Tennessee Statutes
§ 48-1-113 — Filing of sales and advertising literature
Tennessee·Title 48
The commissioner may by rule require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser.
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Legislative History
Amended by 2017 Tenn. Acts, ch. 424,s 37, eff. 5/18/2017. Acts 1980, ch. 866, § 13; T.C.A., § 48-16-113; T.C.A. § 48-2-113.
Nearby Sections
15
§ 48-1-101
Short title§ 48-1-102
Part definitions§ 48-1-103
Exemptions§ 48-1-105
Registration by coordination§ 48-1-106
Registration by qualification§ 48-1-109
Registration as broker-dealers, agents, investment advisers, and investment adviser representatives§ 48-1-111
Records and reports - Examinations§ 48-1-115
Administration