Wilson v. Kalelkar

CourtDistrict Court, N.D. Illinois
DecidedAugust 16, 2022
Docket1:14-cv-10521
StatusUnknown

This text of Wilson v. Kalelkar (Wilson v. Kalelkar) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wilson v. Kalelkar, (N.D. Ill. 2022).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION

DR. ROBERT LANCE WILSON, D.O., ) ) Plaintiff, ) ) No. 14 C 10521 v. ) ) Judge Rebecca R. Pallmeyer JAY STEWART, ) ) Defendant. )

MEMORANDUM OPINION AND ORDER In 1998, the Illinois Division of Professional Regulation (DPR) initiated proceedings to suspend Dr. Robert Lance Wilson’s medical license because of a controversial treatment decision he made at a Chicago-area hospital. Dr. Wilson insists that this discipline was unjustified, and he has been in conflict with the agency ever since. Over several years, as the DPR attempted to finalize the suspension of his license, Dr. Wilson obtained four favorable state-court decisions— each one reversing the agency’s latest suspension order. In the final decision of that series, the state court determined that although there was sufficient evidence to conclude that Dr. Wilson had breached the applicable standard of care in 1998, the DPR had violated his state law rights during the lengthy proceedings. The apparent expectation was that Dr. Wilson would undergo some retraining and then be able to return to practice. After that last court decision, in 2014, Dr. Wilson filed this lawsuit alleging various constitutional and state-law violations by a slew of named and unnamed state officials. This court has already dismissed large portions of the operative complaint.1 Dr. Wilson’s only remaining claim is that Jay Stewart, the Director of the DPR between 2011 and 2016, violated his constitutional due process rights by failing to promptly conclude the administrative proceedings.

1 See Wilson v. Ill. Dep’t of Fin. & Pro. Regul., 376 F. Supp. 3d 849, 872 (N.D. Ill. 2019) (dismissing claims against several defendants on immunity and other grounds) [100]; Wilson v. Ill. Dep’t of Fin. & Pro. Regul., No. 14 C 10521, 2021 WL 1784818 (N.D. Ill. May 5, 2021) (dismissing Dr. Wilson’s Fourth Amendment and conspiracy claims) [114]. Because the court finds that Stewart is immune from damages liability, it grants his motion for summary judgment [132]. BACKGROUND2 I. The Parties Plaintiff Robert Lance Wilson is a doctor of osteopathy who specializes in cardiology. (DSOF ¶ 1.) He was first licensed to practice in Illinois in 1988. (PSOAF ¶ 1.) As a practicing physician, Dr. Wilson was regulated by the DPR, an Illinois state agency.3 (See DSOF ¶ 5.) As of 1998 (the inception of the parties’ dispute), the agency was known as the “Department of Professional Regulation.” (Id.) In 2004, it was renamed the “Division of Professional Regulation” when it was absorbed by a new, larger agency called the Illinois Department of Financial and Professional Regulation (IDFPR). (Id.) IDFPR is led by a “Secretary,” while each division is led by a “Director.” (Id. ¶ 6.) Defendant Jay Stewart was the Director of the DPR from April 2011 to August 2016. (Id. ¶ 2.) As the Director, Stewart oversaw the agency’s discipline of physicians, which included “signing the final orders,” “setting general policies and goals and objectives,” and “trying to make

2 The following facts come mainly from the parties’ Local Rule 56.1 statements and related exhibits. (See Def.’s L.R. 56.1 Joint Statement of Material Facts in Supp. of Summ. J. [134] (hereinafter “DSOF”); Pl.’s Statement of Additional Facts in Opp. to Def.’s Mot. for Summ. J. [147] (hereinafter “PSOAF”).) The court has also accounted for each party’s responsive statements. (See Pl.’s Resp. to DSOF [146]; Def.’s Resp. to PSOAF [151].)

Further below, the court discusses the rules that govern such factual filings. Here, the court notes that to the extent Dr. Wilson’s submissions do not comply with those rules, the court has ignored his statements and responses. (See Def.’s Reply in Supp. of His Mot. for Summ. J. [150] (hereinafter “Def.’s Reply”) at 4–9 (summarizing various deficiencies in Dr. Wilsons’ filings, such as assertions not based on personal knowledge, assertions that are legally conclusory, and assertions based on hearsay).)

