Utah § 61-1-102 Definitions.

Utah Statutes

§ 61-1-102 — Definitions.

Utah § 61-1-102

Title 61Securities Division - Real Estate Division

Ch. 61-1Utah Uniform Securities Act

Part 61-1-1Securities Fraud Reporting Program Act

This text of Utah § 61-1-102 (Definitions.) is published on Counsel Stack Legal Research, covering Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Utah Code Ann. § 61-1-102 (2026).

Text

As used in this part:

(1)"Adverse action" means to:

(1)(a) discharge, threaten, or directly or indirectly harass an employee; or

(1)(b) otherwise discriminate against an employee in any manner that affects the employee's employment, including:

(1)(b)(i) compensation;

(1)(b)(ii) terms;

(1)(b)(iii) conditions;

(1)(b)(iv) location;

(1)(b)(v) rights;

(1)(b)(vi) immunities;

(1)(b)(vii) promotions; or

(1)(b)(viii) privileges.

(2)"Covered judicial or administrative action" means a judicial or administrative action brought under this chapter that results in a monetary sanction exceeding $50,000.

(3)"Employee" means an individual who performs a service for wages or other remuneration under a contract of hire, written or oral, express or implied.

(4)"Fund" means the Securities Investor Educatio

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As used in this part:
(1) "Adverse action" means to:

(1)(a) discharge, threaten, or directly or indirectly harass an employee; or
(1)(b) otherwise discriminate against an employee in any manner that affects the employee's employment, including:
(1)(b)(i) compensation;
(1)(b)(ii) terms;
(1)(b)(iii) conditions;
(1)(b)(iv) location;
(1)(b)(v) rights;
(1)(b)(vi) immunities;
(1)(b)(vii) promotions; or
(1)(b)(viii) privileges.
(2) "Covered judicial or administrative action" means a judicial or administrative action brought under this chapter that results in a monetary sanction exceeding $50,000.
(3) "Employee" means an individual who performs a service for wages or other remuneration under a contract of hire, written or oral, express or implied.
(4) "Fund" means the Securities Investor Education, Training, and Enforcement Fund created in Section 61-1-18.7.
(5) "Original information" means information that is:

(5)(a) derived from the independent knowledge or analysis of an individual;
(5)(b) not known to the division or commission from a source other than the individual; and
(5)(c) unless the individual is the source of the information, not exclusively derived from:
(5)(c)(i) an allegation made in a judicial or administrative hearing;
(5)(c)(ii) a government report, hearing, audit, or investigation; or
(5)(c)(iii) the media.
(6) "Monetary sanction" means money required to be paid under this chapter as the result of a judicial or administrative action, including a penalty or disgorgement.
(7) "Reporter" means an individual who provides original information relating to a violation in accordance with Section 61-1-103.