South Carolina Statutes
§ 35-1-307 — Waiver and modification.
The Securities Commissioner may waive or modify, in whole or in part, any or all of the requirements of Sections 35-1-302, 35-1-303, and 35-1-304(b) or the requirement of any information or record in a registration statement or in a periodic report filed pursuant to Section 35-1-305(i).
Free access — add to your briefcase to read the full text and ask questions with AI
South Carolina § 35-1-307 (Waiver and modification.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Legislative History
HISTORY: 2005 Act No. 110, SECTION 1, eff January 1, 2006. ARTICLE 4 Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Editor's Note The South Carolina Uniform Securities Act of 2005 replaced former Chapter 1, Uniform Securities, with a new Chapter 1, effective January 1, 2006, numbered in conformity with the Uniform Securities Act. The new chapter includes Official and South Carolina Reporters comments linking the old and new chapters.
Nearby Sections
15
§ 35-1-101
Short title.§ 35-1-102
Definitions.§ 35-1-103
References to federal statutes.§ 35-1-104
References to federal agencies.§ 35-1-105
Electronic records and signatures.§ 35-1-201
Exempt securities.§ 35-1-202
Exempt transactions.§ 35-1-203
Additional exemptions and waivers.§ 35-1-301
Securities registration requirement.§ 35-1-302
Notice filing.§ 35-1-303
Securities registration by coordination.§ 35-1-305
Securities registration filings.