Williams v. Matesanz

230 F.3d 421, 2000 U.S. App. LEXIS 26795, 2000 WL 1577064
Court of Appeals for the First Circuit·Decided October 25, 2000·No. 00-1204·Published·Cited by 27 cases

Opinion

SELYA, Circuit Judge.

Asserting that a state trial judge’s jury instructions incorrectly described the prosecution’s burden of proof, petitioner-appellant Reese Williams, Jr., sought habeas corpus relief in the federal district court. He now appeals the district court’s order of dismissal.

Because the petitioner filed his habeas application on September 10, 1997, the An-titerrorism and Effective Death Penalty Act of 1996 (AEDPA), Pub.L. No. 104-132, 110 Stat. 1214 (1996) (codified in scattered sections of 28 U.S.C.), governs his ease. Bui v. DiPaolo, 170 F.3d 232, 235 (1st Cir.1999) (holding that the AEDPA applies to habeas proceedings instituted on or after April 24, 1996). The neoteric standard of review imposed by the AEDPA “places a new constraint on the power of a federal habeas court to grant a state prisoner’s application for a writ of habeas corpus with respect to claims adjudicated on the merits in state court.” Williams v. Taylor, 529 U.S. 362, 120 S.Ct. 1495, 1523, 146 L.Ed.2d 389 (2000). Relying upon our formulation of this new constraint, O’Brien v. Dubois, 145 F.3d 16, 24-25 (1st Cir.1998), the district court determined that the AEDPA precluded relief in this situation. Because O’Brien is congruent with the Supreme Court’s subsequent holding in Taylor, we affirm.

I. BACKGROUND

In its present posture, this appeal does not require us to canvass the evidence leading to the petitioner’s quarter-century-old conviction for first-degree murder. Accordingly, we turn directly to the travel of the case, referring the reader who hungers for a more detailed account of the underlying facts to the opinion of the Massachusetts Supreme Judicial Court (SJC) rejecting the petitioner’s direct appeal. See Commonwealth v. Williams, 378 Mass. 217, 391 N.E.2d 1202, 1205 (1979).

The Commonwealth charged the petitioner with participating in an armed robbery that resulted in the slaying of a shopkeeper. The petitioner unsuccessfully interposed an alibi defense and a claim of mistaken identity. Although the evidence depicted the petitioner’s alleged confederate as the actual triggerman, a petit jury, instructed on the Massachusetts felony-murder rule, found the petitioner guilty of first-degree murder on *424 May 16, 1973. The trial judge sentenced him to life imprisonment. The SJC affirmed the conviction. Id. at 1216.

Roughly sixteen years later, the petitioner sought post-conviction relief. He based his claim on newly-decided cases that appeared to call into serious question the trial judge’s repeated references in his jury instructions to a “moral certainty” criterion. In the petitioner’s view, these references reduced the prosecution’s burden of proof below the constitutionally required standard.

A justice of the superior court not the original trial justice, who had died during the intervening years rejected this contention in a meticulously reasoned rescript. See Commonwealth v. Williams, Crim. No. 96965, 1996 WL 590683 (Mass.Super.Ct. Aug. 2, 1996) (St.Ct.Op.). The petitioner’s attempts to secure further review in the Commonwealth’s courts were unsuccessful.

Having exhausted his state remedies, the petitioner instituted a federal habeas proceeding. He again posited that the state trial court’s extensive use of the phrase “moral certainty” had violated his right to due process and rendered his trial fundamentally unfair. The district court,' accepting the report and recommendation of a magistrate judge, applied the AEDPA standard as elucidated in O’Brien, 145 F.3d at 24, and dismissed the application. The court did, however, grant a certificate of appealability. See 28 U.S.C. § 2253(c)(1). This appeal followed.

II. THE HABEAS STANDARD

The AEDPA directs federal courts to refuse a writ of habeas corpus at the behest of a state prisoner unless the underlying state adjudication

(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States....

28 U.S.C. § 2254(d)(1). In O’Brien, we determined that this statute requires a federal habeas court first to assess whether the state court acted contrary to a legal rule prescribed by the Supreme Court. 145 F.3d at 24. In the absence of a controlling rule (or if the state court correctly identified the controlling rule), the federal habeas court then proceeds to determine “whether the state court’s use of (or failure to use) existing law in deciding the petitioner’s claim involved an unreasonable application of Supreme Court precedent.” Id.

We decided O’Brien without explicit guidance from the Supreme Court. Last term, however, the Court spoke to the same general set of questions and identified two classes of cases in which the AEDPA permitted federal courts to grant habeas relief to state prisoners. Taylor, 120 S.Ct. at 1519. This taxonomy is essentially the same as the two-step pavane limned in O’Brien: the first category embraces cases in which a state court decision directly contravenes Supreme Court precedent, and the second embraces cases in which a state court decision, although not “contrary to” relevant Supreme Court precedent, nonetheless constitutes an “unreasonable application” of relevant Supreme Court precedent. Given this parallelism, we conclude that O’Brien correctly anticipated Taylor, and thus remains good law.

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Williams v. Matesanz, 230 F.3d 421, 2000 U.S. App. LEXIS 26795, 2000 WL 1577064 (1st Cir. 2000).

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