Zapata Hincapie v. Texas Tech University

CourtDistrict Court, N.D. Texas
DecidedMarch 11, 2024
Docket5:23-cv-00045
StatusUnknown

This text of Zapata Hincapie v. Texas Tech University (Zapata Hincapie v. Texas Tech University) is published on Counsel Stack Legal Research, covering District Court, N.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Zapata Hincapie v. Texas Tech University, (N.D. Tex. 2024).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF TEXAS LUBBOCK DIVISION

JOHN ALEXANDER ZAPATA HINCAPIE, Plaintiff, v. No. 5:23-CV-045-H TEXAS TECH UNIVERSITY, et al., Defendants. MEMORANDUM OPINION AND ORDER In this case, the plaintiff, John Alexander Zapata Hincapie, asserts that he faced discrimination based on his race and national origin during his time as a PhD student at Texas Tech University. Specifically, Zapata claims that his PhD advisor and dissertation chair discriminated against him by imposing additional requirements on him and that those requirements caused him to graduate two semesters late. He also argues that Texas Tech and other department officials imposed obstacles to his graduation and supported, contributed to, or left unabated this discriminatory treatment. Before the Court are the defendants’ motion and amended motion to dismiss the plaintiff’s amended complaint. Dkt. Nos. 8; 16. The defendants argue that all of the plaintiff’s claims should be dismissed because he has failed to plausibly state a claim for relief and the individual defendants are entitled to qualified immunity. The Court denies the first motion to dismiss as moot because it has been superseded by the second motion. The Court grants in full the amended motion to dismiss and dismisses with prejudice Zapata’s amended complaint. Zapata has failed to plausibly state a claim for relief, and the individual defendants are entitled to qualified immunity as to his claims. 1. Factual and Procedural Background A. Factual Allegations1 Zapata was a PhD student at Texas Tech University in the Chemical Engineering Department from Fall 2016 to Fall 2021. Dkt. No. 11 ¶ 19. He graduated with his doctoral degree in Fall 2021. Id. ¶ 21. He claims that during his time as a student his dissertation

chair, Dr. Sindee Lou Simon, discriminated against him based on his race (Hispanic) and national origin (Colombian) in favor of Asian students in the department. Id. ¶ 24. He further alleges that the other defendants “facilitated and exacerbated” Simon’s discrimination against him. Id. Zapata asserts that this discrimination delayed his graduation, harmed his mental health, and denied him a master’s degree. See id. ¶¶ 40–41, 43, 49, 64, 71–73, 92, 114–17, 138–43; Dkt. No. 22 at 13. Zapata claims that Simon “exhibited hostile discriminatory behavior” towards him during his time at Texas Tech, ultimately culminating in her delayed approval of his dissertation, which was necessary for his graduation. See Dkt. No. 11 ¶¶ 25–26, 32. As

general background to her treatment of him, he alleges that Simon yelled at him on numerous occasions during his time as a student and asked him not to speak Spanish, though she did not treat her Asian students similarly. Id. ¶¶ 28–31. He claims that she did not allow him to work at an outside laboratory for an extended period of time, while another faculty member allowed his student to do so. Id. ¶ 32. He also complains that Simon’s research websites do not list his publications, and those sites continued to refer to him as a “current graduate student” for several months after he graduated. Id. ¶¶ 33–34.

1 These allegations are taken from Zapata’s amended complaint (Dkt. No. 11), which the Court accepts as true when resolving a motion to dismiss. Villarreal v. Wells Fargo Bank, N.A., 814 F.3d 763, 766 (5th Cir. 2016). The crux of his claims begins in January 2021 when Simon stated that she would be leaving Texas Tech to teach at another university, so her advisees needed to graduate by May. Id. ¶ 35. For Zapata, this meant he needed to complete his outstanding degree requirements: taking and defending a qualifying exam and defending his dissertation. Id.

