California § 25101. 25101. (Amended by Stats. 2009, Ch. 131, Sec. 10.)

California Statutes

§ 25101. — 25101. (Amended by Stats. 2009, Ch. 131, Sec. 10.)

California § 25101.

JurisdictionCalifornia

Code CORPCorporations Code - CORP

Div.1.

Title 4.DIVISION 1. CORPORATE SECURITIES LAW OF 1968

Part 2.PART 2. QUALIFICATION OF AND FILING REQUIREMENTS FOR THE SALE OF SECURITIES

Ch. 1.CHAPTER 1. Exemptions and Certain Securities and Transactions Not Subject to Qualification

This text of California § 25101. (25101. (Amended by Stats. 2009, Ch. 131, Sec. 10.)) is published on Counsel Stack Legal Research, covering California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Cal. Corporations Code - CORP Code § 25101. (2026).

Text

The following securities are exempt from the provisions of Section 25130:

(a)Any security issued by a person that is the issuer of any security listed on a national securities exchange, if the exchange is certified by rule or order of the commissioner.

(b)The exemption provided by subdivision (a) does not apply to securities offered pursuant to a registration under the Securities Act of 1933 or pursuant to the exemption afforded by Regulation A under that act if the aggregate offering price of the securities offered pursuant to that exemption exceeds fifty thousand dollars ($50,000).

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The following securities are exempt from the provisions of Section 25130:
(a)
Any security issued by a person that is the issuer of any security listed on a national securities exchange, if the exchange is certified by rule or order of the commissioner.
(b)
The exemption provided by subdivision (a) does not apply to securities offered pursuant to a registration under the Securities Act of 1933 or pursuant to the exemption afforded by Regulation A under that act if the aggregate offering price of the securities offered pursuant to that exemption exceeds fifty thousand dollars ($50,000).

Legislative History

Amended by Stats. 2009, Ch. 131, Sec. 10. (AB 991) Effective January 1, 2010.

Nearby Sections

2

§ 25101.

25101. (Amended by Stats. 2009, Ch. 131, Sec. 10.)

§ 25101.1.

25101.1. (Amended by Stats. 2017, Ch. 516, Sec. 5.)

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California § 25101., Counsel Stack Legal Research, https://law.counselstack.com/statute/ca/CORP/25101..