Yellow Freight Systems, Inc. v. Robert B. Reich, Secretary of Labor, and John A. Thom

38 F.3d 76, 1994 U.S. App. LEXIS 29062, 1994 WL 571416
CourtCourt of Appeals for the Second Circuit
DecidedOctober 14, 1994
DocketDocket 94-4006
StatusPublished
Cited by29 cases

This text of 38 F.3d 76 (Yellow Freight Systems, Inc. v. Robert B. Reich, Secretary of Labor, and John A. Thom) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Yellow Freight Systems, Inc. v. Robert B. Reich, Secretary of Labor, and John A. Thom, 38 F.3d 76, 1994 U.S. App. LEXIS 29062, 1994 WL 571416 (2d Cir. 1994).

Opinion

SCHWARTZ, District Judge:

The issue presented on this appeal is whether the Secretary of Labor (“the Secretary”) properly found that Yellow Freight Systems, Inc. discharged John Thom because he engaged in activity protected under § 405(b) of the Surface Transportation Assistance Act of 1982 (“the Act” or “the STAA”), 49 U.S.C.App. § 2305 (1988). 1 For the rea *78 sons set for below, we affirm the Secretary’s finding.

BACKGROUND

At 7:30 p.m. on March 30, 1992 (“March 30”), John Thom reported to work at the Buffalo terminal of Yellow Freight, a large interstate trucking firm for whom Thom had driven over-the-road commercial vehicles since November 1987. Thom was scheduled to undertake two driving assignments that evening. The first trip consisted of driving a city tractor 2 from the Buffalo terminal to Batavia, New York. Thom completed this trip without incident. Upon his return to Buffalo, Thom was assigned to city tractor No. 76380 (“the tractor”) for his second trip, namely, the hauling of two loaded trailers, which weighed a combined total of 40,631 pounds, to Rochester, New York. This trip is 71 miles, primarily involving travel on interstate highway 1-290.

Almost immediately after leaving the Buffalo terminal, Thom noticed that the tractor appeared to lack power. He continued the trip under the assumption that once he reached the interstate, the truck would be able to obtain the prevailing speed. Upon reaching the interstate, however, the tractor continued to exhibit a lack of power. The tractor could attain a maximum speed of 50 mph on a slight decline, 45 mph on flat surfaces, and 35 mph on a slight incline. Shortly thereafter, approximately four miles from the Buffalo terminal, Thom pulled off I-290 to report the problem.

Thom called the Buffalo terminal, and spoke to dispatcher Bill Swistak. Thom informed Swistak that the tractor was failing to maintain speed and that he, Thom, thought the tractor had a “fuel problem.” Swistak instructed Thom to continue with the trip, but Thom refused on the grounds that it would be unsafe to do so. Swistak then referred the call to the head dispatcher, Mike Pross. Thom repeated his report to Pross, stating that the tractor was unable to reach speeds appropriate for highway driving and suggesting that a defect in the fuel system might he at the root of the problem. Thom also expressed the concern that the tractor would not be able to go up the inclines which remained on the trip, some of which were of steeper grades than the incline on which the tractor’s speed had dropped to 35 mph. He requested permission to bring the tractor back to the terminal, or for Yellow Freight to send someone out to examine the tractor.

Pross instructed Thom to continue the trip. With respect to the issue of the remaining inclines on 1-290, Pross advised Thom that, “when you encounter one of these hills, if the tractor doesn’t pull these hills, contact us, more or less we’ll cross that bridge when we come to it.” Thom refused to continue the trip, citing safety concerns. Pross then relieved Thom of duty, sent another driver to complete the trip, and wrote up a report of his conversation with Thom for Yellow Freight supervisor Joseph T. Lombardo.

Brad Mergenhagen replaced Thom and continued the trip to Rochester with Unit 76380. Upon reaching 1-290 he also noticed that the tractor was exhibiting difficulty in reaching the appropriate speed on the highway, and further observed that large *79 amounts of smoke were pouring from the exhaust. A short time later, he stopped at a service plaza and reported the problem to the dispatcher then on duty at Yellow Freight’s Buffalo terminal, suggesting that the tractor might have a plugged fuel injector or a vacuum in the fuel line. The dispatcher directed Mergenhagen to complete the trip, to which Mergenhagen replied that he would do so but would not accept responsibility for any resulting damage to the tractor’s engine. He completed the remainder of the trip without incident.

Thom filled out a “Driver’s Vehicle Inspection Report,” noting therein Unit 76380’s loss of power. On March 31, 1992, Lombardo instructed Yellow Freight’s maintenance manager, David Kray, to conduct a thorough mechanic examination of the tractor, explaining to Mr. Kray only that there had been “a complaint of no power.” Mechanic Chuck Pastor interpreted this command to require an examination of the tractor’s fuel and power plant system, and subsequently certified on the Driver’s Vehicle Inspection Report that the “[a]bove defects have been corrected.” At Lombardo’s direction, Pastor completed an additional worksheet, on which he indicated that he had evaluated Unit 76380 and “found nothing wrong.” Lombardo also arranged for a road test on the stretch of I-290 where Thom had reported experiencing problems. The tractor reached a maximum speed of 57 mph and never fell below 40 mph during the test.

In light of the post-incident inspection of the tractor, Lombardo decided to discharge Thom. 3 He later testified that if the post-incident evaluation of Unit 76380 had revealed an actual safety defect, Yellow Freight would have paid him for the entire trip and would not have discharged him.

Procedural History of This Action

Following his discharge, Thom filed a complaint under the STAA the Occupational Safety and Health Administration (“OSHA”). OSHA concluded, after a preliminary investigation, that Yellow Freight had not violated § 405 of the Act. Thom objected to this finding, and the matter was referred to an Administrative Law Judge (ALJ) for a hearing.

At the proceeding before the ALJ, Thom contended that § 405(b) protected his refusal to drive on March 30 under both its “when” and “because” clauses. According to Thom, the “when” clause applied to his conduct because continued operation of Unit 76380 on March 30 would have violated Department of Transportation regulation, 49 C.F.R. § 396.7. 4 Thom argued that the “because” clause also protected his refusal because his belief that the truck was unsafe to drive was objectively reasonable under the circumstances that confronted him on March 30.

At the hearing before the ALJ, testimony consisting of witnesses’ accounts of the events of March 30, as well as testimony regarding the dangers posed by a tractor traveling at slow speeds was presented. Thom, and fellow Yellow Freight drivers Joseph Delmonte and John Newton, testified as to the risk of being rear-ended when a truck is unable to maintain the prevailing speed on a highway. Thom and Delmonte also testified that low speeds, in combination with the sensitive power-steering system on city tractors, causes trailers to “wiggle” more than normal, potentially causing interference with vehicles traveling in other lanes and, in extreme circumstances, resulting in the tractor “throwing” a trailer. Thom and Delmonte testified further that the stretch of 1-290 *80

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Bluebook (online)
38 F.3d 76, 1994 U.S. App. LEXIS 29062, 1994 WL 571416, Counsel Stack Legal Research, https://law.counselstack.com/opinion/yellow-freight-systems-inc-v-robert-b-reich-secretary-of-labor-and-ca2-1994.