Texas § 4005.011 INSTITUTIONAL INVESTORS.

Texas Statutes

§ 4005.011 — INSTITUTIONAL INVESTORS.

Texas § 4005.011

Code GVGovernment Code

This text of Texas § 4005.011 (INSTITUTIONAL INVESTORS.) is published on Counsel Stack Legal Research, covering Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Tex. Government Code Code Ann. § 4005.011 (2026).

Text

Sec. 4005.011. INSTITUTIONAL INVESTORS. The exemption provided by Section 4005.001 applies to the sale of a security to:

(1)a bank;

(2)a trust company;

(3)a building and loan association;

(4)a savings and loan association;

(5)an insurance company;

(6)a surety or guaranty company;

(7)a savings institution;

(8)an investment company as defined by the Investment Company Act of 1940 (15 U.S.C. Section 80a-1 et seq.);

(9)a small business investment company as defined by the Small Business Investment Act of 1958 (15 U.S.C. Section 661 et seq.); or

(10)a registered dealer actually engaged in buying and selling securities.

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Sec. 4005.011. INSTITUTIONAL INVESTORS. The exemption provided by Section 4005.001 applies to the sale of a security to:
(1) a bank;
(2) a trust company;
(3) a building and loan association;
(4) a savings and loan association;
(5) an insurance company;
(6) a surety or guaranty company;
(7) a savings institution;
(8) an investment company as defined by the Investment Company Act of 1940 (15 U.S.C. Section 80a-1 et seq.);
(9) a small business investment company as defined by the Small Business Investment Act of 1958 (15 U.S.C. Section 661 et seq.); or
(10) a registered dealer actually engaged in buying and selling securities.