South Carolina Statutes
§ 35-1-506 — Misrepresentations concerning registration or exemption.
The filing of an application for registration, a registration statement, a notice filing under this chapter, the registration of a person, the notice filing by a person, or the registration of a security under this chapter does not constitute a finding by the Securities Commissioner that a record filed under this chapter is true, complete, and not misleading. The filing or registration or the availability of an exemption, exception, preemption, or exclusion for a security or a transaction does not mean that the Securities Commissioner has passed upon the merits or qualifications of, or recommended or given approval to, a person, security, or transaction. It is unlawful to make, or cause to be made, to a purchaser, customer, client, or prospective customer or client a representation inconsi
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South Carolina § 35-1-506 (Misrepresentations concerning registration or exemption.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Legislative History
HISTORY: 2005 Act No. 110, SECTION 1, eff January 1, 2006.
Nearby Sections
15
§ 35-1-101
Short title.§ 35-1-102
Definitions.§ 35-1-103
References to federal statutes.§ 35-1-104
References to federal agencies.§ 35-1-105
Electronic records and signatures.§ 35-1-201
Exempt securities.§ 35-1-202
Exempt transactions.§ 35-1-203
Additional exemptions and waivers.§ 35-1-301
Securities registration requirement.§ 35-1-302
Notice filing.§ 35-1-303
Securities registration by coordination.§ 35-1-305
Securities registration filings.