Yuan Zhai v. Chemical Bank

180 Misc. 2d 442, 689 N.Y.S.2d 366, 1999 N.Y. Misc. LEXIS 148
CourtCivil Court of the City of New York
DecidedMarch 23, 1999
StatusPublished
Cited by3 cases

This text of 180 Misc. 2d 442 (Yuan Zhai v. Chemical Bank) is published on Counsel Stack Legal Research, covering Civil Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Yuan Zhai v. Chemical Bank, 180 Misc. 2d 442, 689 N.Y.S.2d 366, 1999 N.Y. Misc. LEXIS 148 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

Rolando T. Acosta, J.

Plaintiff moves to vacate a Supreme Court order issued on March 17, 1998. The motion requires the court to resolve a novel question regarding Civil Court’s jurisdiction: Does a Judge of the Civil Court possess the power under CPLR 2221 to vacate an order issued upon default by a Justice of the Supreme Court in an action which, although commenced in Supreme Court, has since been duly transferred to Civil Court pursuant to CPLR 325 (d).

BACKGROUND AND CONTENTIONS OF THE PARTIES

After plaintiff commenced this action in Supreme Court in 1996, defendants moved for, inter alia, an order granting partial summary judgment in their favor on plaintiff’s second cause of action. Supreme Court granted the motion on default and dismissed the second cause of action, plaintiff having failed to submit any opposition thereto. Soon thereafter, Supreme Court transferred the action to Civil Court pursuant to CPLR 325 (d).

Upon being served with a notice of entry of Supreme Court’s default order following the transfer, plaintiff promptly moved in Civil Court, pursuant to CPLR 5015, for an order vacating the default order which had been issued in Supreme Court eight months earlier. Plaintiffs motion to vacate is grounded upon the claim that plaintiffs failure to oppose defendants’ motion for partial summary judgment was the result of plaintiffs counsel’s “law office failure”.

Defendant, aside from contending that the alleged law office failure is insufficient to vacate the default order, argues that [444]*444Civil Court “does not have the authority to vacate a Supreme Court order” under CPLR 2221. Instead, plaintiffs remedy, according to defendant, is to move in Supreme Court for an order retransferring the action back to Supreme Court. Once there, plaintiff would then be required to move to vacate the default before the Supreme Court Justice who signed it.

DISCUSSION

The statute which delineates the rules regarding motions affecting a prior order of the court is CPLR 2221, which provides, in pertinent part, that: “[a] motion for leave to * * * vacate or modify, an order shall be made, on notice, to the judge who signed the order, unless he is for any reason unable to hear it”. (CPLR 2221 [a].)

The primary purpose of the foregoing same-Judge rule “is to prevent one nisi prius judge from in effect sitting as a court of appeals over a colleague.” (Siegel, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C2221:1, at 178.) Such review by a Judge of coordinate jurisdiction would be “ ‘a breach of comity which, if sanctioned, could only lead to unseemly conflicts of decision and to protracting the litigation.’ ” (Collins, Inc. v Olsker-McLain Indus., 22 AD2d 485, 489 [4th Dept 1965] [citations omitted].) The unseemly conflicts, of course, are only exacerbated when the Judge reviewing the prior order is a court of limited jurisdiction (i.e., Civil Court) and the Judge whose prior order is being “reviewed” is a superior court of general jurisdiction (i.e., Supreme Court).

A corollary purpose of the same-Judge rule is that it “accomplishes the administrative goal of sparing the time and effort of Judge Two on a matter already familiar to Judge One.” (Siegel, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C2221:1, at 178.)

An important exception to the same-Judge rule applies, however, when the prior order is issued upon “default” of one of the parties. Under such circumstances, the motion which affects the prior order, such as a motion to vacate, “may be made, on notice, to any judge of the court”. (CPLR 2221 [a] [1] [emphasis added].) The logical reason for the foregoing statutory exception “is that Judge One, who made the order upon the default, had no occasion to pass on the merits of the motion and is therefore not being ‘reviewed’ by colleague Judge Two.” (Siegel, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C2221:4, at 181.)

Although the foregoing default exception to the same-Judge rule is well recognized (see, Patron v Mutual of Omaha Ins. [445]*445Co., 129 AD2d 572 [2d Dept 1987]; Juers v Barry, 114 AD2d 1009 [2d Dept 1985]), defendant contends that the exception does not apply here because Civil Court — a court of limited jurisdiction — is not a court of coordinate jurisdiction with Supreme Court. Thus, defendant argues, a Judge of the Civil Court is not a “judge of the court”, before whom plaintiff is required to make his motion pursuant to CPLR 2221 (a) (1).

The court disagrees with defendant’s strained reading of CPLR 2221 (a) (1) and holds that in an action which has been transferred to Civil Court pursuant to CPLR 325 (d), a Civil Court Judge may, pursuant to the exception in CPLR 2221 (a) (1), vacate a prior order issued by a Supreme Court Justice where, as here, the prior order was issued upon default.

The phrase, “a judge of the court”, is not defined in CPLR 2221 and nothing in the plain language therein expressly limits the default vacatur power to “courts” of coordinate jurisdiction. Nor do the rules of statutory construction dictate such a limitation. Indeed, defendant fails to set forth any authority — case law or statutory — which mandates such a limited reading of CPLR 2221.

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Cite This Page — Counsel Stack

Bluebook (online)
180 Misc. 2d 442, 689 N.Y.S.2d 366, 1999 N.Y. Misc. LEXIS 148, Counsel Stack Legal Research, https://law.counselstack.com/opinion/yuan-zhai-v-chemical-bank-nycivct-1999.