California Statutes
§ 25009.1. — 25009.1. (Added by Stats. 1998, Ch. 48, Sec. 1.)
California·Code CORP Corporations Code - CORP·Div. 1.·Title 4. DIVISION 1. CORPORATE SECURITIES LAW OF 1968·Part 1. PART 1. DEFINITIONS
“Investment adviser” does not include persons excepted from the definition of “investment adviser” by Section 202(a)(11) of the Investment Advisers Act of 1940 (15 U.S.C. 80a-1 et seq., as amended), except that with regard to those persons the commissioner may investigate and bring enforcement actions with respect to fraud and deceit, including and without limitation fraud and deceit under Section 25235, and any rules of the commissioner adopted thereunder.
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California § 25009.1. (25009.1. (Added by Stats. 1998, Ch. 48, Sec. 1.)) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Related
§ 80a
15 U.S.C. § 80a
Legislative History
Added by Stats. 1998, Ch. 48, Sec. 1. Effective January 1, 1999.