Connecticut Statutes
§ 33-1334 — Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties.
(a)It shall be unlawful for a registered public accounting firm to violate the provisions of Section 10a(g) of the Securities Exchange Act of 1934.
(b)Any registered public accounting firm that violates subsection (a) of this section shall be subject to the penalties that the State Board of Accountancy may impose under subsection (a) of section 20-281a for conduct described in subdivision (10) of subsection (a) of section 20-281a .
Free access — add to your briefcase to read the full text and ask questions with AI
Connecticut § 33-1334 (Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Legislative History
(P.A. 03-259, S. 37.)
Nearby Sections
15
§ 33-1001
Construction of statutes.§ 33-1002
Definitions.§ 33-1003
Notice.§ 33-1003a
Qualified director.§ 33-1004
Filing requirements.§ 33-1005
Forms. Mailing address.§ 33-1006
Effective time and date of document.§ 33-1007
Correcting filed document.§ 33-1012
Penalty for signing false document.