Willis v. United States

CourtDistrict Court, N.D. Indiana
DecidedJune 6, 2022
Docket3:18-cv-00939
StatusUnknown

This text of Willis v. United States (Willis v. United States) is published on Counsel Stack Legal Research, covering District Court, N.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Willis v. United States, (N.D. Ind. 2022).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF INDIANA SOUTH BEND DIVISION

UNITED STATES OF AMERICA

v. Case No. 3:14-CR-83 JD

ANTWON WILLIS

OPINION AND ORDER A jury found Antwon Willis guilty of conspiring to distribute at least 100 grams of heroin. The Court then sentenced Mr. Willis to 235 months of imprisonment. After an unsuccessful appeal, Mr. Willis moved to vacate his conviction and sentence under § 2255, claiming ineffective assistance of counsel. Upon initial review, the Court limited his petition to one claim––that his trial attorney failed to raise a public authority defense–– and allowed an evidentiary hearing on the issue. (DE 560.) After the hearing, the parties submitted supplemental briefs. Having reviewed the evidence and the arguments of counsel, the Court will dismiss Mr. Willis’s remaining claim.

A. Factual Background Mr. Willis first came to the Drug Enforcement Agency’s (“DEA”) attention on July 14, 2010, when he was arrested after selling heroin to a confidential informant (“CI”). Mr. Willis admitted to the DEA agents that he was dealing heroin and discussed the possibility of working as a CI. The next day, July 15, Mr. Willis entered into a Confidential Source Agreement with the DEA. Special Agent Christopher Geer testified at the evidentiary hearing that he offered the agreement to Mr. Willis, read it along with him, and explained each provision of the agreement. According to Agent Geer, Mr. Willis initialed each of the twenty-two agreement provisions, indicating his understanding of, and consent to, the agreement.1 (DE 632, Hrg. Tr. at 100.) Agent Geer believed that Mr. Willis understood the terms of the agreement. (Id.) Under the terms of the Agreement, Mr. Willis agreed “to provide assistance in the

investigation of violations of the Controlled Substances Act.” (Hrg. Ex. C, Confidential Source Agreement at 1; Hrg. Tr. at 101–02.) In particular, he would assist the DEA “under the direct supervision or control of DEA Controlling Investigators” (id.), and his actions would be limited to those enumerated in the Agreement (Hrg. Tr. at 105; Hrg. Ex. C ¶12 (“I understand that I am only authorized to participate or engage in the specific conduct set forth above, and that I may not participate or engage in any other illegal activity.”)). In paragraph 5 of section II of the Agreement, Mr. Willis expressed his understanding and agreement that he had “no immunity or protection from investigation, arrest, or prosecution for anything that I say or do, except for activities specifically authorized by my Controlling Investigators pursuant to my cooperation with DEA.” (Hrg. Ex. C, Acknowledgments, ¶ 5; Hrg. Tr. at 104.) He further agreed that he

would “abide by the instructions of [his] Controlling Investigators and [would] not take any independent action on behalf of DEA or the United States Government.” (Id.) Mr. Willis also agreed to immediately contact his Controlling Investigators if anyone asked him to “participate in any of the prohibited conduct listed in [paragraph 14].” (Hrg. Ex. C, Acknowledgments, ¶ 14; Hrg. Tr. at 106.) Finally, the Agreement stated that it was in effect from July 15, 2010, through July 15, 2011. (Hrg. Ex. C, Acknowledgments, ¶ 13; Hrg. Tr. at 106.)

1 Mr. Willis also testified at the evidentiary hearing about the circumstances of his entering into the agreement and claimed that he did not read any part of the agreement and that Agent Geer did not explain to him any of the provisions. For the reasons explained in greater detail below, the Court finds Mr. Willis’s testimony not credible. Mr. Willis received no promises except those stated in the Agreement, and no one told him that he had immunity for any future investigations. (Hrg. Tr. at 109.) In fact, neither Agent Geer nor any Assistant United States Attorney had authority to enter into any immunity agreement with Mr. Willis. (Hrg. Tr. at 108.)

