Yarboro Sallee v. Tennessee Board of Professional Responsibility

469 S.W.3d 18, 2015 Tenn. LEXIS 566, 2015 WL 4497949
CourtTennessee Supreme Court
DecidedJuly 23, 2015
DocketE2014-01062-SC-R3-BP
StatusPublished
Cited by19 cases

This text of 469 S.W.3d 18 (Yarboro Sallee v. Tennessee Board of Professional Responsibility) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Yarboro Sallee v. Tennessee Board of Professional Responsibility, 469 S.W.3d 18, 2015 Tenn. LEXIS 566, 2015 WL 4497949 (Tenn. 2015).

Opinion

OPINION

HOLLY KIRBY, J.,

delivered the opinion of the Court, in which

SHARON G. LEE, C.J., and CORNELIA A. CLARK, GARY R. WADE, and JEFFREY S. BIVINS, JJ., joined.

In this appeal from attorney disciplinary proceedings, the hearing panel of the Tennessee Board of Professional Responsibility suspended the law license of the appellant attorney for one year. The hearing panel determined that the attorney violated Rules 1.4, 1.5, 1.16, 4.4, and 8.4 of the Tennessee Rules of Professional Conduct. Its decision was based on, inter alia, the attorney’s failure to communicate with the client, excessive fees, withholding items from the client’s files after termination of her representation, and sending the clients’ new attorney emails threatening criminal prosecution of the former clients. The attorney sought judicial review of the hearing panel’s decision, and the trial court affirmed the decision of the hearing panel. The attorney now appeals to this Court. After a careful review of the record, we affirm.

Factual and Procedural Background

Appellant Yarboro Sallee obtained her license to practice law in Tennessee in 1994. For approximately eighteen years, she practiced law in Anderson County and surrounding areas without disciplinary incident.

The case that prompted this disciplinary complaint arose from a tragic occurrence. On October 15, 2009, Lori Noll fell down steps in her home. She died five days later. Ms. Noll was a wife, mother of two children, and the daughter of the claimants in this case, Frances Rodgers and Vearl Bible (collectively, the “Claimants”). Despite a medical examiner’s finding that the death was accidental, the Claimants suspected that their daughter’s husband, Adam Noll, was responsible for her death, motivated by a one-million dollar insurance policy on Ms. Noll’s life. A close friend of the Claimants recommended Attorney Sal-lee to advise them on their legal options.

On September 18, 2010, the Claimants had an initial meeting with Attorney Sal-lee, to discuss the feasibility of a wrongful death action on behalf of their deceased daughter. Attorney Sallee offered to investigate the matter. At this initial meeting, Attorney Sallee did not discuss her compensation with the Claimants, beyond telling them that she would not charge them a fee if her investigation failed to reveal anything suspicious.

A few days later, on September 21, 2010, Attorney Sallee met with the Claimants to discuss the 911 call Mr. Noll made regarding their daughter’s death. In the 911 call, Mr. Noll gave the dispatcher a questionable explanation for Ms. Noll’s fall and his subsequent actions. After Attorney Sallee conveyed her preliminary thoughts, the Claimants agreed to retain Attorney Sallee and wrote her a check for $5,000. In this meeting, the Claimants orally agreed to pay Attorney Sallee $250 per hour for her services.

At the time of the September 21 meeting, the Claimants and Attorney Sallee all realized that the statute of limitations for a wrongful death action would expire short *22 ly, in mid-October 2010. Even though she had only an oral representation agreement, in light of the looming expiration of the limitations period, Attorney Sallee launched into intensive work on the case. Documentation later submitted by Attorney Sallee indicated that her initial work included tasks such as making several trips to the police station regarding the 911 tape, viewing multiple episodes of the ⅛8 Hour television show on similar cases, researching wound patterns and medical examiner statutes, researching strangulation and comparing strangulation with blunt trauma, driving to various locations to pick up medical records, and then upon arrival spending substantial time waiting for the medical records.

Attorney Sallee communicated developments in the case primarily by sending emails to Ms. Rodgers. Although Attorney Sallee and Ms. Rodgers exchanged ■many emails, none of Attorney Sallee’s emails detailed her time spent working on the case. A few contained general information, largely in the context of demands for more money. Por example, an email from Attorney Sallee to Ms. Rodgers dated October 9, 2010, claimed that Attorney Sallee had already worked “in excess of 60 hours” and had “set aside other cases because things had to be done.” The October 9 email to Ms. Rodgers insisted that Attorney Sallee “need[ed] to be paid and we need to have an agreement before I can spend the next 48 hours straight without an agreement.” In response, Ms. Rodgers told Ms. Sallee that she and Mr. Bible would be happy to sign a written representation agreement if Attorney Sallee would send them one to review. Ms. Rodgers also asked Attorney Sallee to let them know if she needed more money.

A few days later, on October 13, 2010, Attorney Sallee told the Claimants that, in order to continue representing them, she would need a $20,000 retainer. Despite the absence of a written representation agreement, Ms. Rodgers wrote Attorney Sallee a check for an additional $15,000. Thus, combined with the prior $5,000, within roughly three weeks after her initial engagement, Ms. Sallee received a total of $20,000 in fees. During this time, Attorney Sallee did not provide the Claimants with any sort of billing statement.

On October 15, 2010, Attorney Sallee filed a timely wrongful death complaint against Mr. Noll in the Circuit Court of Knox County, Tennessee. Attorney Sal-lee’s agreement was to represent only the Claimants. Despite this, the complaint drafted by Attorney Sallee was filed on behalf of not only the Claimants, but also on behalf of Ms. Noll’s children and the estate of Ms. Noll. The complaint did not plead the claim by the grandparents as “next friend” of the grandchildren.

On October 19, 2010, Attorney Sallee sent another email to Ms. Rodgers. This email emphasized to Ms. Rodgers that Attorney Sallee had “already put in in excess of 80 plus hours and spent @200 in expenses like for the 911 recording and x-rays and mil[e]age.” That same day, Ms. Rodgers received a visit at her home from the friend who had initially recommended Attorney Sallee to the Claimants. The friend admonished Ms. Rodgers that the Claimants had not given Attorney Sallee enough money for her retainer. This prompted Ms. Rodgers to immediately write Attorney Sallee an additional check, in the amount of $10,000. The friend then delivered Ms. Rodgers’ check to Attorney Sallee.

In the same time frame, Attorney Sallee advised the Claimants that, in addition to the pending wrongful death action against Mr. Noll, they should seek custody of their grandchildren. Ms. Rodgers was reluctant to do so. She agreed, however, to permit *23 Attorney Sallee to file a dependency and neglect petition as to the grandchildren in the juvenile court, on the Claimants’ behalf. They agreed on a flat fee for Attorney Sallee for the juvenile court action, in the amount of $4,000.

During this time period, in connection with the pending wrongful death action, an issue arose concerning the retention of a crime scene expert. Attorney Sallee told the Claimants that a particular forensics expert, Rod Englert, was essential to their case, and asked the Claimants to write an additional $5,000 check to retain Mr. Eng-lert as their expert witness.

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Cite This Page — Counsel Stack

Bluebook (online)
469 S.W.3d 18, 2015 Tenn. LEXIS 566, 2015 WL 4497949, Counsel Stack Legal Research, https://law.counselstack.com/opinion/yarboro-sallee-v-tennessee-board-of-professional-responsibility-tenn-2015.