Wright v. Dunne

District Court, E.D. California·Decided February 28, 2020·No. 2:15-cv-02671·Unknown

Opinion

EASTERN DISTRICT OF CALIFORNIA JACOB WRIGHT, KHRYSTYNE No. 2-15-cv-02671-TLN-CKD WRIGHT and JONATHAN WRIGHT, as successors in interest of DANIEL LEE WRIGHT (deceased); JACOB WRIGHT, individually; KHRYSTYNE WRIGHT, ORDER DENYING IN PART AND individually; and JONATHAN WRIGHT, GRANTING IN PART WITH LEAVE TO individually, AMEND DEFENDANTS’ MOTION TO DISMISS AND MOTION FOR JUDGMENT Plaintiffs, ON THE PLEADINGS. v. AMBER DUNNE; DR. JOHN PONDER; DANA M. KERNAN; DR. SHELDON SUSKAUER; DR. PAULA NEWMAN; DR. SCOTT A. HEATLEY; DAVID SMILEY; JOE A. LIZARRAGA; DOE 1; AND DOE 2, Defendants. This matter is before the Court on Defendants Dana M. Kernan (“Kernan”) and Joe A. Lizarraga’s (“Lizarraga”) Motion to Dismiss Plaintiffs’ Second Amended Complaint (“SAC”) (ECF No. 33) under Federal Rule of Civil Procedure (“Rule”) 12(b)(6) and Defendants Amber Dunne (“Dunne”), Dr. John Ponder (“Ponder”), Dr. Sheldon Suskauer (“Suskauer”), Dr. Paula Newman (“Newman”), Dr. Scott A. Heatley (“Heatley”), and David Smiley’s (“Smiley”) Motion for Judgement on the Pleadings (ECF No.34) under Rule 12(c). Defendants are employees of the California Department of Corrections and Rehabilitation at Mule Creek State Prison (“MCSP”). (ECF Nos. 33 & 34.) Plaintiffs Jacob Wright, Khrystyne Wright, and Jonathan Wright (together “Plaintiffs”), each in his or her individual capacity and collectively as successors in interest of decedent Daniel Lee Wright (“Decedent”) filed an opposition to the motion to dismiss (ECF No. 35) and to the motion for judgment on the pleadings (ECF No. 36). Defendants filed corresponding replies in support of their respective motions. (ECF No. 38 and 39, respectively.) For the reasons discussed below, the Court GRANTS in part and DENIES in part Defendants Kernan and Lizarraga’s motion to dismiss and GRANTS in part and DENIES in part Defendants Dunne, Ponder, Suskauer, Newman, Heatley, and Smiley’s motion for judgement on the pleadings. Decedent was a state prisoner at MCSP and died as a result of suicide on November 2, 2014. (ECF No. 27 at ¶ 3.) Decedent’s three children, his successors in interest, brought this lawsuit against several California Department of Corrections and Rehabilitation (“CDCR”) employees for failing to prevent Decedent’s suicide despite Decedent’s history of suicide attempts and suicide risk. (Id. at ¶ 5.) Plaintiffs assert that Decedent attempted to hang himself in the three months prior to his death and that Decedent had not taken his prescribed medication for at least three days prior to his death. (Id. at ¶ 3.) Yet, according to Plaintiffs, no precautions were taken by Defendants to prevent Decedent’s suicide and he was allowed to remain alone and unmonitored in his cell for at least two and a half hours on November 2, 2014, allowing him the opportunity to hang himself. (Id.) Decedent had a long-documented history of mental illness — including diagnoses of severe depression and bi-polar disorder and a history of multiple suicide attempts, self-harming behavior, and suicidal ideations — which was known to MCSP correctional, medical, and mental health staff. (Id. at ¶ 22.) Plaintiffs’ SAC alleges Decedent’s suicide resulted from Defendants’ failure to implement “[a]ccepted and proven suicide prevention protocols” and failure to include a psychiatrist or physician in the development of Decedent’s mental health treatment plan. (Id. at ¶¶ 27, 36.) Plaintiffs claim the mental health treatment plan put in place for Decedent was inadequate given Decedent’s known suicide risk factors and past suicide attempts. (Id. at ¶¶ 27, 36–43, 52–55.) /// Plaintiffs name the following defendants, alleged to be acting under color of state law: (1) Kernan, a CDCR correctional counselor working at MCSP. (ECF No. 27 at ¶ 6.) (2) Dunne, a CDCR Mental Health Clinician and unlicensed trainee working at MCSP. Dunne is also asserted to be “the primary clinician in charge of [Decedent’s] treatment plan.” (ECF No. 27 at ¶¶ 7, 35.) (3) Newman, a staff psychologist working at MCSP. (ECF No. 27 at ¶ 8.) (4) Ponder, a CDCR senior psychologist and/or mental health practitioner working at MCSP. (ECF No. 27 at ¶¶ 9, 34.) (5) Suskauer, a CDCR Staff Psychiatrist and mental health practitioner working at MCSP. (ECF No. 27 at ¶ 10.) (6) Heatley, the Chief Medical Officer Executive (“CME”) at MCSP. (ECF No. 27 at ¶ 12.) (7) Smiley, the Chief Executive Officer (CEO) for health care at MCSP. (ECF No. 27 at ¶ 13.) (8) Lizarraga, the Warden at MCSP. (ECF No. 27 at ¶ 14.) Plaintiffs claim Decedent’s suicide resulted “directly or substantially” from an inadequate mental health treatment plan approved on September 9, 2014, by an interdisciplinary treatment team consisting of Ponder, Dunne, and Kernan. (Id. at ¶ 33–43.) Plaintiffs contend an adequate mental health treatment plan would have, at a minimum, included suicide precautions preventing access to bedding that was not suicide resistant. (Id. at 39.) On information and belief, Plaintiffs also assert that Dunne was supposed to be supervised by Newman but Newman failed to exercise such supervision. (Id. at ¶ 35.) Plaintiffs assert that the plan should have been, but was not, reviewed and approved by a psychiatrist or other physician, despite Decedent being under the care of a psychiatrist and taking prescribed psychotropic medication. (Id. at ¶ 36.) As such, there lacked a plan to monitor medication adherence and ability to respond to Decedent’s increased suicide risk created by his refusal to take medications for three days prior to his death. (Id. at ¶¶ 35–37, 40.) /// A. Defendants Kernan and Lizarraga’s’ Motion to Dismiss Kernan and Lizarraga seek to dismiss several causes of action against them for failure to state a claim under Rule 12(b)(6). (ECF No. 33.) Plaintiffs allege that Kernan, as part of the interdisciplinary treatment team with Dunne and Ponder, “knew or should have known” that the mental health treatment plan was “woefully inadequate” and assert two claims against her: (1) deliberate indifference to Decedent’s serious medical needs, health, and safety (First Cause of Action); and (2) wrongful death/negligence (Third Cause of Action). (ECF No. 27 at ¶¶ 45–51, 56–64.) Defendants move to dismiss the First Cause of Action on the basis of qualified immunity and failure to state a claim upon which relief can be granted (ECF No. 33-1 at 12–17, 20–21) and to dismiss the Third Cause of Action on the basis that the SAC does not allege facts establishing Kernan owed any legal duty to the Decedent or that she breached that duty. (Id.) Plaintiffs allege that Lizarraga, as the Warden at MCSP, was responsible for the custody and treatment of inmates at MCSP and for training and discipline of all employees under his charge. (ECF No. 27 at ¶ 14.) Additionally, Lizarraga was responsible for establishing operational plans and procedures to provide for the custody and treatment of inmates at MCSP. (Id.) Plaintiffs allege that Lizarraga, along with Heatley and Smiley, demonstrated an “ongoing pattern of deliberate indifference” in their failure to ensure implementation of appropriate mental health and psychiatric treatment plans; failure to act upon life-threatening symptoms and suicidal impulses or gestures; failure to provide appropriate staffing and training at MCSP for providing inmates with adequate mental health or psychiatric treatment; failure to implement a policy to ensure staff would contact and summon emergency mental health and/or psychiatric treatment in a timely manner; failure to create and/or implement guidelines that must be followed to remove inmates from existing suicide precautions; failure to create, implement and/or ensure staff follow policies; failure to adequately train and supervise employees; and failure to promulgate appropriate policies and procedures. (Id. at ¶ 54.) Plaintiffs assert two claims against Lizarraga und

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