Home/CFR/Title 17/Part 247/§ 247.100
17 CFR · Commodity and Securities Exchanges

§ 247.100 — Definition.

17 CFR § 247.100
TitleTitle 17: Commodity and Securities ExchangesPartPart 247: Regulation R—Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker
SourceeCFR (current through Apr 6, 2026)

This text of 17 C.F.R. § 247.100 (Definition.) is published on Counsel Stack Legal Research, covering United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
17 C.F.R. § 247.100 (2026).

Text

§ 247.100 Definition. For purposes of this part the following definition shall apply: Act means the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.).

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Related

§ 78a
15 U.S.C. § 78a

Nearby Sections

6
§ 247.100
Definition.
§ 247.700
Defined terms relating to the networking exception from the definition of “broker.”
§ 247.701
Exemption from the definition of “broker” for certain institutional referrals.
§ 247.721
Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
§ 247.722
Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
§ 247.723
Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.

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Bluebook (online)
17 C.F.R. § 247.100, Counsel Stack Legal Research, https://law.counselstack.com/cfr/17/247/247.100.
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