A. Zahner Co. v. Hendrick Metal Prods., LLC
This text of 328 F. Supp. 3d 870 (A. Zahner Co. v. Hendrick Metal Prods., LLC) is published on Counsel Stack Legal Research, covering District Court, E.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
REBECCA R. PALLMEYER, United States District Judge
Plaintiff A. Zahner Company sued Defendant Hendrick Metal Products, LLC for patent infringement. The patent at issue describes "a computer program and method" for generating machine code, which in turn must be usable for the purpose of "transfer[ring] a representation of an image to a building." Defendant has moved [24] for judgment on the pleadings, arguing that the claims at issue are invalid because they are directed to "abstract" subject matter and do not add the type of "inventive concept" necessary for patent eligibility under
BACKGROUND
Plaintiff Zahner is a Missouri corporation with its principal place of business in Kansas City, Missouri. (Am. Compl. [40], at ¶ 3.) The company manufactures and sells "crafted architectural metalwork for designers around the globe." (Id. at ¶ 8.) Some of the company's products are metal sheets that feature complex images made from a series of holes, bumps, and indentations in the metal. One such product appears below:
*873(Pl.'s Tech. Demonstrative 8.)
Defendant Hendrick, a Delaware limited-liability company with its principal place of business in Elgin, Illinois, manufactures and sells "perforated and fabricated metal products for commercial and industrial applications." (Id. at ¶¶ 4, 14.) In October 2014, representatives of Hendrick and Zahner discussed a licensing arrangement of some kind-the Amended Complaint provides no details on this discussion or the proposed arrangement-but the deal subsequently fell apart. (Id. at ¶ 15.) At some point-again, the Amended Complaint does not provide any details-Hendrick produced "a multi-panel installation of stylized animal images at the Mayo Clinic Square building in Minneapolis, Minnesota." (Id. at ¶ 17.) The installation appears in the image below:
*874(Pl.'s Tech. Demonstrative 9.) Zahner now alleges that Hendrick used a method to produce this installation that directly infringes "at least claims 1, 2, 5, 6, 7, 8, 9, 11, 12, 13, 17, and 18" of United States Patent No. 7,212,688 (hereafter "'688 patent"), of which Zahner is the assignee. (Id. at ¶¶ 1-2.)1
I. Zahner's patent
The '688 patent is titled "Computer Program and Method for Converting an Image to Machine Control Data." '688 patent, at [54]. It generally relates to "a computer program and method" for generating machine code, which can then be used to "transfer a representation of an image to a surface of a building."
*875The '688 patent outlines a process for converting an existing image into machine code that purportedly "overcomes the above-identified problems."
'688 Patent fig. 7, col. 6 ll.63-64.
The patent specifications describe each step of this process in detail. First, at step 7a, the user "takes or otherwise creates" an image file-for example, by taking a digital photograph or by using a scanner to convert an existing image into an image file. '688 patent col. 7 ll. 9-12, 20-21. Next, at step 7b, this image file "is then received in the computer equipment and made available to the program."
At step 7c, the program "converts the image file [into a] raster file,"2 which consists of "a series of dots" that vary in size and are "preferably arranged according to *876a predetermined grid."
At step 7e, the user divides the raster file into "sub-components," each of which "correspond[s] to a different portion of the image" and can be modified individually without affecting the other sub-components.
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REBECCA R. PALLMEYER, United States District Judge
Plaintiff A. Zahner Company sued Defendant Hendrick Metal Products, LLC for patent infringement. The patent at issue describes "a computer program and method" for generating machine code, which in turn must be usable for the purpose of "transfer[ring] a representation of an image to a building." Defendant has moved [24] for judgment on the pleadings, arguing that the claims at issue are invalid because they are directed to "abstract" subject matter and do not add the type of "inventive concept" necessary for patent eligibility under
BACKGROUND
Plaintiff Zahner is a Missouri corporation with its principal place of business in Kansas City, Missouri. (Am. Compl. [40], at ¶ 3.) The company manufactures and sells "crafted architectural metalwork for designers around the globe." (Id. at ¶ 8.) Some of the company's products are metal sheets that feature complex images made from a series of holes, bumps, and indentations in the metal. One such product appears below:
*873(Pl.'s Tech. Demonstrative 8.)