Mr. Willis’s active cooperation lasted until November 2010. In August 2010, he entered an apartment that belonged to one of the targets of investigation after it was left unlocked for him. On September 14 and 16, 2010, he attempted a controlled purchase of 50 grams of heroin. The attempt was unsuccessful. Shortly before the attempt, he placed several phone calls to the target of the investigation. Next, on October 21, 2010, Mr. Willis completed a controlled purchase of 10 grams of heroin. (Hrg. Tr. at 12; 53–54.) The DEA agents met with him to brief him before the purchase, searched him and his car, provided him with money and recording equipment, told him where the purchase should take place, told him where to go afterward, followed him to the location of the drug deal, and then met him after the transaction for debriefing and to retrieve the drugs and the recording equipment. (Hrg. Tr. at 54–57.)

During that time period, Mr. Willis met with Agent Geer with some regularity. (Hrg. Tr. at 15.) He last met with Agent Geer on November 29, 2010. Special Agent Bushman and two Assistant United States Attorneys (“AUSAs”), Jennifer Levin and Johnson, were also there. Mr. Willis testified that he gave a proffer at the meeting, and that AUSA Levin urged him to do better: “she said that, you know, ‘You need to do better, get back out there, get your eyes, ears to the street. And she looked at me and said, ‘I know you can do this and get in contact with these agents.’” (Hrg. Tr. at 30.) Mr. Willis claims he understood this to mean that he was being put back on the streets to try harder: “So in my little world, I was––I thought I either was going to be prosecuted or locked up or relieved, you know, ‘We no longer need you.’ It was that––I was put back out there.” (Id.) Under cross-examination, Mr. Willis conceded that AUSA Levin did not tell him that he had a Tri-State immunity deal or that he had “immunity for future drug dealing.” (Hrg. Tr. at 62–63.) According to Mr. Willis, after this meeting, he tried to ingratiate himself with Javarie “Black” Mhoon and his drug dealing network. He believed that the Government was

going to contact him after his full year as a CI was up. (Hrg. Tr. at 65, 69.) On December 21, 2010, upon learning that Mr. Willis continued selling narcotics, Agent Geer deactivated him as a CI. (Hrg. Tr. 189–90.) Although Agent Geer’s notes showed that he informed Mr. Willis’s counsel about the deactivation, Agent Geer himself had no recollection of that. In any case, there’s no evidence that Mr. Willis’s attorney communicated to Mr. Willis that he had been deactivated. As for Mr. Willis, he had not told anyone that he no longer wished to be a CI. After their last meeting in November, Agent Geer had no communication with Mr. Willis until Mr. Willis was arrested four years later in October 2014. Evidence at Mr. Willis’s trial showed that he enlisted his girlfriend, Ericka Simmons, to help him sell heroin. (DE 560 at 3.) The Superseding Indictment alleged that they conspired to

distribute more than 100 grams of heroin “[f]rom an unknown date in 2009, up to and including October 2014.” (DE 169, Superseding Indictment at 1.) However, most of the evidence at trial focused on the later years of the conspiracy. The evidence showed that beginning in the second half of 2011, Mr. Willis was selling heroin to various persons in Indiana, including Jordon Gutowski ($100–200 worth of heroin every other day for 2 years), Brandon Heuer ($50–100 a day beginning in 2014), Brittany Lemond ($400–500 three times a week), Matt Fletcher (few hundred dollars, 100 times per year), and Derrick Penwell ($500–1,000 per week). (Trial Tr. Vol. 2 at 121–22, 145, 205–205; Trial Tr. Vol. 3 at 10–13; 148–149.) Mr. Willis also shipped heroin to Ms. Lemond and Mr. Penwell in Iowa, Minnesota, and Michigan, where they would travel for work. He would get paid via Moneygram with Ms. Simmons picking up the money. Once, Mr. Willis and Ms.

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Willis v. United States, Counsel Stack Legal Research, https://law.counselstack.com/opinion/willis-v-united-states-innd-2022.