FEDERAL · 12 U.S.C. · Chapter 16
Coordination of risk analysis between SEC and Federal banking agencies
12 U.S.C. § 1831l
Title12 — Banks and Banking
Chapter16 — FEDERAL DEPOSIT INSURANCE CORPORATION
This text of 12 U.S.C. § 1831l (Coordination of risk analysis between SEC and Federal banking agencies) is published on Counsel Stack Legal Research, covering United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
12 U.S.C. § 1831l.
Text
Any appropriate Federal banking agency shall notify the Securities and Exchange Commission of any concerns of the agency regarding significant financial or operational risks to any registered broker or dealer, or any registered municipal securities dealer, government securities broker, or government securities dealer for which the Commission is the appropriate regulatory agency (as defined in section 78c of title 15), resulting from the activities of any insured depository institution, any depository institution holding company, or any affiliate of any such institution or company if such broker, dealer, municipal securities dealer, government securities broker, or government securities dealer is an affiliate of any such institution, company, or affiliate.
Free access — add to your briefcase to read the full text and ask questions with AI
Related
§ 78c
15 U.S.C. § 78c
Source Credit
History
(Sept. 21, 1950, ch. 967, §2[35], as added Pub. L. 101–432, §7, Oct. 16, 1990, 104 Stat. 975.)
Cite This Page — Counsel Stack
Bluebook (online)
12 U.S.C. § 1831l, Counsel Stack Legal Research, https://law.counselstack.com/usc/12/1831l.