Defendant Hendrick, a Delaware limited-liability company with its principal place of business in Elgin, Illinois, manufactures and sells "perforated and fabricated metal products for commercial and industrial applications." (Id. at ¶¶ 4, 14.) In October 2014, representatives of Hendrick and Zahner discussed a licensing arrangement of some kind-the Amended Complaint provides no details on this discussion or the proposed arrangement-but the deal subsequently fell apart. (Id. at ¶ 15.) At some point-again, the Amended Complaint does not provide any details-Hendrick produced "a multi-panel installation of stylized animal images at the Mayo Clinic Square building in Minneapolis, Minnesota." (Id. at ¶ 17.) The installation appears in the image below:
*874(Pl.'s Tech. Demonstrative 9.) Zahner now alleges that Hendrick used a method to produce this installation that directly infringes "at least claims 1, 2, 5, 6, 7, 8, 9, 11, 12, 13, 17, and 18" of United States Patent No. 7,212,688 (hereafter "'688 patent"), of which Zahner is the assignee. (Id. at ¶¶ 1-2.)1
I. Zahner's patent
The '688 patent is titled "Computer Program and Method for Converting an Image to Machine Control Data." '688 patent, at [54]. It generally relates to "a computer program and method" for generating machine code, which can then be used to "transfer a representation of an image to a surface of a building."
*875The '688 patent outlines a process for converting an existing image into machine code that purportedly "overcomes the above-identified problems."
'688 Patent fig. 7, col. 6 ll.63-64.
The patent specifications describe each step of this process in detail. First, at step 7a, the user "takes or otherwise creates" an image file-for example, by taking a digital photograph or by using a scanner to convert an existing image into an image file. '688 patent col. 7 ll. 9-12, 20-21. Next, at step 7b, this image file "is then received in the computer equipment and made available to the program."
At step 7c, the program "converts the image file [into a] raster file,"2 which consists of "a series of dots" that vary in size and are "preferably arranged according to *876a predetermined grid."
At step 7e, the user divides the raster file into "sub-components," each of which "correspond[s] to a different portion of the image" and can be modified individually without affecting the other sub-components.
These steps-converting an image into a computer file that displays the image as a series of dots, sizing the image to fit a surface, dividing the overall image into pieces, manipulating the dots in each piece to accommodate the surface's design elements, and then converting the computer file into a format that can be read by another machine-make up the core of the invention claimed by the '688 patent. Independent claim 17, for example, reads as follows:
17. A method of transferring a representation of an image to a surface, the method comprising the steps of:
a) receiving the image as an image file; b) converting the image file to an intermediate file comprising a series of dots that vary in dimensional size according to the image;
c) scaling the intermediate file to the surface;
d) dividing the intermediate file into a plurality of sub-components, wherein each of the sub-components corresponds to one of a plurality of individual sheets that are to be combined to form the surface and the surface is larger than a machine can handle;
e) displaying the dots for manipulation by a user;
f) manipulating the dots to accommodate features of the surface; and
g) converting the intermediate file into at least one control file, the control file being operable to be utilized by the machine to physically manipulate the surface according to the dots, thereby transferring the representation to the surface.
Reexam. Cert. col. 3 ll. 5-25. Independent claim 18 is virtually identical to claim 17, except that it specifies that the "intermediate" file is "a different file format than the image file."3
*877Independent claim 1, meanwhile, simply combines steps (e) and (f) from claim 17 into a single step 1(c), combines steps (c) and (d) into a single step 1(e), and moves step (g) forward in the process, to step 1(d). Reexam. Cert. col. 1 ll. 25-43.
