Alabama Statutes

§ 8-6-4 — Registration of Securities - Required; Exceptions

Alabama § 8-6-4
JurisdictionAlabama
Title 8Commercial Law and Consumer Protection
Ch. 6Securities
Art. 1General Provisions

This text of Alabama § 8-6-4 (Registration of Securities - Required; Exceptions) is published on Counsel Stack Legal Research, covering Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ala. Code § 8-6-4 (2026).

Text

It is unlawful for any person to offer or sell any security in this state unless:

(1)It is registered under this article;
(2)The security is exempt from registration under Section 8-6-10; or
(3)The transaction is exempt under Section 8-6-11.

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Related

Hill v. Marston
13 F.3d 1548 (Eleventh Circuit, 1994)
25 case citations
San Francisco Residence Club, Inc. v. Baswell-Guthrie
897 F. Supp. 2d 1122 (N.D. Alabama, 2012)
19 case citations
Foster v. Jesup and Lamont Securities Co.
482 So. 2d 1201 (Supreme Court of Alabama, 1986)
11 case citations
Lloyd v. Professional Realty Services, Inc.
734 F.2d 1428 (Eleventh Circuit, 1984)
8 case citations
Foster v. Jesup & Lamont Securities Co.
759 F.2d 838 (Eleventh Circuit, 1985)
2 case citations

Legislative History

(Acts 1959, No. 542, p. 1318, §3; Acts 1990, No. 90-527, p. 772, §1.)

Nearby Sections

15
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Bluebook (online)
Alabama § 8-6-4, Counsel Stack Legal Research, https://law.counselstack.com/statute/al/8-6-4.