Walter A. Bryant v. Eric K. Shinseki

23 Vet. App. 488, 2010 U.S. Vet. App. LEXIS 1225, 2010 WL 2633151
United States Court of Appeals for Veterans Claims·Decided July 1, 2010·No. 08-4080·Published·Cited by 363 cases

Opinions

PER CURIAM:

The appellant, Walter A. Bryant, through counsel, appeals an October 6, 2008, Board of Veterans’ Appeals (Board) decision denying his claims for service connection for bilateral hearing loss, tinnitus, squamous cell carcinoma, and frostbite residuals of both feet. Record (R.) at 3-14. On December 9, 2009, the Court granted the appellant’s motion for expedited consideration of this appeal. This Court has jurisdiction to review the Board’s decision pursuant to 38 U.S.C. §§ 7252(a) and 7266(a). See Frankel v. Derwinski, 1 Vet.App. 23, 25-26 (1990). For the reasons discussed below, the Board’s October 6, 2008, decision will be affirmed in part, and vacated in part and the matters remanded for further proceedings consistent with this decision.

I. FACTUAL BACKGROUND

The appellant served in the U.S. Army from May 1943 to April 1946, and from September 1950 to October 1951. R. at 387, 394.

In February 2005, he filed a formal application for compensation benefits. R. at 357-68. During the development of his claim, the Secretary sent the appellant multiple letters explaining what evidence [491]*491might be required to prove his claims. R. at 146, 250, 334-47. In June 2005, the Waco, Texas, regional office (RO) issued a rating decision denying the appellant’s claims to entitlement for bilateral hearing loss, for tinnitus, for squamous cell carcinoma, and for frostbite residuals in both feet. R. at 243-49. As to the appellant’s claims for bilateral hearing loss, for tinnitus, and for frostbite, the RO concluded that the record failed to show medical diagnoses for these conditions. R. at 246-47. As for the claim for service connection for squamous cell carcinoma, the RO explained the medical evidence showed “several areas of treatment” for this condition, but did not show this condition occurred in or was caused by service. R. at 244.

The appellant appealed this decision and a hearing was held before a Board member on August 28, 2008. R. at 21-33. In the October 6, 2008, decision on appeal, the Board, relying on VA medical opinions, issued a decision denying the appellant’s claim for benefits for frostbite because the appellant did not currently have this disability, and denying his claim for benefits for hearing loss and tinnitus because these disabilities were not related to service. The Board also denied benefits for squamous cell carcinoma because there was no evidence the appellant had this disability, although there was no VA (or other) medical opinion to this effect. R. at 4.

The central question to be resolved in this case is the extent of the Board hearing officer’s duty under 38 C.F.R. § 3.103(c)(2) (2009), see also 38 C.F.R. § 20.1304 (2009) (procedures to obtain a hearing at the Board), to explain fully the issues and suggest the submission of evidence that the claimant may have overlooked.1

The Parties’ Arguments

The appellant’s main argument is that the Board hearing officer failed to explain to him that additional medical evidence was needed to support his claims. He asserts that the hearing officer did not fulfill the responsibilities ascribed to him under 38 C.F.R. § 3.103(c)(2) (2009). The appellant argues that it was error for the Board hearing officer to fail to suggest that he submit medical evidence, to include diagnoses for his claimed disorders as well as the etiology of such conditions. At argument, appellant’s counsel elaborated that he was arguing that the duty to fully discuss the issues and suggest the submission of overlooked evidence was “broad and totally encompassing” (Oral Argument at 11:35-43), so as to require the Board hearing officer to review the entire claims file prior to a hearing and make a preliminary decision so that the Board hearing officer can then explain at the hearing any deficiencies in the evidence that the appellant would need to overcome to receive a favorable decision (Oral Argument at 12:18-43).

The Secretary argues in his brief to the Court that the regulation applies to overlooked evidence, and “in light of the notification letters sent to Appellant ... there simply was no overlooked evidence.” Secretary’s Brief (Br.) at 16 (emphasis in original). At oral argument, the Secretary detailed his argument, stating that “the Court has found that the hearing officer’s section 3.103(c)(2) obligation arises in a narrow set of circumstances in which the hearing officer, having been placed on no[492]*492tice of the existence of evidence that would help prove a claim, failed to suggest the submission of such evidence.” Oral Argument at 28:14-31.

The Secretary also argued that even if the hearing officer had a duty to inform the appellant that medical evidence was needed to substantiate his claim, failure to meet this duty resulted in no prejudice because the appellant had been so informed through the preadjudicatory notice he was provided pursuant to 38 U.S.C. § 5103(a).

II. ANALYSIS

A. Hearing Officer’s Duties Under 38 C.F.R. § 3.103(c)(2) (2009)

As the Court has observed, “a functioning system of laws must give primacy to the plain language of authorities.” Tropf v. Nicholson, 20 Vet.App. 317, 322 n. 1 (2006). The language of the regulation is the necessary starting point because “[without standard word meanings and rules of construction, neither Congress nor the Secretary can know how to write authorities in a way that conveys their intent and no practitioner or — more importantly — veteran can rely on a statute or regulation to mean what it appears to say.” Id.; see also Hickson v. Shinseki, 23 Vet.App. 394, 401 (2010) (concluding that Secretary’s interpretation of the regulation at issue was in conflict with the plain language used).

Section 3.103(c)(2) imposes, inter alia, two distinct duties on the hearing officer at issue in this case: The duty to explain fully the issues and the duty to suggest the submission of evidence that may have been overlooked. The regulation at issue reads:

The purpose of a hearing is to permit the claimant to introduce into the record, in person, any available evidence which he or she considers material and any arguments or contentions with respect to the facts and applicable law which he or she may consider pertinent. All testimony will be under oath or affirmation. The claimant is entitled to produce witnesses, but the claimant and witnesses are expected to be present. The Veterans Benefits Administration will not normally schedule a hearing for the sole purpose of receiving argument from a representative. It is the responsibility of the employee or employees conducting the hearings to explain fully the issues and suggest the submission of evidence which the claimant may have overlooked

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Walter A. Bryant v. Eric K. Shinseki, 23 Vet. App. 488, 2010 U.S. Vet. App. LEXIS 1225, 2010 WL 2633151 (Cal. 2010).

23 Vet. App. 488 (Walter A. Bryant v. Eric K. Shinseki) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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