17 CFR · Commodity and Securities Exchanges
§ 240.3a12-12 — Exemption from certain provisions of section 16 of the Act for asset-backed securities.
17 CFR § 240.3a12-12
TitleTitle 17: Commodity and Securities ExchangesPartPart 240: General Rules and Regulations, Securities Exchange Act of 1934
SourceeCFR (current through Apr 6, 2026)
This text of 17 C.F.R. § 240.3a12-12 (Exemption from certain provisions of section 16 of the Act for asset-backed securities.) is published on Counsel Stack Legal Research, covering United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
17 C.F.R. § 240.3a12-12 (2026).
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Related
§ 78p
15 U.S.C. § 78p
Nearby Sections
11
§ 240.3a12-7
Exemption for certain derivative securities traded otherwise than on a national securities exchange.§ 240.3a12-11
Exemption from sections 8(a), 14(a), 14(b), and 14(c) for debt securities listed on a national securities exchange.§ 240.3a12-12
Exemption from certain provisions of section 16 of the Act for asset-backed securities.§ 240.3a40-1
Designation of financial responsibility rules.§ 240.3a44-2
Further definition of “as a part of a regular business” in connection with certain liquidity providers.§ 240.3a51-1
Definition of “penny stock”.Cite This Page — Counsel Stack
Bluebook (online)
17 C.F.R. § 240.3a12-12, Counsel Stack Legal Research, https://law.counselstack.com/cfr/17/240/240.3a12-12.