California Statutes
§ 25101. — 25101. (Amended by Stats. 2009, Ch. 131, Sec. 10.)
California·Code CORP Corporations Code - CORP·Div. 1.·Title 4. DIVISION 1. CORPORATE SECURITIES LAW OF 1968·Part 2. PART 2. QUALIFICATION OF AND FILING REQUIREMENTS FOR THE SALE OF SECURITIES·Ch. 1. CHAPTER 1. Exemptions and Certain Securities and Transactions Not Subject to Qualification
The following securities are exempt from the provisions of Section 25130:
(a)Any security issued by a person that is the issuer of any security listed on a national securities exchange, if the exchange is certified by rule or order of the commissioner.
(b)The exemption provided by subdivision (a) does not apply to securities offered pursuant to a registration under the Securities Act of 1933 or pursuant to the exemption afforded by Regulation A under that act if the aggregate offering price of the securities offered pursuant to that exemption exceeds fifty thousand dollars ($50,000).
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California § 25101. (25101. (Amended by Stats. 2009, Ch. 131, Sec. 10.)) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Legislative History
Amended by Stats. 2009, Ch. 131, Sec. 10. (AB 991) Effective January 1, 2010.