Winet v. Arthur J. Gallagher & Co.

District Court, S.D. California·Decided November 3, 2020·No. 3:20-cv-00014·Unknown

Opinion

RICHARD WINET, Case No.: 20cv14 W (BGS)

Plaintiff, ORDER REGARDING DISCOVERY v. DISPUTES

[ECF 39-40] Defendant. Plaintiff Richard Winet and Defendant Arthur J. Gallagher & Co. (“Gallagher”) raised discovery disputes regarding numerous requests for production of documents (“RFPs”) and two interrogatories (“ROGs”) from Plaintiff to Gallagher. (ECF 35.) The Courted order the parties to submit a joint statement addressing the specific issues in dispute. (ECF 36.) Further, the parties were ordered to “address the relevancy of the discovery sought and whether the discovery sought is ‘proportional to the needs of the case, considering the importance of the issues at stake in the action, the amount in controversy, the parties’ relative access to relevant information, the parties’ resources, the importance of the discovery in resolving the issues, and whether the burden or expense of the proposed discovery outweighs its likely.’” (Id. at 2 (quoting Rule 26(b)(1)).) Additionally, the parties were ordered to address whether the RFPs and objections to them have complied with Federal Rule of Civil Procedure 34(b)’s requirements. (Id. (citing Fed. R. Civ. P. 34(b)(1) (contents of requests) and (b)(2) (responses and objections).) The parties filed their respective positions individually. (See Docs. 39 and 40.) The Court addresses and discusses the RFPs, ROGs, and the parties’ arguments as necessary in this order, but will not quote the RFP or ROG in dispute. A. Legal Standard A party may obtain discovery “regarding any nonprivileged matter that is relevant to any party’s claim or defense and proportional to the needs of the case considering the importance of the issues at stake in the action, the amount in controversy, the parties’ relative access to relevant information, the parties’ resources, the importance of the discovery in resolving the issues, and whether the burden or expense of the proposed discovery outweighs its likely benefit.” Id. Relevant evidence is defined in Federal Rule of Evidence 401 which provides: “[e]vidence is relevant if (a) it has a tendency to make a fact more or less probable than it would be without the evidence; and (b) the fact is of consequence in determining the action.” Fed. R. Evid. 401; see also Continental Circuits LLC v. Intel Corp., 435 F. Supp. 3d 1014, 1018 (D. Ariz. 2020) (“Under Rule 401 of the Federal Rules of Evidence, information having ‘any tendency’ to make a fact in dispute ‘more or less probable’ is relevant.”) (quoting Fed. R. Evid. 401). “[I]nformation within [the scope of Rule 26(b)(1)] need not be admissible in evidence to be discoverable.” Rule 26(b)(1); see also In re Bard IVC Bard Filters Prods. Liab. Litig., 317 F.R.D. 562, 566 (D. Ariz. 2016) (“Courts generally recognize that relevancy for purposes of discovery is broader than relevancy for purposes of trial.”); see also Continental Circuits, 435 F. Supp. 3d at 1018- 19 (same). The Advisory Committee emphasized that in adding the proportionality language to Rule 26(b)(1) “the objective is to guard against redundant or disproportionate discovery” and “to encourage judges to be more aggressive in identifying and discouraging discovery overuse.” Fed. R. Civ. P. 26, Advisory Committee’s note to 2015 amendment. Additionally, under Rule 26(b)(2)(C), a court “must limit the frequency or extent of discovery otherwise allowed by [the Federal] rules” if “(i) the discovery sought is unreasonably cumulative or duplicative, or can be obtained from some other source that is more convenient, less burdensome, or less expensive; (ii) the party seeking discovery has had ample opportunity to obtain the information by discovery in the action; or (iii) the proposed discovery is outside the scope permitted by Rule 26(b)(1).” B. Discovery Requests 1. Requests for Production of Documents “A party may serve on any other party a request within the scope of Rule 26(b) to produce any designated documents or electronically stored information.” Rule 34(a)(1)(A). The request must describe the document sought “with reasonable particularity” and any “objection must state whether any responsive materials are being withheld on the basis of that objection.” Rule 34(b)(2). The requesting party may move to compel the production of responsive documents if a party fails to produce documents. Rule 37(a)(3)(B)(iv). a) RFP No. 2 Plaintiff justifies this RFP by stating his work was sales, and his performance was measured by his sales. The breach of contract and covenant of good faith and fair dealing claims both allege that Plaintiff was owed commissions from the Grossmont Union High School District (“GUHSD”) and Oceanside Unified School District (“OUSD”) accounts, which Gallagher did not pay. (Doc. 25 [First Amended Complaint (“FAC”)] at 11 and 25). He also alleges he was owed commissions for the San Dieguito Union High School District (“SDUHSD”) account. (Id. at 12). Therefore, the relevance of this RFP would include only those documents that report his sales as that term is defined under the contract. Gallagher asserts that it has provided documents relating to Plaintiff’s sales in its initial disclosures. (Doc. 40 at 3). The Court notes that Gallagher has a continuing obligation to supplement them. Rule 26(e) (A party who has made a disclosure under Rule 26(a)--or who has responded to an interrogatory, request for production, or request for admission--must supplement or correct its disclosure or response . . . in a timely manner if the party learns that in some material respect the disclosure or response is incomplete or incorrect, and if the additional or corrective information has not otherwise been made known to the other parties during the discovery process or in writing.”); City and Cnty. of S.F. v Tutor-Saliba Corp., 218 F.R.D. 219, 220 (N.D. Cal. 2003). Otherwise this RFP is overbroad and not proportional to the needs of the case. As modified by Plaintiff, this RFP includes all documents, writings, statements, reports, or any other document concerning, evidencing, and reflecting any of Plaintiff’s sales. It fails to specify the particular type of documents that would relate to his sales. Nor has Plaintiff responded how Gallagher’s initial disclosures are inadequate to show Plaintiff’s sales. Without such a response and reasonable specification of what documents Plaintiff still needs, a search for all documents concerning any of Plaintiff’s sales would entail undue burden on Gallagher. It necessarily would include looking for irrelevant and duplicative or cumulative documents. The Court finds based on the parties’ Joint Statements that Gallagher has complied. b) RFP No. 3 This RFP as modified is the same as RFP 2 except it asks for any work performed whereas RFP 2 asks for any of Plaintiff’s sales. The Plaintiff has alleged his work that is relevant to this case as his sales. “Plaintiff’s work was sales… .” (Doc. 39 at 4). Given his work was sales and this RFP requests any work performed, when appropriately narrowed based on relevance, RFP 3 asks for the same documents as RFP 2. Additionally, Plaintiff has not indicated in his Joint Statement what “any work performed” means, nor has he proffered how this

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