17 CFR · Commodity and Securities Exchanges
§ 240.15Fb3-1 — Duration of registration.
17 CFR § 240.15Fb3-1
TitleTitle 17: Commodity and Securities ExchangesPartPart 240: General Rules and Regulations, Securities Exchange Act of 1934
SourceeCFR (current through Apr 6, 2026)
This text of 17 C.F.R. § 240.15Fb3-1 (Duration of registration.) is published on Counsel Stack Legal Research, covering United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
17 C.F.R. § 240.15Fb3-1 (2026).
Text
§ 240.15Fb3-1 Duration of registration.
(a)General. A person registered as a security-based swap dealer or major security-based swap participant in accordance with § 240.15Fb2-1 will continue to be so registered until the effective date of any cancellation, revocation or withdrawal of such registration.
(b)Conditional registration. Notwithstanding paragraph (a) of this section, conditional registration shall expire on the date the registrant withdraws from registration or the Commission grants or denies the person's ongoing registration in accordance with § 240.15Fb2-1(e).
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Related
§ 240.15
17 C.F.R. § 240.15
Nearby Sections
11
§ 240.15Fb2-1
Registration of security-based swap dealers and major security-based swap participants.§ 240.15Fb2-5
Registration of successor to registered security-based swap dealer or a major security-based swap participant.§ 240.15Fb2-6
Registration of fiduciaries.§ 240.15Fb3-1
Duration of registration.§ 240.15Fb3-2
Withdrawal from registration.§ 240.15Fb3-3
Cancellation and revocation of registration.§ 240.15Fb6-1
§ 240.15Fb6-1 [Reserved]§ 240.15Fb6-2
Associated person certification.§ 240.15Fh-1
Scope and reliance on representations.Cite This Page — Counsel Stack
Bluebook (online)
17 C.F.R. § 240.15Fb3-1, Counsel Stack Legal Research, https://law.counselstack.com/cfr/17/240/240.15Fb3-1.