17 CFR · Commodity and Securities Exchanges

§ 240.15Ba2-6 — § 240.15Ba2-6 [Reserved]

eCFR · current through Aug 6, 2026

§ 240.15Ba2-6 [Reserved]

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17 C.F.R. § 240.15Ba2-6 (§ 240.15Ba2-6 [Reserved]) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

17 C.F.R. § 240.15

Nearby Sections

11

§ 240.15Ba1-8

Books and records to be made and maintained by municipal advisors.

§ 240.15Ba2-1

Application for registration of municipal securities dealers which are banks or separately identifiable departments or divisions of banks.

§ 240.15Ba2-2

Application for registration of non-bank municipal securities dealers whose business is exclusively intrastate.

§ 240.15Ba2-4

Registration of successor to registered municipal securities dealer.

§ 240.15Ba2-5

Registration of fiduciaries.

§ 240.15Ba2-6

§ 240.15Ba2-6 [Reserved]

§ 240.15Bc3-1

Withdrawal from registration of municipal securities dealers.

§ 240.15Bc4-1

Persons associated with municipal advisors.

§ 240.15Bc7-1

Availability of examination reports.

§ 240.15Ca1-1

Notice of government securities broker-dealer activities.

§ 240.15Ca2-1

Application for registration as a government securities broker or government securities dealer.

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