Independent claim 11 is slightly more complicated. It similarly combines steps (c) and (d) from claim 17 into a single step 11(c), and combines steps (e) and (f) into a single step 11(e). It also adds a new step (d) that involves "associating the dots with markings selected from the group consisting of indentations, holes, and bumps according to the image, wherein each of the dots represents at least one of the markings," and moves the step involving conversion of the manipulated intermediate file into control files to step 11(f), and specifies that "a plurality of control files" are generated instead of a single control file. The claim further states, in its preamble, that the "method" is one for "transferring a representation of an image to a surface of a building " (emphasis added); states that the "intermediate file" is an "intermediate raster file"; states that the dots in that intermediate raster file are "arranged according to a predetermined grid and selected ones of the dots are left blank according to the image"; and states that the "features" of the surface to be accommodated by the user's "manipulation" of the dots include "windows, doors, and edges of the sub-components".
Most of the dependent claims add similar details to the independent claims on which they depend. Claims 2, 5-6, and 9-10 are dependent on claim 1, and each adds a slightly different combination of the details from claim 11 to claim 1. See '688 patent col. 8 ll. 7-34; Reexam. Cert. col. 1 ll. 44-63.4 Claims 7 and 8 are also dependent on claim 1, but they add details not included in claim 11. These claims expressly refer to the manipulation and assembly of the sheets themselves. Thus, claim 7 states that "each sheet having multiple types of markings is manipulated by the machine using multiple separate control files." Reexam. Cert. col. 1 ll. 58-62. Claim 8 adds "the step of assembling the sheets adjacent a building, thereby transferring a representation of an image to a surface of a building." '688 patent col. 8 ll. 26-28.
Claims 12 and 13, both dependent on claim 11, similarly add details relating to the manipulation and assembly of the sheets. In claim 12, "each one of the sheets requiring multiple types of marking is manipulated by the machine using multiple separate control files." Reexam. Cert. col. 2 ll. 22-29. Claim 13 adds "the steps of forming edge portions of at least some of the sheets into flanges; and assembling the sheets adjacent the building by attaching the flanges to at least one of each other and the building."5
*878II. Procedural history
Zahner initiated this action on May 31, 2017. Its Amended Complaint [40] alleges that Hendrick's "method" for manufacturing "custom perforated-metal installations ... infringes at least claims 1, 2, 5, 6, 7, 8, 9, 11, 12, 13, 17, and 18" of the '688 patent. (Am. Compl. ¶ 2.) Hendrick has filed a motion for judgment on the pleadings [24] under Rule 12(c), arguing that the patent is directed to patent-ineligible subject matter under
DISCUSSION
Motions for judgment on the pleadings under Rule 12(c) are governed by "the same standards as a motion to dismiss for failure to state a claim under Rule 12(b)(6)." Lodholtz v. York Risk Services Group, Inc. ,
The Patent Act states that, with certain exceptions, "[w]hoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefore."
The U.S. Supreme Court has established a two-step framework for determining whether the abstract-ideas doctrine makes a claimed process patent-ineligible. At step one of this framework, the court must decide whether the claims at issue are "directed to" an abstract idea. Alice Corp. Pty. Ltd. v. CLS Bank Int'l ,
I. Alice step one
This court's first task is to determine whether the asserted claims are "directed to" an abstract idea. This determination involves "looking at the 'focus' of *879the claims, their 'character as a whole.' " Elec. Power Grp., LLC v. Alstom S.A. ,
In several recent cases, courts have found claims directed to the general concepts of collecting, displaying, and analyzing data to be abstract. In Intellectual Ventures I LLC v. CapitalOne Finance Corp. , for example, the Federal Circuit considered the validity of a patent that "concern[ed] a system and method for editing XML documents."
