California § 18427.3. 18427.3. (Repealed and added by Stats. 1996, Ch. 1064, Sec. 604.)

California Statutes

§ 18427.3. — 18427.3. (Repealed and added by Stats. 1996, Ch. 1064, Sec. 604.)

California·Code FIN Financial Code - FIN·Div. 7. DIVISION 7. INDUSTRIAL LOAN COMPANIES·Ch. 5. CHAPTER 5. Administration and Powers of the Commissioner·Art. 5. ARTICLE 5. Securities Transactions

The commissioner shall charge and collect fees for applications filed under this article as fixed in this section.

(a)The fee for a negotiating permit shall be fifty dollars ($50).

(b)The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or on outstanding securities shall be fifty dollars ($50).

(c)The fee for any permit to sell securities other than as specified in subdivision (b) shall be one hundred dollars ($100) plus one-tenth of one percent of the aggregate value of the securities sought to be sold, up to a maximum aggregate fee of one thousand seven hundred fifty dollars ($1,750).

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The commissioner shall charge and collect fees for applications filed under this article as fixed in this section.
(a)
The fee for a negotiating permit shall be fifty dollars ($50).
(b)
The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or on outstanding securities shall be fifty dollars ($50).
(c)
The fee for any permit to sell securities other than as specified in subdivision (b) shall be one hundred dollars ($100) plus one-tenth of one percent of the aggregate value of the securities sought to be sold, up to a maximum aggregate fee of one thousand seven hundred fifty dollars ($1,750).

California § 18427.3. (18427.3. (Repealed and added by Stats. 1996, Ch. 1064, Sec. 604.)) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.