California Statutes
§ 25213.3. — 25213.3. (Amended by Stats. 2002, Ch. 772, Sec. 4.)
California § 25213.3.
JurisdictionCalifornia
Code CORPCorporations Code - CORP
Div.1.
Title 4.DIVISION 1. CORPORATE SECURITIES LAW OF 1968
Part 3.PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS
Ch. 2.CHAPTER 2. Licensing of Agents and Broker-Dealers
This text of California § 25213.3. (25213.3. (Amended by Stats. 2002, Ch. 772, Sec. 4.)) is published on Counsel Stack Legal Research, covering California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Cal. Corporations Code - CORP Code § 25213.3. (2026).
Text
The commissioner shall, after appropriate notices and opportunity for hearing, by order suspend, for a period not exceeding 12 months, or bar from any position of employment, management or control of any broker-dealer, any officer, director, partner, agent, employee of, or person performing similar functions for, a broker-dealer, or any other person, if the person has been convicted of, or has pleaded nolo contendere to, a felony or misdemeanor in violation of Section 25541 that was committed on or after January 1, 1989.
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Legislative History
Amended by Stats. 2002, Ch. 772, Sec. 4. Effective January 1, 2003.
Nearby Sections
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Bluebook (online)
California § 25213.3., Counsel Stack Legal Research, https://law.counselstack.com/statute/ca/CORP/25213.3..