Maine Statutes
§ 32 §16301 — Securities registration requirement
It is unlawful for a person to offer or sell a security in this State unless:
1.Federal covered security.
The security is a federal covered security;
2.Exempt from registration.
The security, transaction or offer is exempted from registration under sections 16201 to 16203; or
3.Registered.
The security is registered under this chapter.
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Legislative History
PL 2005, c. 65, §A2 (NEW).
Nearby Sections
7
§ 32 §16301
Securities registration requirement§ 32 §16302
Notice filing§ 32 §16303
Securities registration by coordination§ 32 §16304
Securities registration by qualification§ 32 §16305
Securities registration filings§ 32 §16307
Waiver and modification