Maine Statutes

§ 32 §16801 — Definitions

Maine·Title 32 PROFESSIONS AND OCCUPATIONS·Ch. 135 MAINE UNIFORM SECURITIES ACT

As used in this subchapter, unless the context otherwise indicates, the following terms have the following meanings.

1.Eligible adult. "Eligible adult" means:
2.Financial exploitation. "Financial exploitation" means:
3.Qualified individual. "Qualified individual" means an agent, investment adviser representative or individual who serves in a supervisory, compliance or legal capacity for a broker-dealer or investment adviser.

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Legislative History

PL 2019, c. 17, §1 (NEW).

Nearby Sections

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