10-39 349

CourtBoard of Veterans' Appeals
DecidedSeptember 30, 2013
Docket10-39 349
StatusUnpublished

This text of 10-39 349 (10-39 349) is published on Counsel Stack Legal Research, covering Board of Veterans' Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
10-39 349, (bva 2013).

Opinion

Citation Nr: 1331581 Decision Date: 09/30/13 Archive Date: 10/02/13

DOCKET NO. 10-39 349 ) DATE ) )

On appeal from the Department of Veterans Affairs Regional Office in Nashville, Tennessee

THE ISSUE

What evaluation is warranted for asbestosis from March 3, 2009?

REPRESENTATION

Appellant represented by: Disabled American Veterans

WITNESSES AT HEARING ON APPEAL

Appellant and Spouse

ATTORNEY FOR THE BOARD

N. Holtz, Associate Counsel

INTRODUCTION

The Veteran served on active duty from September 1953 to December 1959.

The Veteran's claim comes before the Board of Veterans' Appeals (Board) on appeal from an October 2008 rating decision of the Department of Veterans Affairs' (VA) Regional Office (RO) in Nashville, Tennessee which assigned an initial noncompensable rating for asbestosis effective August 31, 2001. The Veteran thereafter promptly filed a timely notice of disagreement. In a March 2009 rating decision the Cleveland, Ohio RO granted a 60 percent rating effective January 16, 2009.

In a May 2009 rating decision the Nashville RO proposed to reduce the evaluation for asbestosis to a noncompensable rating based on a finding that the March 2009 rating decision was clearly and unmistakably erroneous. In a February 2010 rating decision the Nashville RO reduced the evaluation for asbestosis to a noncompensable rate, however, the assigned an effective April 1, 2010.

In March 2010, the Veteran filed another notice of disagreement, and a statement of the case was issued in September 2010. The Veteran perfected his appeal later that month.

As noted in the November 2012 remand, given the fact that the appellant has continuously pursued entitlement to a higher rating for asbestosis since the initial rating, and given that the RO ultimately did not assign the reduction of the Veteran's 60 percent rating until April 1, 2010, rather than January 16, 2009, as should have been the case if the RO reduced based on a finding of clear and unmistakable error, this claim cannot be reviewed under the standards governing clear and unmistakable error. Simply put, there is no final rating decision, and hence, the rules governing clear and unmistakable errors are not applicable. 38 U.S.C.A. § 7105 (West 2002). Rather, review of this case is governed by the standards set forth in Fenderson v. West, 12 Vet. App. 119 (1999) (providing that where a claim for a higher initial evaluation stems from an initial grant of service connection for the disability at issue, such as the situation in this case, multiple (staged) ratings may be assigned for different periods of time during the pendency of the appeal).

Please note this appeal has been advanced on the Board's docket pursuant to 38 C.F.R. § 20.900(c) (2012). 38 U.S.C.A. § 7107(a)(2) (West 2002).

FINDINGS OF FACT

For the period beginning March 3, 2009, and continuing to the present, the Veteran has not demonstrated pulmonary symptomatology related to asbestosis.

CONCLUSIONS OF LAW

1. For the period from March 3, 2009 through March 31, 2010, the criteria for a rating in excess of 60 percent for asbestosis have not been met. 38 U.S.C.A. §§ 1155, 5103, 5103A, 5107 (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.102, 3.159, 4.1, 4.7, 4.96, 4.97, Diagnostic Code 6833 (2012).

2. For the period beginning April 1, 2010, the criteria for a compensable rating for asbestosis have not been met. 38 U.S.C.A. §§ 1155, 5103, 5103A, 5107; 38 C.F.R. §§ 3.102, 3.159, 4.1, 4.7, 4.96, 4.97, Diagnostic Code 6833.

REASONS AND BASES FOR FINDINGS AND CONCLUSIONS

VA's Duties to Notify and Assist

As provided for by the Veterans Claims Assistance Act of 2000 (VCAA), VA has a duty to notify and assist claimants in substantiating a claim for VA benefits. 38 U.S.C.A. §§ 5100, 5102, 5103, 5103A, 5107, 5126 (West 2002 & Supp. 2012); 38 C.F.R. §§ 3.102, 3.156(a), 3.159 and 3.326(a) (2012).

