Tennessee Statutes
§ 48-103-111 — Criminal penalties
Tennessee § 48-103-111
JurisdictionTennessee
Title48
This text of Tennessee § 48-103-111 (Criminal penalties) is published on Counsel Stack Legal Research, covering Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Tenn. Code Ann. § 48-103-111 (2026).
Text
(a)(1) Any person, including an affiliate or associate of an offeror or offeree company, who knowingly violates any provision of this part, or any rule promulgated under this part, or any order issued by the commissioner under any provision of this part, commits a Class A misdemeanor.
(2)Any person who knowingly engages in a fraudulent practice declared unlawful in § 48-103-106 commits a Class E felony.
(b)The commissioner may transmit such evidence as may be available concerning violations of this part or of any rule or order hereunder to the district attorney general in the district in which the offense was committed who may, in the district attorney general's discretion, institute criminal proceedings to enforce the penalties prescribed in this part.
(c)Nothing in this part limits t
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Legislative History
Acts 1976, ch. 536, § 2; T.C.A., §§ 48-2111, 48-5-111; Acts 1989, ch. 591, §§ 44, 111; T.C.A., § 48-35-111.
Nearby Sections
15
§ 48-1-101
Short title§ 48-1-102
Part definitions§ 48-1-103
Exemptions§ 48-1-105
Registration by coordination§ 48-1-106
Registration by qualification§ 48-1-109
Registration as broker-dealers, agents, investment advisers, and investment adviser representatives§ 48-1-111
Records and reports - Examinations§ 48-1-115
AdministrationCite This Page — Counsel Stack
Bluebook (online)
Tennessee § 48-103-111, Counsel Stack Legal Research, https://law.counselstack.com/statute/tn/48-103-111.