3 The DPR “licenses and regulates over 1 million professionals and firms in Illinois[,] including a variety of healthcare related professions such as doctors, nurses, and veterinarian[s], as well as a variety of occupational professions such as CPAs, barbers, engineers, and detectives.” See About IDFPR, ILL. DEP’T OF FIN. & PRO. REGUL. (last visited Aug. 16, 2022), https://idfpr.illinois.gov/About/About.asp. sure . . . staffing and budget issues were addressed to help support the operations.”4 (See id. ¶ 7; PSOAF ¶ 20; Dep. of Jay E. Stewart, Ex. 3 to DSOF [134-3] (hereinafter “Stewart Dep.”) at 47:5–10.) In his oversight role, Stewart was not involved in the day-to-day management of the DPR’s individual cases. (See DSOF ¶ 66.) There was a multistep chain of command: Cases brought against physicians like Dr. Wilson were managed by prosecutors in the agency’s Medical Prosecutions Unit, who reported to the Chief of Prosecutions, who reported to the Deputy Director of Statewide Enforcement, who in turn reported to Stewart. (Id. ¶ 7.) And Stewart exercised no control over the agency’s Administrative Law Judges (ALJs). As members of the Formal Hearings Unit, ALJs reported directly to the General Counsel of the IDFPR (the DPR’s parent agency), who in turn reported to the IDFPR’s Secretary. (Id. ¶ 8; Stewart Dep. 104:17–21 (“[T]he director has no control over the administrative law judges. They don’t report to the director. They’re not subject to the director’s control . . . . That’s the office of the secretary.”).)5 The DPR tracked its disciplinary cases using a computer database called the Illinois Licensing and Enforcement System (ILES). (PSOAF ¶ 26.) ILES contained a record for every individual licensed by the agency. (Decl. of Mark Thompson, Ex. 24 to DSOF [152-1] (hereinafter

4 Dr. Wilson asks the court to deny Stewart’s motion on the ground that Stewart’s testimony about his job responsibilities, and about his recollection of Dr. Wilson’s case, was “evasive” and “put[] his credibility into question.” (See Pl.’s Resp. to Def.’s Mot. for Summ. J. [145] (hereinafter “Pl.’s Resp.”) at 22–23.) The court disagrees for the reasons aptly stated in Stewart’s reply brief. (See Def.’s Reply at 2–3 (“The fact that Stewart did not answer questions the way Plaintiff’s counsel wanted him to does not make him evasive . . . .”).) Although Dr. Wilson claims that Stewart “repeatedly refused to give a straight-forward answer to . . . straightforward question[s]” (Pl.’s Resp. at 22), it appears to the court that it was Dr. Wilson’s attorney who became combative and repeated his questions when Stewart did not provide the answer that, in counsel’s view, would confirm that Stewart was personally responsible for violations of state law governing the disciplinary proceedings. (See, e.g., Stewart Dep. 49:9–53:7.)

5 Cecilia Abundis, who became the DPR’s Director in 2019, described this arrangement in similar terms: “Directors do not manage the day-to-day. That’s why there’s a firewall between the Director and investigations and prosecution. There’s a firewall between Directors and the Administrative Law Judge. It’s the duty of the Director to review the order once he or she receives it and to make a decision.” (Dep. of Cecilia Abundis, Pl.’s Ex. C [145-1] (hereinafter “Abundis Dep.”) at 13:5–8, 25:11–18.) “Thompson Decl.”) ¶ 2.) Each ILES record would note, among other things, whether any disciplinary actions had been brought against the individual. (Id. ¶ 3.) If such an action had been brought, the record would note each filing in the case, such as pleadings, motions, orders, and complaints for administrative review. (Id.)6 Although Stewart did not become the DPR’s Director until 2011, the parties have provided a factual chronology that begins in 1998, when Dr. Wilson’s dispute with the agency first erupted.

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Wilson v. Kalelkar, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wilson-v-kalelkar-ilnd-2022.