Yomi v. Becerra

Court of Appeals for the Tenth Circuit·Decided March 14, 2024·No. 23-3003·Unpublished

Opinion

FILED

United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT March 14, 2024

Christopher M. Wolpert

Clerk of Court

FRANCIS YOMI,

Plaintiff - Appellant,

v. No. 23-3003 (D.C. No. 2:21-CV-02224-DDC-ADM)

XAVIER BECERRA, in his capacity as (D. Kan.) Secretary of U.S. Department of Health and Human Services,

Defendant - Appellee.

ORDER AND JUDGMENT*

Before EID, CARSON, and ROSSMAN, Circuit Judges.

Francis Yomi appeals the district court’s dismissal of his employment discrimination lawsuit as a sanction for discovery misconduct. He also appeals various other orders, but those issues are moot if we affirm the dismissal sanction. We have jurisdiction under 28 U.S.C. § 1291 and we hold that the district court’s

*

After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.

dismissal sanction was not an abuse of discretion. We therefore affirm the dismissal, and we do not reach the other orders Mr. Yomi challenges. I. BACKGROUND & PROCEDURAL HISTORY A. Beginning of the Lawsuit and Early Discovery Disputes Mr. Yomi previously worked in a Kansas field office of the Food and Drug Administration (part of the Department of Health and Human Services). After that employment ended, he moved to Maryland. In May 2021, however, he filed a pro se employment discrimination lawsuit in the United States District Court for the District of Kansas, alleging his former employer discriminated against him on the basis of race (African American), national origin (Cameroon), and sex (male). He also filed a motion to proceed in forma pauperis (IFP), which a magistrate judge denied without prejudice because the relevant information about Mr. Yomi’s financial status was illegible.

Instead of filing a new IFP motion, Mr. Yomi filed a Federal Rule of Civil Procedure 72(a) objection,1 with legible financial information attached. The district court overruled the objection but directed the court clerk to re-docket the objection as a renewed IFP motion. Mr. Yomi then moved for reconsideration, arguing his Rule 72(a) objection had really been, from the start, a renewed IFP motion, and the district court should not have said anything about it before receiving the magistrate judge’s

1 Throughout the record, the parties and the district court usually refer to Rule 72(a) and 72(b) objections as “motions for review.” In this order and judgment, we will use the more common terminology.

Appellate Case: 23-3003 Document: 010111015883 Date Filed: 03/14/2024 Page: 3

ruling. The district court denied the motion as baseless and pointed out that the magistrate judge had, in the meantime, already granted the as-construed renewed motion.

Following motion practice over whether Mr. Yomi had named the proper party, and whether he could submit a “reply” to the government’s answer to his complaint, discovery began in early December 2001. Soon after, the government moved for entry of the District of Kansas’s standard protective order, because Mr. Yomi would not agree to any protective order. The magistrate judge granted that motion. Mr. Yomi filed a Rule 72(a) objection, which the district court overruled.

Also, despite Mr. Yomi’s claims that the alleged employment discrimination led to numerous health problems, Mr. Yomi would not agree to a standard release giving the government permission to obtain his protected health information directly from his healthcare providers (as opposed to Mr. Yomi himself producing the health records he deemed relevant). The government therefore moved for an order to that effect, which the magistrate judge granted. Mr. Yomi filed a Rule 72(a) objection, which the district court overruled.

B. Scheduling Mr. Yomi’s Deposition On December 30, 2021, the government e-mailed Mr. Yomi to schedule his deposition. The government said it planned to depose Mr. Yomi in Kansas because: (1) it is a general rule that plaintiffs must make themselves available to be deposed in the state where they filed suit; and (2) about a week earlier, Mr. Yomi had informed the court he needed more time to answer certain discovery requests because he

planned to travel to Kansas to retrieve relevant medical records.2 The government therefore proposed coordinating Mr. Yomi’s deposition with the trip he already intended to make.

Mr. Yomi replied, “[Y]ou wrote as if you know for sure that I haven’t yet gone there to get my medical records, whereas in fact you do not know if I went there or not.” R. vol. I at 162. Without revealing whether he had, in fact, already traveled to Kansas, he went on to say he did not have enough money or time to come. He also asserted his belief that the Federal Rules of Civil Procedure did not allow the government to depose him more than 100 miles from his residence. “So,” he concluded, “I will not come [to] Kansas for helping you in your deposition . . . .” Id. But he said the deposition could happen on March 11, 2022, in Maryland.

The government soon noticed Mr. Yomi’s deposition for March 11 in Kansas City, Kansas. Mr. Yomi responded with a motion that his deposition be located no more than fifty miles from his home in Maryland. He told the court he did not have enough money to come to Kansas, and, “even if I had enough money, I would not still have come [to] Kansas to be deposed, since I have my own depositions to take, in which Defendant’s witnesses will be deposed, and I would have spent that money for those depositions instead.” Id. at 106. He further asserted his belief that the Federal Rules of Civil Procedure at least protected him from having to travel more than 100 miles for his deposition.

2 Mr. Yomi could not remember the names or addresses of the relevant medical providers, but he was confident he could find their offices if he were there in person.

Appellate Case: 23-3003 Document: 010111015883 Date Filed: 03/14/2024 Page: 5

While this motion was pending, Mr. Yomi separately moved to postpone his deposition by forty-five days because he wanted to see the government’s responses to outstanding requests for production of documents before he sat for his deposition. He did not explain why he first needed to see the government’s responses, other than saying it was his “own discovery strategy.” Id. at 176.

The district court referred Mr. Yomi’s motions to the magistrate judge, who construed them as motions for protective orders. As to the deposition location, the magistrate judge agreed with the government that Mr. Yomi was presumptively required to make himself available in Kansas for a deposition. The magistrate judge further found Mr. Yomi had not demonstrated good cause for an exception because: (1) he had made only general statements about lack of money, as opposed to submitting an affidavit or details about his finances; and (2) he intended to travel to Kansas anyway to obtain documents. The magistrate judge additionally discussed the significance of Mr. Yomi’s IFP status: “[I]t’s likely that, in many situations, an indigent plaintiff can make a particular and specific demonstration of fact that the burden of traveling for his or her deposition would be undue. Plaintiff here simply has not met that burden.” Id. at 195 (footnote and internal quotation marks omitted).

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