The Veteran's claim arises from an appeal of the initial evaluation following the grant of service connection. Courts have held that once service connection is granted the claim is substantiated, additional notice is not required and any defect in the notice is not prejudicial. Dunlap v. Nicholson, 21 Vet. App. 112, 117 (2007). Therefore, no further notice is needed under VCAA.

VA's duty to assist the Veteran in the development of the claim includes assisting him in the procurement of service treatment records and pertinent treatment records and providing an examination when necessary. 38 U.S.C.A. § 5103A; 38 C.F.R. § 3.159. The Board finds that all necessary development has been accomplished. See Bernard v. Brown, 4 Vet. App. 384 (1993). The claims file contains the Veteran's service treatment records, as well as post-service reports of VA and private treatment and examination.

The Veteran's statements in support of the claim are of record, including testimony provided at a November 2009 Decision Review Officer hearing. The hearing focused on the elements necessary to substantiate his increased rating claim and the Veteran, through his testimony and his representative's statements, demonstrated that he had actual knowledge of the elements necessary to substantiate the claim for benefits. As such, the Board finds that, consistent with Bryant v. Shinseki, 23 Vet. App. 488 (2010), the Decision Review Officer complied with the duties set forth in 38 C.F.R. § 3.103(c)(2) (2012). Further, the Veteran had the opportunity to request a hearing before a Veterans Law Judge, and declined to do so. The Board can adjudicate the claim based on the current record.

The results of a July 2013 VA examination, as requested by the May 2013 remand, are of record. See Stegall v. West, 11 Vet. App. 268, 271 (1998). The Board acknowledges that the May 2013 remand specifically instructed that pulmonary function test results must be obtained on remand. The ensuing July 2013 examiner relied on a March 2013 pulmonary function test that, although existing at the time of the May 2013 remand, was not of record when the case was remanded. Nevertheless, there is no prejudice to the Veteran, and review may proceed. As discussed in detail below, the Veteran's pulmonary function is not in dispute; the decision concerning the appropriate rating for his service-connected asbestosis turns solely on whether any current pulmonary symptoms are attributable to that service-connected asbestosis. As the July 2013 examiner has provided a compelling, fully-supported opinion (addressing all pulmonary function test results since March 2009) that such symptoms (which would otherwise qualify the Veteran for a compensable rating) are unrelated to asbestosis, the actual severity of those symptoms in July 2013 as opposed to March 2013 does not affect the appeal. In short, there has been substantial compliance with the Board's remand, and the Veteran is not prejudiced. See D'Aries v. Peake, 22 Vet. App. 97, 105 (2008) (holding that where a medical opinion obtained was sufficient to resolve the issue for which the opinion was requested, there was substantial compliance with the Board's request).

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Related

Jackson v. SHINSEKI
587 F.3d 1106 (Federal Circuit, 2009)
Dale O. Dunlap v. R. James Nicholson
21 Vet. App. 112 (Veterans Claims, 2007)
James P. Barr v. R. James Nicholson
21 Vet. App. 303 (Veterans Claims, 2007)
Brian J. Hart v. Gordon H. Mansfield
21 Vet. App. 505 (Veterans Claims, 2007)
Dennis M. Thun v. James B. Peake
22 Vet. App. 111 (Veterans Claims, 2008)
Frances D'Aries v. James B. Peake
22 Vet. App. 97 (Veterans Claims, 2008)
Angel S. Nieves-Rodriguez v. James B. Peake
22 Vet. App. 295 (Veterans Claims, 2008)
Walter A. Bryant v. Eric K. Shinseki
23 Vet. App. 488 (Veterans Claims, 2010)
Willis v. Derwinski
1 Vet. App. 66 (Veterans Claims, 1991)
Bernard v. Brown
4 Vet. App. 384 (Veterans Claims, 1993)
Caluza v. Brown
7 Vet. App. 498 (Veterans Claims, 1995)
Mittleider v. West
11 Vet. App. 181 (Veterans Claims, 1998)
Stegall v. West
11 Vet. App. 268 (Veterans Claims, 1998)
Fenderson v. West
12 Vet. App. 119 (Veterans Claims, 1999)

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10-39 349, Counsel Stack Legal Research, https://law.counselstack.com/opinion/10-39-349-bva-2013.