Henderson v. Board of Professional Responsibility of Supreme Court of Tennessee

125 S.W.3d 405, 2003 Tenn. LEXIS 1016, 2003 WL 22455883
CourtTennessee Supreme Court
DecidedOctober 30, 2003
DocketM2002-02566-SC-R3-CV
StatusPublished
Cited by5 cases

This text of 125 S.W.3d 405 (Henderson v. Board of Professional Responsibility of Supreme Court of Tennessee) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Henderson v. Board of Professional Responsibility of Supreme Court of Tennessee, 125 S.W.3d 405, 2003 Tenn. LEXIS 1016, 2003 WL 22455883 (Tenn. 2003).

Opinion

OPINION

WILLIAM M. BARKER, J.,

delivered the opinion of the court,

in which FRANK F. DROWOTA, III, C.J., and E. RILEY ANDERSON and JANICE M. HOLDER, JJ. joined. ADOLPHO A. BIRCH, JR., J., not participating.

This is a direct appeal from an attorney disciplinary proceeding originating in the Board of Professional Responsibility (“Board”). After the appellant, Mark Henderson, disagreed with an initial proposal for a public censure, Disciplinary Counsel filed a petition for discipline. Henderson entered a conditional guilty plea before the Board in exchange for a public censure, but upon review, this Court rejected that plea. The Board ultimately recommended that Henderson be suspended from the practice of law for a period of six months. Henderson then filed a petition for certiorari in the Chancery Court for Sumner County alleging several procedural defects, including the allegation that the Board did not have authority to pursue the disciplinary petition because he had not demanded a formal hearing. The trial court dismissed Henderson’s petition for certiorari due to his failure to file a complete transcript with the court. On direct appeal to this Court, Henderson argues that the Board lacked jurisdiction to pursue the petition for discipline, that the Board failed to follow the required procedure when it submitted the conditional guilty plea to this Court for review, and that the trial court erred in dismissing his petition for certiorari. We affirm the decision of the trial court, holding that it properly dismissed the petition for certiorari, that the Board had authority to initiate a formal petition for discipline, and that this Court had the authority to review and reject the conditional guilty plea.

BACKGROUND

Mark W. Henderson has been practicing law in Tennessee since 1985. The present disciplinary proceedings against Henderson arose out of his legal representation of the plaintiff in a medical malpractice action styled Betty J. Faulk v. Columbia/HCA d/b/a Goodlark Hospital, which was filed in the Circuit Court for Dickson County. During his representation of Ms. Faulk, Henderson failed to answer discovery requests of the defendant hospital. Defense counsel filed a motion to compel and for sanctions against the plaintiff, which was granted when Henderson neither filed a response nor appeared at the hearing on the motion. On May 20, 1997, the court awarded sanctions in the amount of $615.40, and further directed that the case be dismissed unless the sanctions were paid within thirty days from the date of entry of the order.

After learning of the Court’s ruling, but prior to entry of the order, Henderson furnished discovery materials to defense counsel, but did not send a check for the court-ordered sanctions. The tort case was dismissed with prejudice on July 1, 1997, as a result of Henderson’s failure to comply with the May 20, 1997, order regarding the payment of sanctions. No objections to the dismissal order were filed. On July 28, 1997, Henderson spoke with defense counsel who informed Henderson that his office had not received a check in payment of the sanctions. Henderson did not tell defense counsel that a check had been sent with the discovery responses, but instead requested that the sanctions be waived; defense counsel declined.

On July 31, 1997, Henderson filed on his client’s behalf a “Motion for A New Trial *407 Or In The Alternative To Alter Or Amend Judgment.” Attached to that motion was Henderson’s affidavit, which provided in relevant part:

8. On May 5,1997, a motion compelling discovery and sanctions was heard and granted. The order granting said motion was entered on May 20,1997.
4. On May 12, 1997, the requested discovery and sanctions were delivered to defense counsel. A copy of the certification, return receipt and check are attached hereto.
5. On or about July 5, 1997, I received notice from the Dickson County Clerk’s office that the above styled case had been dismissed for failure to comply with the ordered [sic] issued on May 20, 1997. I received no motion or other communication from defense counsel pri- or to the dismissal.

Attached to Henderson’s affidavit was a copy of check number 0342 in the amount of $615.00, drawn on Union Planters Back account number 0138552, payable to counsel for the defendant and dated May 9, 1997.

Defense counsel never received the check. Henderson’s bank records for account number 0138552 at Union Planters Bank for the time period of April 1, 1997, through September 30, 1997, do not reflect the clearing of check number 0342. These records do show that check number 0341 was drawn on the account on July 21,1997, (clearing on July 24th) and that check number 0343 was drawn on August 7, 1997, (clearing on August 7th). Defense counsel requested that Henderson withdraw his motion to alter or amend judgment, which he did on February 5, 1998. The sanctions in the amount of $615.40 remained unpaid.

Disciplinary Proceedings

The Board of Professional Responsibility notified Henderson on January 28,1999, of its proposed punishment of public censure for the aforementioned behavior. On February 26, 1999, Henderson replied by letter to the Board, stating that he was “opposed to further public censure by the Board,” but indicating that he would accept a private reprimand. The Board interpreted this letter as a demand for a formal hearing, and on July 20, 1999, Disciplinary Counsel filed a petition for discipline. Henderson failed to file an answer to the petition for discipline, and on January 21, 2000, a default judgment was entered against him.

Meanwhile, Henderson offered a conditional guilty plea in exchange for a public censure. This Court reviewed that conditional plea and rejected it by order dated April 10, 2000. The matter was remanded to the Board for a hearing on the issue of punishment. At that hearing the Board granted Henderson’s motion to set aside the default judgment and then granted a continuance so that a hearing could be held on the merits of the petition for discipline. Henderson offered a second conditional guilty plea in August 2000, agreeing to a thirty-day suspension, but that plea was rejected by the Board.

A hearing was held on February 21, 2001. Among the many motions filed by Henderson prior to the hearing was a Motion to Dismiss in which he argued that the Hearing Panel did not have jurisdiction because he did not demand a hearing, and therefore the matter should have been concluded by the original recommendation for public censure. The Hearing Panel denied that motion, finding that “although the Respondent’s letter of February 26, 1999 ... did not formally demand a hearing, it is clear that the Respondent disagreed with the offered discipline and that *408 it was within the discretion of the Board of Professional Responsibility to treat Respondent’s letter as a demand for a hearing.” The Board issued its judgment on March 12, 2001, recommending that Henderson be suspended from the practice of law for a period of six months.

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Related

Yarboro Sallee v. Tennessee Board of Professional Responsibility
469 S.W.3d 18 (Tennessee Supreme Court, 2015)
Mark D. Talley v. Board of Professional Responsibility
358 S.W.3d 185 (Tennessee Supreme Court, 2011)
Flowers v. Board of Professional Responsibility
314 S.W.3d 882 (Tennessee Supreme Court, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
125 S.W.3d 405, 2003 Tenn. LEXIS 1016, 2003 WL 22455883, Counsel Stack Legal Research, https://law.counselstack.com/opinion/henderson-v-board-of-professional-responsibility-of-supreme-court-of-tenn-2003.