Texas § 4003.001 PERMIT REQUIRED; EXCEPTIONS.

Texas Statutes

§ 4003.001 — PERMIT REQUIRED; EXCEPTIONS.

Texas § 4003.001

Code GVGovernment Code

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Bluebook

Tex. Government Code Code Ann. § 4003.001 (2026).

Text

Sec. 4003.001. PERMIT REQUIRED; EXCEPTIONS.

(a)A dealer or agent may not sell or offer for sale any securities issued after September 6, 1955, unless the commissioner has issued a permit qualifying securities for sale for those securities to the issuer of the securities or a registered dealer.

(b)This section does not apply to:

(1)securities that have been registered by notification under Subchapter B or by coordination under Subchapter C; or

(2)transactions or securities that are exempt under Chapter 4005 .

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Sec. 4003.001. PERMIT REQUIRED; EXCEPTIONS. (a) A dealer or agent may not sell or offer for sale any securities issued after September 6, 1955, unless the commissioner has issued a permit qualifying securities for sale for those securities to the issuer of the securities or a registered dealer.
(b) This section does not apply to:
(1) securities that have been registered by notification under Subchapter B or by coordination under Subchapter C; or
(2) transactions or securities that are exempt under Chapter 4005 .