So too in Digitech Image Technologies, LLC v. Electronics for Imaging, Inc. , which involved claims "directed to a device profile and a method for creating a device profile within a digital image processing system."
In Enfish, LLC v. Microsoft Corp. , by contrast, the Federal Circuit concluded that several patents describing computer database software were not directed to abstract ideas.
The claims in this case are more like those in Digitech and Intellectual Ventures than Enfish . The "focus" of all the claims in the '688 patent is a method for collecting two types of data-an image and information about a surface-and then using a computer to convert that data into machine code that is usable for transferring the image to the surface. This is what the title of the patent is directed to (i.e., a "computer program and method for converting an image to machine control data"); this is what the specifications are directed to (i.e., a computerized alternative to "tedious" and error-prone human generation of machine code); and this is what the claims are directed to (i.e., steps describing the use of a computer to collect, combine, and manipulate the two types of information to generate machine code).6 Nothing in the patent suggests a specific improvement over existing methods for generating machine code-beyond the use of "general purpose computer components" rather than the human hand-or a "specific improvement to computer to computer functionality." Enfish ,
Zahner attempts to distinguish these holdings by suggesting that they all "involved truly abstract data-collection and -organization processes without tangible, physical, real-world applications." (Pl.'s Resp. Br. 10.) The claims in the '688 patent are different, Zahner argues, because they "are directed to the physical manipulation of a solid building surface." (Id. at 7.) Zahner analogizes this case to Chamberlain Group, Inc. v. Linear LLC , where another court in this district deemed non-abstract a series of claims "directed to opening and closing a movable barrier (e.g., a garage door) using a computer network for communication between the monitor or operator ... and movable barrier."
Zahner's characterization of the '688 patent is misleading, and the analogy to Chamberlain inapt. It is true that the '688 patent refers, in several locations, to the physical manipulation of a surface. And the court recognizes that claims 7, 8, 12, and 13 add a final step (or steps) to the claimed process, requiring a surface to be manipulated. But even when the court *881reads the patent in the light most favorable to Zahner, and assumes that all the claims require the manipulation of a building surface in addition to the generation of machine code, this physical manipulation is not what the claims are "directed to." Rather, the physical manipulation of a surface is the application of the claimed process for generating machine code. As the Supreme Court made clear in Alice , "[s]tating an abstract idea while adding the words 'apply it' is not enough for patent eligibility."
The claims' references to physical manipulation of a surface are relevant to the court's analysis, but they are relevant at step two of the Mayo / Alice framework, when the court asks whether these and other "additional elements" in the claims amount to an "inventive" application of the underlying abstract idea. Chamberlain itself is instructive on this point, as the patent at issue in that case claimed both a method and the specific physical apparatus -that is, the garage-door opener connected to the internet-with which the method was to be applied. See Chamberlain ,
Zahner also points to two other cases from this district, but neither alters the court's analysis. Baxter International, Inc. v. Carefusion Corp. is similar to Chamberlain , in that it involved claims directed not only to a method, but also to the specific device with which that method would be implemented. See No. 15-cv-09986,
II. Alice step two
That the claims in the '688 patent are directed to an abstract idea does not necessarily make them patent-ineligible. At step two of the Alice framework, the court must consider whether the claims "do significantly more than simply describe [the] abstract method." Intellectual Ventures I ,
*882Claims reciting a process using purely functional or conclusory language have been found to lack the requisite inventive concept. In Intellectual Ventures I , for example, the Federal Circuit found that the claimed process for "collecting, displaying, and manipulating XML data" did not add inventive concept because the claims did not specify how the actions described in each step would be performed. Instead, the actions were simply attributed to "a series of generic computer 'components' that merely restate their individual functions-i.e., organizing, mapping, identifying, defining, detecting, and modifying."
