1621 Route 22 West Operating Co. v. National Labor Relations Board

825 F.3d 128, 206 L.R.R.M. (BNA) 3337, 2016 U.S. App. LEXIS 10231
CourtCourt of Appeals for the Third Circuit
DecidedJune 6, 2016
Docket15-2466 & 15-2586
StatusPublished
Cited by29 cases

This text of 825 F.3d 128 (1621 Route 22 West Operating Co. v. National Labor Relations Board) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
1621 Route 22 West Operating Co. v. National Labor Relations Board, 825 F.3d 128, 206 L.R.R.M. (BNA) 3337, 2016 U.S. App. LEXIS 10231 (3d Cir. 2016).

Opinion

OPINION OF THE COURT

JORDAN, Circuit Judge.

Somerset Valley Rehabilitation and Nursing Center (“Somerset” or the “Employer”), known formally as 1621 Route 22 West Operating Company, LLC, petitions for review of an Order of the National Labor Relations Board (“NLRB” or the “Board”) that declared Somerset had committed several unfair labor practices in violation of Section 8 of the National Labor Relations Act (“NLRA”), 29 U.S.C. § 158. The Board cross-applies for enforcement of that Order. We will deny the petition for review and grant the cross-application for enforcement.

I. Background

This dispute arises out of a union election and its aftermath at Somerset in 2010. The nurses at the facility organized under the auspices of 1199 SEIU United Healthcare Workers East, New Jersey Region (the “Union”), which is an intervenor in this case in support of the Board. According to the Union and the Board, Somerset engaged in unfair labor practices — both during and after the election — in an effort to discourage the exercise of labor rights.

We begin by recounting the background of the dispute and the lengthy procedural history that brings it before us now. Under the NLRA, “[t]he findings of the Board with respect to questions of fact if supported by substantial evidence on the record considered as a whole shall be conclusive.” 29 U.S.C. § 160(e). Given the deference we thus owe to the Board’s fact-finding, and further given that Somerset’s objections are principally to the Board’s legal conclusions, we recount the facts as found by the Board, which itself adopted the findings of the Administrative Law Judge (“ALJ”) who initially heard the complaint against Somerset.

A. Factual Background

Somerset is a 32-room, 64-patient-maxi-mum nursing and rehabilitation center in Bound Brook, New Jersey, operated since 2006 by CareOne Management, Inc. (“Car-eOne”), a manager of multiple nursing and rehabilitation facilities. Somerset employs about 75 nurses in the relevant bargaining unit, which comprises registered nurses *134 (RNs), licensed practical nurses (LPNs), and certified nurses’ aides (CNAs). The ranks of the nurses include full-time employees, part-time employees, and “per diem” employees who work “as needed” and without a regular schedule. (J.A. 10.) In addition, Somerset employs supervisory nurses who act as managers. When a supervisory nurse is not on duty, a senior nonsupervisory nurse will serve as a “charge nurse” to be the “link between the floor nurse and the physician.” (J.A. 10.)

1. Pre-Election Period

The unionization drive began around June 2010, when Elizabeth Heedles, the Administrator of the facility, announced that Somerset would be reducing working hours and changing employees’ schedules. Several nurses, including Sheena Claudio, Shannon Napolitano, and Jillian Jacques, were concerned about the new schedules they were asked to follow. One of the supervisory nurses, Jacqueline Southgate, who would become a key witness for the Union, was also troubled that her full-time schedule was to be downgraded.

Somerset emphasizes that, prior to the announced scheduling changes, the New Jersey Department of Health and Senior Services conducted a survey of the facility in December 2009 that resulted in two citations for violations of state standards. 1 As the ALJ later characterized the violations, “[t]he surveyors did not believe that a patient’s pain was adequately controlled by the nurse assigned to her care.” (J.A. 12.) Somerset suggests that the poor survey “resulted in increased scrutiny on the Somerset nursing department” and led it to begin revamping its operations to improve care. (Opening Br. at 8.) The ALJ, however, disagreed and saw the survey violations as routine, suggesting that Somerset’s characterization was a post hoc pretext for anti-union actions. According to the ALJ, it was “common” for a facility to be cited for deficiencies, and, in this case, Somerset “corrected the deficiencies within a couple of weeks after receiving the report, and submitted a written plan of correction in late December 2009,” which the state accepted. (J.A. 12.) A state recer-tification survey in January 2010, just a month after the original survey, found that Somerset was in substantial compliance, though the survey report did recommend a 27-day $200-per-day penalty for the December violations.

Whatever the motive for the operational changes at Somerset, they prompted concern among the nurses. Jacques responded by contacting CareOne’s Vice President of Human Resources, Andrea Lee, who promised to “look into it.” (J.A. 10.) Lee visited the facility, met with several nurses, expressed surprise about the large-scale changes, and promised to continue looking into it. She did not, however, follow up with the nurses any further. Consequently, they made contact with the Union and met with Union organizer Brian Walsh in late June 2010.

Claudio, Napolitano, and Jacques then began speaking about the Union with their colleagues at Somerset and generated interest from several other nurses, including Southgate, Valerie Wells, and Lynette Tyler. They prepared a pro-Union YouTube video, distributed and collected Union authorization cards, 2 held meetings *135 at employees’ homes and at a local diner, and organized employees to wear pro-Union stickers. Their campaign culminated in a July 22, 2010 petition for a union election submitted to the Board by nurses Jacques and Napolitano and organizer Walsh. The Union then circulated to Somerset’s employees a pro-Union brochure with photographs of 35 employees, including Claudio, Jacques, Napolitano, and Wells. Somerset acknowledges that “Napolitano, Claudio, and Jacques were among the leaders in the Union organizing campaign.” (Opening Br. at 9 (citing J.A. 1673).)

Just over a week after the union petition was filed, CareOne’s regional director, Jason Hutchens, brought Doreen lilis into Somerset to replace Heedles as Administrator. lilis was transferred from a substantially larger CareOne facility, and Heedles took over at the facility that lilis left. The ALJ expressed doubt that Hee-dles was shifted for reasons of effective-' ness, noting that she was transferred to lead a facility with double the number of beds, and that CareOne was aware of the disenchantment with the scheduling changes at Somerset. Somerset made other management changes in August 2010, including bringing in Inez Konjoh as a replacement Director of Nursing and giving Southgate management responsibilities.

2. Election Campaign

By late July, after the union petition was filed, an election campaign was in full swing. Somerset campaigned vigorously against the union — as it had a right to do — but in so doing it undertook actions that the Board later concluded crossed the line into unfair labor practices.

Hutchens held several meetings with employees and received their complaints about the controversial schedule changes. That schedule was ultimately not implemented.

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825 F.3d 128, 206 L.R.R.M. (BNA) 3337, 2016 U.S. App. LEXIS 10231, Counsel Stack Legal Research, https://law.counselstack.com/opinion/1621-route-22-west-operating-co-v-national-labor-relations-board-ca3-2016.