aiken’s breach of contract claims. 2 Ferguson then filed his first amended motion for summary judgment under both Texas Rule of Civil Procedure 166a(c) and 166a(i). This motion was granted, as well. Aiken now appeals from the trial court’s decision, citing six reasons why Ferguson’s second motion for summary judgment should not have been granted.

Standard of Review

Ferguson filed both a traditional motion for summary judgment and a no-evidence motion for summary judgment. Tex.R. *28 Civ. P. 166a(c), (i). To obtain a traditional summary judgment under rule 166a(c), a party moving for summary judgment must show that no genuine issue of material fact exists and that the party is entitled to judgment as a matter of law. Tex.R. Civ. P. 166a(c); Randall’s Food Mkts., Inc. v. Johnson, 891 S.W.2d 640, 644 (Tex.1995); Nixon v. Mr. Prop. Mgmt. Co., 690 S.W.2d 546, 548 (Tex.1985). In reviewing the granting of a summary judgment, we must indulge every reasonable inference and resolve any doubts in favor of the nonmov-ant. Johnson, 891 S.W.2d at 644; Nixon, 690 S.W.2d at 549. A defendant is entitled to summary judgment if the evidence disproves as a matter of law at least one element of the plaintiffs cause of action. Johnson, 891 S.W.2d at 644.

Under Rule 166a(i), a party may move for a no-evidence summary judgment on the ground that there is no evidence of one or more essential elements of a claim or defense on which an adverse party would have the burden of proof at trial. Tex.R. Crv. P. 166a(i); Nast v. State Farm Fire and Cas. Co., 82 S.W.3d 114, 120 (Tex.App.-San Antonio 2002, no pet.). We review a no-evidence summary judgment de novo by construing the record in the light most favorable to the nonmovant and disregarding all contrary evidence and inferences. Merrell Dow Pharm., Inc. v. Havner, 958 S.W.2d 706, 711 (Tex.1997); Nast, 82 S.W.3d at 120. A no-evidence summary judgment is improperly granted when the respondent brings forth more than a scintilla of probative evidence that raises a genuine issue of material fact. Tex.R. Civ. P. 166a(i); Nast, 82 S.W.3d at 120.

Fracturing a Legal Malpractice Claim

Because the order granting Ferguson’s amended motion for summary judgment does not state the grounds on which the motion was granted, we will uphold the judgment on any valid ground in the motion that is supported by the record. Carr v. Brasher, 776 S.W.2d 567, 569 (Tex.1989).

Aiken sued Ferguson under several legal theories, including breach of fiduciary duty and DTPA violation. Ferguson argues Aiken’s claims are properly categorized as a single legal malpractice claim and should not have been divided into separate claims. Texas law does not permit a plaintiff to fracture legal malpractice claims. Greathouse v. McConnell, 982 S.W.2d 165, 172 (Tex.App.-Houston [1st Dist.] 1998, pet. denied).

Breach of Fiduciary Duty

Although an attorney does have a fiduciary duty to his client, Aiken’s characterization of his claim as one of breach of fiduciary duty is misplaced. Kimleco Petroleum, Inc. v. Morrison & Shelton, 91 S.W.3d 921, 923 (Tex.App.-Ft. Worth 2002, pet. denied). The focus of such a breach is whether an attorney obtained an improper benefit from representing a client, while the focus of a legal malpractice claim is whether an attorney adequately represented a client. Id. Breach of fiduciary duty often involves the attorney’s failure to disclose conflicts of interest, failure to deliver funds belonging to the client, improper use of client confidences, or engaging in self-dealing. Goffney v. Rabson, 56 S.W.3d 186, 193 (Tex.App.-Houston [14th Dist.] 2001, pet. denied).

Unlike a claim for breach of fiduciary duty, a legal malpractice claim is based on negligence and arises from an attorney’s alleged failure to exercise ordinary care. Cosgrove v. Grimes, 774 S.W.2d 662, 665 (Tex.1989). A cause of action for legal malpractice arises from an attorney giving a client bad legal advice or otherwise improperly representing the client. Greathouse, 982 S.W.2d at 172. For example, an attorney can commit legal *29 malpractice by not using an attorney’s ordinary care in preparing, managing, and presenting litigation that affects the client’s interests. Kimleco Petroleum, Inc., 91 S.W.3d at 923-24. Such is the nature of the allegations here.

In support of his breach of fiduciary duty claim, Aiken specifically contends Ferguson (1) falsely represented he was prepared to go forward and try Aiken’s case, (2) failed to reveal to Aiken that he was not prepared to go forward and try Aiken’s case, (3) falsely represented that the expert witness was prepared to testify concerning a full audit, and (4) failed to reveal to Aiken that the expert witness was not fully prepared to testify concerning a full audit. These allegations constitute a claim for legal malpractice. Moreover, these allegations do not amount to self-dealing, deception, or express misrepresentations in Ferguson’s legal representation, and do not support a separate cause of action for breach of fiduciary duty.

DTPA Violations

With respect to his DTPA claim, Aiken alleges Ferguson violated sections 17.46(b)(3) and 17.50(a)(2) of the DTPA by making the representations listed above. Tex. Bus. & Com.Code Ann. §§ 17.46(b)(3), 17.50(a)(2) (Vernon Supp.2003). Aiken argues that the statements were express misrepresentations and constitute unconscionable actions.

These statements, however, do not constitute deceptive conduct, but rather, conceivably negligent conduct, a distinction recognized by the Texas Supreme Court in Latham v. Castillo, 972 S.W.2d 66

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Bluebook (online)
115 S.W.3d 26, 2003 WL 21391670, Counsel Stack Legal Research, https://law.counselstack.com/opinion/aiken-v-hancock-texapp-2003.