North Carolina § 78C-20 Methods of registration

North Carolina Statutes

§ 78C-20 — Methods of registration

North Carolina·Ch. 78C Investment Advisers·Art. 3 Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives

(a)All applications for initial and renewal registrations or notice filings required under G.S. 78C-17 shall be filed with the Investment Adviser Registration Depository (IARD) operated by the National Association of Securities Dealers.

(b)Repealed by Session Laws 2001-273, s. 4, effective October 1, 2001.

(c)Nothing in this section shall be construed to prevent the exercise of the authority of the Administrator as provided in G.S. 78C-19. (1987 (Reg. Sess., 1988), c. 1098, s. 1; 2001-273, s. 4; 2002-159, s. 16.) §§ 78C-21 through 78C-25: Reserved for future codification purposes.

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(a) All applications for initial and renewal registrations or notice filings required under G.S. 78C-17 shall be filed with the Investment Adviser Registration Depository (IARD) operated by the National Association of Securities Dealers.
(b) Repealed by Session Laws 2001-273, s. 4, effective October 1, 2001.
(c) Nothing in this section shall be construed to prevent the exercise of the authority of the Administrator as provided in G.S. 78C-19. (1987 (Reg. Sess., 1988), c. 1098, s. 1; 2001-273, s. 4; 2002-159, s. 16.)
§§ 78C-21 through 78C-25: Reserved for future codification purposes.

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