07-30 016

CourtBoard of Veterans' Appeals
DecidedSeptember 30, 2015
Docket07-30 016
StatusUnpublished

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Bluebook
07-30 016, (bva 2015).

Opinion

Citation Nr: 1542420 Decision Date: 09/30/15 Archive Date: 10/05/15

DOCKET NO. 07-30 016 ) DATE ) )

On appeal from the Department of Veterans Affairs Regional Office in St. Petersburg, Florida

THE ISSUES

1. Entitlement to service connection for neuropathy of the upper extremities, to include as secondary to service-connected disabilities.

2. Entitlement to an evaluation in excess of 20 percent for the service-connected thoracolumbar spine disability prior to December 14, 2013, and to an evaluation in excess of 40 percent from that date.

3. Entitlement to a total disability rating based on individual unemployability (TDIU).

REPRESENTATION

Veteran represented by: The American Legion

ATTORNEY FOR THE BOARD

J. H. Nilon, Counsel

INTRODUCTION

The Veteran served on active duty from November 1973 to December 1975.

This matter comes before the Board of Veterans' appeals (Board) on appeal of an August 2001 rating decision by the Department of Veterans Affairs (VA) Regional Office (RO) in St. Petersburg, Florida that in relevant part increased the rating from 10 percent to 20 percent for the service-connected thoracolumbar spine disability and denied service connection for peripheral neuropathy.

In November 2013 the Board remanded the issues identified on the title page to the Agency of Original Jurisdiction (AOJ) for further development, which has been accomplished. Stegall v. West, 11 Vet. App. 268, 271 (1998).

FINDINGS OF FACT

1. The Veteran's peripheral neuropathy of the upper extremities was not etiologically related to service and was not proximately caused by or permanently worsened by a service-connected disability.

2. Prior to December 14, 2013, the Veteran's thoracolumbar spine disability was manifested by moderate limitation of motion, with flexion predominantly greater than 30 degrees and no ankylosis; he did not have intervertebral disc syndrome (IVDS) causing incapacitating episodes or recurring attacks with little relief.

3. From December 14, 2013, the Veteran's thoracolumbar spine has not been ankylosed and he has not been shown to have pronounced IVDS with any incapacitating episodes. 4. The Veteran's service-connected disabilities do not render him unable to obtain and maintain gainful employment.

CONCLUSIONS OF LAW

1. The requirements to entitlement to service connection for neuropathy of the upper extremities have not been met. 38 U.S.C.A. §§ 1131, 5107 (West 2014); 38 C.F.R. §§ 3.303, 3.310 (2015).

2. The requirements to establish entitlement to an evaluation in excess of 20 percent for the thoracolumbar spine disability prior to December 14, 2013, and to an evaluation in excess of 40 percent from that date, have not been met. 38 U.S.C.A. § 1155 (West 2014); 38 C.F.R. § 4.71a, Diagnostic Code 5293 (2002); 38 C.F.R. § 4.71a, Diagnostic Codes 5289, 5292, 5293 (2003); 38 C.F.R. §§ 4.7, 4.40, 4.45, 4.71a, Diagnostic Codes 5237, 5242, 5243 (2015).

3. The requirements to establish entitlement to a TDIU have not been met. 38 U.S.C.A. §§ 1155, 5107 (West 2014); 38 C.F.R. §§ 3.340, 3.341, 4.16 (2015).

REASONS AND BASES FOR FINDINGS AND CONCLUSIONS

Duties to Notify and Assist

Before addressing the merits of the claim on appeal, the Board is required to ensure that the VA's "duty to notify" and "duty to assist" obligations have been satisfied. See 38 U.S.C.A. §§ 5103, 5103A (West 2014); 38 C.F.R. § 3.159 (2015).

Where there is a timing defect in a case, VA may cure the timing defect through compliance via proper remedial measures, such as the issuance of compliant VCAA notice followed by readjudication of the claim. Mayfield v. Nicholson, 444 F.3d 1328, 1333-34 (Fed. Cir. 2006). The readjudication may come in the form of the issuance of a SOC following the issuance of the VCAA notice. Mayfield v. Nicholson, 449 F.3d 1317, 1323-24 (Fed. Cir. 2007); Prickett v. Nicholson, 20 Vet. App. 370, 376-77 (2006). In this case, the Veteran was not provided complete notice of the elements required to establish entitlement to service connection prior to the August 2001 rating decision on appeal. Also, in its November 2013 action the Board determined that the Veteran had not received adequate notice in regard to his claim for TDIU. However, in December 2013 the AOJ provided the Veteran with VCAA-compliant noted in regard to all three issues on appeal (entitlement to service connection on a primary or secondary basis, entitlement to increased rating and entitlement to TDIU) and thereafter readjudicated the claim in September 2014.

