17 CFR · Commodity and Securities Exchanges
§ 247.781 — Exemption from the definition of “broker” for banks for a limited period of time.
17 CFR § 247.781
TitleTitle 17: Commodity and Securities ExchangesPartPart 247: Regulation R—Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker
SourceeCFR (current through Apr 6, 2026)
This text of 17 C.F.R. § 247.781 (Exemption from the definition of “broker” for banks for a limited period of time.) is published on Counsel Stack Legal Research, covering United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
17 C.F.R. § 247.781 (2026).
Text
§ 247.781 Exemption from the definition of “broker” for banks for a limited period of time.
A bank is exempt from the definition of the term “broker” under section 3(a)(4) of the Act (15 U.S.C. 78c(a)(4)) until the first day of its first fiscal year commencing after September 30, 2008.
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Related
§ 78c
15 U.S.C. § 78c
Nearby Sections
6
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Bluebook (online)
17 C.F.R. § 247.781, Counsel Stack Legal Research, https://law.counselstack.com/cfr/17/247/247.781.