¶ 36. Typically, students complete their qualifying exam early in their doctoral program, but Zapata “had not previously been allowed to take the qualifying exam[]” before that semester. Id. ¶¶ 36–38. Zapata claims that Simon also cut his PhD funding that semester, requiring him to take a teaching assistant position. Id. ¶¶ 40–41. Zapata defended his qualifying exam on February 5, 2021, but Simon later told him that he needed to “perform more experiments and correct ‘errors and misinterpretations in the written part of the exam.’” Id. ¶¶ 42, 46. “[S]he finally agreed to sign his qualifying exam report on or about April 21, 2021.” Id. ¶ 48. Zapata also needed to complete his dissertation to graduate. In February, Simon

told Zapata that “she wanted him now to graduate in the Summer 2021 semester and to defend his doctoral dissertation after the Spring 2021 graduation deadline.” Id. ¶ 43. She set his doctoral defense for May 13, 2021. Id. ¶ 44. Zapata passed his doctoral defense on that date, and all of his committee members, including Simon, signed the official approval form. Id. ¶ 52. But “a few minutes after signing the official approval form,” Simon emailed Zapata to tell him that his “dissertation d[id] NOT meet [her] approval yet” and that additional changes were needed. Id. ¶¶ 53, 55–56. With Simon withholding her final approval, Zapata became concerned that he would not be able to graduate in Summer 2021. Id. ¶¶ 55–57. He contacted the Graduate School and “was told not to worry” because “a

‘Dean’ was going to step in and assume Dr. Simon’s role as his dissertation approver if Dr. Simon did not take action close to his graduation.” Id. ¶ 57. True to its word, the Graduate School assigned Dr. Brandon Weeks, the Dean of Research and Graduate Programs, to be Zapata’s dissertation approver on July 22, 2021. Id. And after Weeks was appointed, Simon sent an email to Zapata, Weeks, and Dr. Mark Sheridan, the Dean of the Graduate

School, including a list of corrections that she believed were necessary to Zapata’s dissertation. Id. ¶¶ 51, 59. However, once Weeks stepped in, he informed Zapata that he also needed to satisfy his program’s two-publication requirement in order to graduate. Id. ¶ 60. This two- publication requirement provides that “PhD students are required to have two publications accepted in peer reviewed journals or indexed conference proceedings accepted by chair [sic] prior to their defense.” Id. ¶ 103. To count towards the requirement, Zapata was told that the publication must be written with the student’s dissertation advisor and the student must be the first author. Id. ¶ 106. Zapata did not have two publications prior to his May

2021 defense. See id. ¶ 86. Once Weeks told him about the two-publication requirement, Zapata complained that “at least six of Dr. Simon’s previous students were allowed to graduate without fulfilling” this requirement. Id. ¶ 60. A few days after Simon’s email with the corrections and Weeks’s communication about the two-publication requirement, Sheridan informed Zapata that “he would no longer be able to graduate in August 2021.” Id. ¶ 64. Sheridan stated that Zapata needed to obtain Simon’s approval of his dissertation and satisfy the two-publication requirement in order to graduate. Id. Zapata asked Sheridan if he could appeal this decision and if he could replace Simon as his advisor, but he was unable to do so. Id. ¶¶ 65, 67. On August 4, 2021, Zapata

sent Simon an updated dissertation. Id. ¶ 74. Simon responded with additional corrections on August 23, 2021. Id. ¶ 77. Upset with what he perceived as shifting requirements, Zapata asked Sheridan when the need for additional corrections would cease. Id. ¶ 79. Sheridan stated that “the process will end when [Zapata has] fully, completely, and accurate[ly] addressed the points raised by Dr. Simon in her 8/23/2021 email message.” Id.

(second alteration in original). A few days later, Zapata asked Simon whether other chapters of his dissertation had met her approval, to which she provided several new corrections. Id. ¶ 81. In late September, Sheridan asked Zapata about the status of his dissertation. Id. ¶ 84.

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