In Digitech , meanwhile, the Federal Circuit found no additional inventive concept in claims directed to the abstract idea of collecting information about a digital device's spatial and color properties and then combining that information into a "device profile." See
Process claims also lack inventive concept if they describe only "well-understood, routine, [or] conventional" actions. Alice ,
a. Claims 1, 8, 17, and 18
In this case, asserted claims 1, 8, 9, 17, and 18 lack sufficient detail about how the underlying abstract idea is implemented. The first steps in all these claims involve "receiving the image as an image file" and "converting the image file to an intermediate file." Like the final step of the process in Digitech ("combin[ing]" two data sets "into a device profile"),
The next steps in the claimed process-"displaying and manipulating the dots to accommodate features of [a] surface," and "converting the intermediate file into at least one control file"-are equally bereft of detail. The claims again provide no information at all about how the dots are "displayed" or "manipulated," or how the intermediate file is subsequently "converted" into a control file. All we know is that the manipulation (however it occurs) accommodates (somehow) the features of a surface, and that the manipulated file is (somehow) converted into another file. And although certain general characteristics of the resulting control file are described (it is "operable to be utilized by a machine to physically manipulate [a] surface according to the dots"), the claim language does not explain what being "operable" by such a generic machine involves. The act of creating a computer file containing code that can be read by another machine does not add inventive concept.
The remaining steps in claims 1, 8, 17, and 18 are slightly more detailed-but only slightly. All the claims involve the step of "scaling the intermediate file to the surface," which, we are told, is to be accomplished "by dividing the intermediate file into a plurality of sub-components." Each of these sub-components, in turn, "corresponds to one of a plurality of individual sheets that are to be combined to form the surface." Again, however, the patent offers no information about how the "dividing" occurs. Nor does it explain what "correspond[ing]" to a sheet involves. The acts of splitting an image into multiple pieces and subsequently enlarging those pieces do not add inventive concept. Claim 8 adds an additional step: "assembling the sheets adjacent a building." But it does not provide any details about how the sheets are to be assembled. The act of assembling sheets is not, on its own, inventive.
The claims are no more inventive when their steps are considered together as an ordered combination. Plaintiff argues that one "inventive step" in this case is "the incorporation of an intermediate file into the method, as a bridge between the original image file and the machine code known in the prior art." (Pl.'s Resp. Br. 16.) But all the intermediate file does is display information on a computer so that it can be manipulated by the user. The fact that this involves the creation and manipulation of a "file" is merely a consequence of carrying out the action on a computer. Using a generic computer to "eliminate[ ] inefficiencies in the prior art"-as Plaintiff characterizes its invention (Id. )-is not enough. See Alice ,
Plaintiff analogizes the use of the intermediate file in its claimed process to the display of price information in Trading Technologies International . But that case involved claims that specified exactly how the prices were to be displayed, and the court found that this specific arrangement of information was what added inventive concept. See Trading Techs. Int'l ,
The court concludes that claims 1, 8, 17, and 18 do nothing more than recite an abstract idea, and therefore are not patent-eligible under
b. Claims 2, 5-7, 9, and 11-13
The court reaches a different conclusion, however, with respect to claims 2, 5-7, 9, and 11-13. Those claims provide certain details about the ways in which the dots in the intermediate file are displayed, the ways in which the dots are manipulated, or the ways in which the sheets produced by the machine are assembled. These requirements appear to meaningfully limit the scope of the claims. Claim 2, for example, limits the claim to the use of an intermediate file in which the dots are "positioned according to a predetermined grid." It is possible, of course, that this specific limitation is "well-understood, routine, [or] conventional," and is thus insufficient to add an inventive concept under the Alice framework. See
CONCLUSION
Defendant's motion for judgment on the pleadings [24] is granted in part and denied in part. The motion is granted with respect to claims 1, 8, 17, and 18, as those claims are directed to an abstract idea to which they do not add any inventive concept. The motion is denied with respect to claims 2, 5-7, 9, and 11-13, because Defendant has not met its burden of demonstrating that the additional limitations in these claims are without inventive concept.
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