In any event, the Veteran has not identified any prejudice due to error in the content or timing of the notice provided. See Shinseki v. Sanders, 129 S.Ct.1696 (2009) (reversing prior case law imposing a presumption of prejudice on any notice deficiency, and clarifying that the burden of showing that an error is harmful, or prejudicial, normally falls upon the party attacking the agency's determination).

Concerning the duty to assist, the RO has obtained service treatment records, and has also obtained post-service treatment records from those VA and private medical providers identified by the Veteran. VA has also obtained the Veteran's Social Security Administration (SSA) disability file, and the RO obtained the Veteran's VA Vocational Rehabilitation file for consideration in support of his claim for TDIU. Neither the Veteran nor his representative has made the RO or the Board aware of any additional evidence that needs to be obtained in order to fairly decide this appeal. The Veteran has been advised of his entitlement to a hearing before the Board, but he declined such a hearing.

During the course of the appeal the Veteran was afforded VA medical examinations in July 1999, May 2001, November 2006, July 2008, September 2009 and December 2013. The Veteran's representative submitted an Appellant Brief in July 2015 asking the Board to remand the case for new medical examination of the Veteran's spine, contending that the last examination in December 2013 had become too "stale" to be a valid basis for evaluation of the thoracolumbar spine disability or entitlement to TDIU. The Board disagrees. The passage of time alone, without an allegation of worsening, does not warrant a new examination. Palczewski v. Nicholson, 21 Vet. App. 174 (2007). In this case neither the Veteran nor his representative has asserted, and the medical treatment records associated with the file since the last examination do not suggest, that the Veteran's service-connected thoracolumbar spine disability has increased significantly in severity since that examination. Accordingly, remand for another examination is not warranted at this point. Palczewski, id. Regarding the claim for TDIU, the ultimate question of whether a veteran is capable of substantial gainful employment is not a medical one; rather, that assessment is for the adjudicator. Moore v. Nicholson, 21 Vet. App. 211, 218 (2007), rev'd on other grounds sub. nom. Moore v. Shinseki,

Related

Davidson v. SHINSEKI
581 F.3d 1313 (Federal Circuit, 2009)
Moore v. Shinseki
555 F.3d 1369 (Federal Circuit, 2009)
Mayfield v. Nicholson
499 F.3d 1317 (Federal Circuit, 2007)
Jandreau v. Nicholson
492 F.3d 1372 (Federal Circuit, 2007)
Mayfield v. Nicholson
444 F.3d 1328 (Federal Circuit, 2006)
Timberlake v. Gober
14 Vet. App. 122 (Veterans Claims, 2000)
Pauline Prickett v. R. James Nicholson
20 Vet. App. 370 (Veterans Claims, 2006)
Dwayne A. Moore v. R. James Nicholson
21 Vet. App. 211 (Veterans Claims, 2007)
Stanley J. Palczewski v. R. James Nicholson
21 Vet. App. 174 (Veterans Claims, 2007)
Brian J. Hart v. Gordon H. Mansfield
21 Vet. App. 505 (Veterans Claims, 2007)
Dennis M. Thun v. James B. Peake
22 Vet. App. 111 (Veterans Claims, 2008)
Angel S. Nieves-Rodriguez v. James B. Peake
22 Vet. App. 295 (Veterans Claims, 2008)
Tyra K. Mitchell v. Eric K. Shinseki
25 Vet. App. 32 (Veterans Claims, 2011)
Russell W. Burton v. Eric K. Shinseki
25 Vet. App. 1 (Veterans Claims, 2011)
Gilbert v. Derwinski
1 Vet. App. 49 (Veterans Claims, 1990)
Van Hoose v. Brown
4 Vet. App. 361 (Veterans Claims, 1993)
Jones v. Brown
7 Vet. App. 134 (Veterans Claims, 1994)

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