Woodworth v. Estate of Yunker

673 N.E.2d 825, 1996 Ind. App. LEXIS 1662, 1996 WL 700581
CourtIndiana Court of Appeals
DecidedDecember 9, 1996
Docket44A03-9601-CV-12
StatusPublished
Cited by5 cases

This text of 673 N.E.2d 825 (Woodworth v. Estate of Yunker) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Woodworth v. Estate of Yunker, 673 N.E.2d 825, 1996 Ind. App. LEXIS 1662, 1996 WL 700581 (Ind. Ct. App. 1996).

Opinion

OPINION

GARRARD, Judge.

Maurice Woodworth (“Woodworth”) appeals an adverse judgment claiming that the trial court erred by ruling that Woodworth and five of his witnesses were incompetent under Indiana’s Dead Man’s Statutes. 1

FACTS

On January 29, 1991, Woodworth filed a complaint against the Estate of Siegfried Yunker (“Estate”) based on an alleged oral contract between Woodworth and Siegfried Yunker (‘Yunker”). Woodworth alleged that, under the oral contract, he would provide all the daily care Yunker required in return for repayment in Yunker’s will. It is undisputed that Woodworth cared for Yunker, on a daily basis, from October 1986, until Yunker’s death on May 30, 1990. On those occasions Woodworth was unable to tend to Yunker, he sent a replacement. Yunker bequeathed his farm and home to Woodworth “for his Christian helpfulness extended to my last sister, and to me.” (R. 30). Woodworth claimed that he was owed wages, mileage, and expenses under the oral contract for the services he provided to Yunker, regardless of the inheritance.

A bench trial was held on this matter on November 23, 1994. Woodworth presented eight witnesses 2 . The Estate objected to the testimony of Niley Wisler, Wilbur Schmidt, Mary Giggy, and Tim and Cherie Borg (collectively “witnesses”), on the grounds that they were incompetent to testify under the Dead Man’s Statute 3 as agents of Woodworth. The trial court noted the objection and conditionally admitted the witnesses’ testimony pending a later determination of their competency. In sum, the witnesses testified to the times that they cared for Yunker at Woodworth’s behest, and the exact nature of the services they performed. Niley Wisler also testified that Woodworth compensated him for his help by providing services as payment. Schmidt testified that he was told by Yunker that he would have to ask Woodworth for payment for his services. The testimony of the witnesses also revealed that Woodworth controlled who was asked to replace him in his absence and how long a replacement was needed.

On February 10,1995, the trial court ruled on the Dead Man’s Statute objection of the Estate, striking the testimony of Wisler, Schmidt, Giggy, and the Borgs. The trial court found that the witnesses were agents of Woodworth in “continuing the contract” between Woodworth and Yunker, and therefore incompetent to testify under I.C. § 34-1-14-8. (R. 183). On August 31, 1995, Wood- *827 worth testified under an offer of proof. At that time, Woodworth argued that his testimony fell under an excited utterance/res ges-tae exception to the Dead Man’s Statute. Woodworth claimed that while checking on Yunker in October 1986, he found Yunker lying on his floor in great pain as a result of a fall. While Woodworth lifted Yunker into bed, Yunker allegedly told Woodworth that he would pay Woodworth one dollar a day plus further payment in his will, if Wood-worth would care for him until he died. Woodworth argued that this statement constituted an excited utterance.

The trial court responded to Woodworth’s excited utterance claim on October 2, 1995, ruling that no excited utterance exception to the Dead Man’s Statute existed. The trial court therefore struck Woodworth’s testimony and entered judgment in favor of the Estate. Woodworth filed a Praecipe on October 16, 1995, and timely perfected his appeal.

ISSUES

Woodworth presents two issues upon appeal which we restate as follows:

I. Whether the trial court erred by ruling the five witnesses agents of Woodworth and therefore incompetent to testify under
I.C. § 34-1-14-8.
II. Whether the trial court erred by ruling no excited utterance exception to the Dead Man’s Statute existed.

DISCUSSION

ISSUE I

The’first issue Woodworth presents is whether the trial court correctly found that the witnesses were agents of Woodworth and thereby excluded by I.C. § 34-1-14-8 4 . Ind. Code § 34-1-14-8 states in relevant part:

No person who shall have acted as an agent in the making or continuing of a contract with any person who may have died, shall be a competent witness, in any suit, upon, or involving, such contract, as to matters occurring prior to the death of such decedent, on behalf of the principal to such contract, against the legal representatives, or heirs of the decedent, unless he shall be called by such heirs or legal representatives.

The trial court found that the witnesses were agents in the continuing of the contract and therefore excluded by this statute. Wood-worth argues that he did not exert sufficient control over the witnesses’ actions to create an agency relationship.

The question of whether an agency exists is ordinarily a question of fact. United Art. Theatre v. Ind. D. of State Rev., 459 N.E.2d 754, 758 (Ind.Ct.App.1984). Because the present action was tried before the judge without a jury, the trial court was the finder of fact. In our review of the trial court’s factual finding of an agency relationship we will neither reweigh the evidence nor assess the credibility of the witnesses. Greenfield Builders and Erectors, Inc. v. Fellure, 443 N.E.2d 87, 90 (Ind.Ct.App.1982). We will disturb the findings of fact only if the record reveals no facts or inferences on which the trial court could have based its findings. Id. “In other words, this court will disturb the trial court’s findings of fact only when such are clearly erroneous.” Id.

The trial court found that the five witnesses were agents of Woodworth because he controlled the times they performed their services and because there was evidence that at least two of them were compensated for their services by Woodworth. An agent “is a substitute or deputy appointed by the principal with power to do certain things which the principal may or can do.” 3 Am.JuR.2d Agency § 1 (1964). “[T]he elements of an actual agency relationship are three: manifestation of consent by the principal; acquiescence by the agent; and control exerted by the principal.” Hope Lutheran Church v. Chellew, 460 N.E.2d 1244, 1247 (Ind.Ct.App.1984).

The trial court relied upon the testimony of the five witnesses and Woodworth in making its determination that an agency relationship existed. The evidence reveals that *828 Woodworth controlled the dates the witnesses went to Yunker’s home to care for him, and for how many days they were needed as replacements. Woodworth also controlled who was chosen to care for Yunker in his absence.

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Bluebook (online)
673 N.E.2d 825, 1996 Ind. App. LEXIS 1662, 1996 WL 700581, Counsel Stack Legal Research, https://law.counselstack.com/opinion/woodworth-v-estate-of-yunker-indctapp-1996.