Zambrana v. Califano

651 F.2d 842
Court of Appeals for the Second Circuit·Decided June 15, 1981·No. No. 871, Docket 79-6103·Published·Cited by 191 cases

Opinions

VAN GRAAFEILAND, Circuit Judge:

Plaintiffs appeal from an order of the United States District Court for the Eastern District of New York, Eugene H. Nick-erson, J., dismissing their class action under Titles II and XVI of the Social Security Act, 42 U.S.C. §§ 401-31 and 1381-83c, to secure timely disposition of claims which have been remanded to the Social Security Administration (SSA) by a federal court for further proceedings. Plaintiffs sought declaratory and injunctive relief compelling the SSA to decide disability claims on the merits within 120 days of remand and non-disability claims within 90 days, and to pay benefits to those whose claims were not decided within those periods.

This action is a sequel to our decisions in Sharpe v. Harris, 621 F.2d 530 (2d Cir. 1980), Barnett v. Califano, 580 F.2d 28 (2d [844] Cir. 1978), and White v. Mathews, 559 F.2d 852 (2d Cir. 1977), cert. denied, 435 U.S. 908, 98 S.Ct. 1458, 55 L.Ed.2d 500 (1978). In those cases we held that substantial delays experienced by disability claimants in obtaining initial administrative hearings were unlawful, and affirmed the imposition of uniform time requirements for the scheduling and holding of those hearings. Judge Nickerson held, however, that the considerations which justified the imposition of uniform time requirements at the initial hearing stage did not apply at the post-remand stage, and dismissed the complaint. We affirm.

At the time this action was commenced, plaintiffs, each of whose claims had been remanded to the SSA for further proceedings, had been waiting from seven to eleven months for a redetermination of their claims. However, they had not sought relief from the remanding courts. Instead, they instituted the instant action on behalf of themselves and a proposed nationwide class of claimants who have had their claims remanded to the SSA for further proceedings other than the payment of benefits. Plaintiffs alleged that the delays routinely experienced by members of the proposed class violated the Social Security Act and its implementing regulations, the Administrative Procedure Act, 5 U.S.C. §§ 554, 555, and the Due Process Clause of the Fifth Amendment.

Plaintiffs moved for class certification, a preliminary injunction granting them provisional benefits, and an order granting Jenny Laurence leave to intervene. Defendants cross-moved to dismiss the action for lack of jurisdiction. On May 17, 1979, Judge Nickerson granted the motion to dismiss, holding that the prevention of delays in the processing of claims after remand would be attended to best by the remanding courts. We find no error here.

A district court reviewing a final HEW decision pursuant to section 205(g) of the Social Security Act, 42 U.S.C. § 405(g), is performing an appellate function. Igonia v. Califano, 568 F.2d 1383, 1387 (D.C.Cir. 1977). If additional testimony is needed for the proper performance of this function, the court obtains it by remanding the case to the Secretary. Id.; Carnevale v. Gardner, 393 F.2d 889, 891 n.1 (2d Cir. 1968); Kerner v. Flemming, 283 F.2d 916, 922 (2d Cir. 1960). A district court order which neither grants nor denies the relief sought, but instead remands to the Secretary for further consideration, is an interlocutory order. Dalto v. Richardson, 434 F.2d 1018 (2d Cir. 1970), cert. denied, 401 U.S. 979, 91 S.Ct. 1211, 28 L.Ed.2d 330 (1971). See Good v. Weinberger, 389 F.Supp. 350, 351 (W.D.Pa. 1975).

The remanding court is vested with equity powers and, while it may not “[intrude] upon the administrative province, it may adjust its relief to the exigencies of the case in accordance with the equitable principles governing judicial action.” Ford Motor Co. v. NLRB, 305 U.S. 364, 373, 59 S.Ct. 301, 307, 83 L.Ed. 221 (1939). Accordingly, it may when appropriate set a time limit for action by the administrative tribunal, and this is often done. See, e. g., McBride v. Smith, 405 F.2d 1057, 1061 (2d Cir. 1968); Igonia v. Califano, supra, 568 F.2d at 1389; Williams v. Secretary of HEW, 481 F.Supp. 69, 71 (S.D.N.Y.1979).

Generally, principles of comity and judicial economy make courts reluctant to exercise jurisdiction over claims involving the orders of coordinate courts. Bergh v. State of Washington, 535 F.2d 505, 507 (9th Cir.), cert. denied, 429 U.S. 921, 97 S.Ct. 318, 50 L.Ed.2d 288 (1976); Common Cause v. Judicial Ethics Committee, 473 F.Supp. 1251, 1253-54 (D.D.C.1979); Torquay Corp. v. Radio Corp. of America, 2 F.Supp. 841, 844 (S.D.N.Y.1932). In this area of the law, “an ample degree of discretion, appropriate for disciplined and experienced judges, must be left to the lower courts.” Kerotest Manufacturing Co. v. C-O-Two Fire Equipment Co., 342 U.S. 180, 183-84, 72 S.Ct. 219, 221, 96 L.Ed. 200 (1952).

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Zambrana v. Califano, 651 F.2d 842 (2d Cir. 1981).

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