Wortis v. Trustees of Tufts College

CourtMassachusetts Supreme Judicial Court
DecidedMarch 14, 2024
DocketSJC 13472
StatusPublished

This text of Wortis v. Trustees of Tufts College (Wortis v. Trustees of Tufts College) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Wortis v. Trustees of Tufts College, (Mass. 2024).

Opinion

NOTICE: All slip opinions and orders are subject to formal revision and are superseded by the advance sheets and bound volumes of the Official Reports. If you find a typographical error or other formal error, please notify the Reporter of Decisions, Supreme Judicial Court, John Adams Courthouse, 1 Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557- 1030; SJCReporter@sjc.state.ma.us

SJC-13472

HENRY H. WORTIS & others1 vs. TRUSTEES OF TUFTS COLLEGE.

Middlesex. November 3, 2023. - March 14, 2024.

Present (Sitting at Lowell): Budd, C.J., Gaziano, Kafker, Wendlandt, & Georges, JJ.

Contract, Employment, Performance and breach, Construction of contract, Private college, School handbook, Custom, Implied covenant of good faith and fair dealing. Employment, Personnel manual. Evidence, Custom and usage. Practice, Civil, Summary judgment. Estoppel. Declaratory Relief. Words, "Economic security," "Academic freedom."

Civil action commenced in the Superior Court Department on December 5, 2019.

The case was heard by Maureen B. Hogan, J., on motions for summary judgment.

The Supreme Judicial Court granted an application for direct appellate review.

Kevin T. Peters (Jennifer A. Henricks also present) for the plaintiffs. Daryl J. Lapp for the defendant. The following submitted briefs for amici curiae:

1 Amy S. Yee, Theoharis C. Theoharides, Ana M. Soto, Emmanuel N. Pothos, Michael H. Malamy, David J. Greenblatt, and Brent H. Cochran. 2

Matthew W. Finkin, of New York, for Mark Barenberg & others. Risa Lieberwitz, of Georgia, Aaron Nisenson, of the District of Columbia, Edward D. Swidriski, III, of Texas, & James A.W. Shaw for American Association of University Professors. Katherine B. Wellington for Association of American Universities.

KAFKER, J. At issue in the instant case is whether the

salary and full-time status of tenured medical school professors

at Tufts University (Tufts)2 may be substantially reduced, and

the laboratory (lab) space they previously occupied shrunk or

eliminated, consistent with the promises of economic security

and academic freedom provided in their tenure commitments.

In particular, the plaintiffs, tenured faculty at Tufts

University School of Medicine (TUSM), challenge compensation and

lab space policies issued in 2016, 2017, and 2019 that require

them to cover fifty percent of their salary with external

research funding. Under the plans, if the plaintiffs did not

maintain the fifty percent funding requirement, their salaries

would be cut and their employment status would be reduced from

full time to part time. To maintain their existing lab space,

the plaintiffs were also required to ensure that their external

research funding maintained a cost recovery rate equivalent to a

2 Tufts University is incorporated in Massachusetts as "Trustees of Tufts College." For the sake of simplicity, we refer to the defendant as "Tufts" throughout the opinion. 3

Federal grant from the National Institutes of Health (NIH).

When the plaintiffs failed to meet the external funding

requirements set out in the policies, they had their salaries

cut, their full-time status reduced, in some cases to part time,

and their lab space reduced or closed entirely, although they

had access to other lab space and any grant applications they

submitted would include a commitment by TUSM to provide the

appropriate resources to conduct the work.

The plaintiffs then sued Tufts in the Superior Court,

arguing that the compensation and lab space policies violated

their rights to academic freedom and economic security

guaranteed by their tenure contracts. The court granted summary

judgment in Tufts's favor on all counts, ruling that the

compensation and lab space policies did not violate the

plaintiffs' tenure rights, and the plaintiffs appealed.

We conclude that academic freedom and economic security are

not hortatory concepts but important norms in the academic

community. Importantly, they are substantive terms expressly

incorporated in Tufts's tenure documents. The meaning of at

least economic security is not, however, self-explanatory and

may vary depending upon the particular university and even the

particular school within the university. We further conclude

that the meaning of economic security for tenured medical school

professors at Tufts is ambiguous in the tenure documents, and 4

more evidence is required regarding the customs and practices

and reasonable expectations related to salary and full-time

status for tenured professors at TUSM, and even other

universities and medical schools, to resolve the question

whether the significant reductions in salary and full-time

status imposed here violated the economic security provided in

the tenure documents. Summary judgment was therefore not

appropriate on this issue. In contrast, nothing in the tenure

documents, including the protection provided by the terms

"academic freedom" and "economic security," guarantee the lab

space commitments claimed here. Summary judgment on these

claims was therefore proper. We therefore affirm in part and

reverse in part.3

1. Background. a. Facts. The following facts are drawn

from the order on the parties' cross motions for summary

judgment, supplemented by other uncontroverted facts in the

summary judgment record, and are either not in dispute or viewed

in the light most favorable to the plaintiffs, against whom

summary judgment entered. Williams v. Board of Appeals of

Norwell, 490 Mass. 684, 685 (2022).

3 We acknowledge the amicus briefs submitted by the Association of American Universities, the American Association of University Professors, and a group of law professors. 5

TUSM, one of Tufts's schools, divides its faculty into

basic science faculty and clinical faculty. Basic science

faculty at TUSM are, according to the faculty handbook, "to

participate in the teaching of programs of the professional

schools, to direct graduate-training programs, to serve as a

source of expertise within the Tufts community, and to conduct

original research." Clinical faculty members are generally not

involved in classroom teaching but rather are primarily

responsible for providing services to patients at affiliated

hospitals or other clinical settings and for providing practical

training of medical students. The plaintiffs are all tenured

basic science faculty at TUSM and were all granted tenure at

different times, dating as far back as 1970 and as recently as

2009.

i. The plaintiffs' tenure contracts. A. Appointment and

promotion letters. To understand the scope of the plaintiffs'

tenure protections, we look first to the letters each plaintiff

received granting them tenure. Each plaintiff was granted

tenure at some point between 1970 to 2009, before the lab space

and salary policies went into effect in 2016 and 2017. The

letters themselves say little to nothing about the terms or

scope of the plaintiffs' tenure and say nothing about salary and

lab space reductions or reductions in full-time equivalent (FTE)

status. A few of the plaintiffs received specific salary and 6

lab space commitments in their initial offer letters, but their

subsequent tenure letters do not discuss the effect of tenure on

those prior commitments.

Plaintiff Dr. Michael H.

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