Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT August 25, 2022 _________________________________ Christopher M. Wolpert Clerk of Court CHARLES WILLIAMS,
Plaintiff - Appellant,
v. No. 22-1033 (D.C. No. 1:21-CV-02595-LTB-GPG) COLORADO DEPARTMENT OF (D. Colo.) CORRECTIONS,
Defendant - Appellee. _________________________________
ORDER AND JUDGMENT* _________________________________
Before TYMKOVICH, Chief Judge, BALDOCK and CARSON, Circuit Judges. _________________________________
Charles Lamont Williams is a prisoner in the custody of the Colorado
Department of Corrections (CDOC). Through counsel, he alleges that prison
officials discriminated against him on account of a disability, in violation of the
Rehabilitation Act, 29 U.S.C. §§ 701–796l, and Title II of the Americans with
Disabilities Act (“ADA”), 42 U.S.C. §§ 12132–12165. The district court screened
his complaint and dismissed it as frivolous. See 28 U.S.C. § 1915(e)(2)(b)(i). We
* After examining the briefs and appellate record, this panel has determined unanimously to honor the parties’ request for a decision on the briefs without oral argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 2
have jurisdiction under 28 U.S.C. § 1291, and we reverse and remand for further
proceedings.
I. BACKGROUND & PROCEDURAL HISTORY
A. Williams’s Allegations
The district court’s dismissal order was directed at Williams’s amended
complaint, which alleges substantially as follows.
CDOC currently houses Williams at its Buena Vista Correctional Complex.
Williams suffers from medical conditions that cause pain and make it difficult to
walk, stand, and bend. Buena Vista medical staff issued work restrictions for him,
such as no standing more than two hours and no repetitive bending at the waist.
In September 2019, a Buena Vista officer assigned Williams to kitchen duty.
Williams believed his medical restrictions prevented him from successfully
performing kitchen tasks and he raised that issue through communications with his
case manager and through grievances, but received no reassignment or
accommodation. So he showed up for kitchen duty with his restriction list in hand.
The kitchen staff looked at the list, decided he could not perform the necessary tasks,
and excused him back to his cell. This became a daily ritual for two weeks, after
which kitchen staff stopped looking at his restriction list and simply sent him back to
his cell upon his arrival.
On September 23, Williams was feeling particularly severe back pain. Rather
than showing up for kitchen duty and being sent back to his cell, he put in a request
for a medical appointment, confident that medical staff would excuse him from work
2 Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 3
that day. His prediction was correct. “[S]everal hours later,” a medical staff member
gave him permission to stay in his cell. Aplt. App. at 15, ¶ 29; see also id. at 13,
¶ 22.
Three days after that, a Buena Vista officer submitted a grievance against
Williams for failing to report for kitchen duty on September 23. This officer also had
Williams fired from his kitchen assignment. The grievance prompted CDOC to place
Williams in a stricter security level, meaning he lost privileges and autonomy.
Williams filed his own grievance against all of this and received a response from a
CDOC official stating he had been disciplined for an unexcused failure to show up at
work (i.e., medical staff did not excuse his absence until later in the day).
After exhausting the full CDOC administrative grievance process, Williams
brought the lawsuit now at issue, alleging: (i) CDOC unreasonably failed to
accommodate his disability, and (ii) the discipline CDOC imposed amounts to
disability discrimination.
B. District Court Proceedings
The district court granted Williams leave to proceed in forma pauperis, and
therefore screened his amended complaint as required by 28 U.S.C. § 1915(e)(2).
A magistrate judge took the first look and recommended that the complaint be
dismissed as frivolous. See id. § 1915(e)(2)(b)(i). The magistrate judge reasoned
that: (i) Williams had failed to “allege facts that demonstrate he was fired from his
prison job or reclassified because of his disability”; and, in any event, (ii) “the
3 Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 4
ADA and the Rehabilitation Act do not apply to issues of prison employment.” Aplt.
App. at 27.
Williams timely objected but the district court adopted the recommendation
without elaboration and dismissed the amended complaint as frivolous. Williams
then timely appealed.
II. ANALYSIS
The district court found frivolousness based on its determination that Williams
had not adequately alleged causation and the ADA and Rehabilitation Act do not
apply to prison employment anyway. These are questions of law, so we review them
de novo. See Fogle v. Pierson, 435 F.3d 1252, 1259 (10th Cir. 2006) (“[W]here the
frivolousness determination turns on an issue of law, we review the determination
de novo.”); see also Morgan v. City of Rawlins, 792 F.2d 975, 978 (10th Cir. 1986)
(“The sufficiency of a complaint is a question of law . . . .”). Dismissing a claim as
frivolous at the screening phase “is only appropriate for a claim based on an
indisputably meritless legal theory.” Fogle, 435 F.3d at 1259 (internal quotation
marks omitted).
A. Applicability of the ADA and Rehabilitation Act
The district court’s broadest ruling was that the ADA and Rehabilitation Act
do not apply to prison employment matters, so we will address this ruling first. The
Rehabilitation Act states, “No otherwise qualified individual with a disability in the
United States . . . shall, solely by reason of her or his disability, be excluded from the
participation in, be denied the benefits of, or be subjected to discrimination under any
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Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT August 25, 2022 _________________________________ Christopher M. Wolpert Clerk of Court CHARLES WILLIAMS,
Plaintiff - Appellant,
v. No. 22-1033 (D.C. No. 1:21-CV-02595-LTB-GPG) COLORADO DEPARTMENT OF (D. Colo.) CORRECTIONS,
Defendant - Appellee. _________________________________
ORDER AND JUDGMENT* _________________________________
Before TYMKOVICH, Chief Judge, BALDOCK and CARSON, Circuit Judges. _________________________________
Charles Lamont Williams is a prisoner in the custody of the Colorado
Department of Corrections (CDOC). Through counsel, he alleges that prison
officials discriminated against him on account of a disability, in violation of the
Rehabilitation Act, 29 U.S.C. §§ 701–796l, and Title II of the Americans with
Disabilities Act (“ADA”), 42 U.S.C. §§ 12132–12165. The district court screened
his complaint and dismissed it as frivolous. See 28 U.S.C. § 1915(e)(2)(b)(i). We
* After examining the briefs and appellate record, this panel has determined unanimously to honor the parties’ request for a decision on the briefs without oral argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 2
have jurisdiction under 28 U.S.C. § 1291, and we reverse and remand for further
proceedings.
I. BACKGROUND & PROCEDURAL HISTORY
A. Williams’s Allegations
The district court’s dismissal order was directed at Williams’s amended
complaint, which alleges substantially as follows.
CDOC currently houses Williams at its Buena Vista Correctional Complex.
Williams suffers from medical conditions that cause pain and make it difficult to
walk, stand, and bend. Buena Vista medical staff issued work restrictions for him,
such as no standing more than two hours and no repetitive bending at the waist.
In September 2019, a Buena Vista officer assigned Williams to kitchen duty.
Williams believed his medical restrictions prevented him from successfully
performing kitchen tasks and he raised that issue through communications with his
case manager and through grievances, but received no reassignment or
accommodation. So he showed up for kitchen duty with his restriction list in hand.
The kitchen staff looked at the list, decided he could not perform the necessary tasks,
and excused him back to his cell. This became a daily ritual for two weeks, after
which kitchen staff stopped looking at his restriction list and simply sent him back to
his cell upon his arrival.
On September 23, Williams was feeling particularly severe back pain. Rather
than showing up for kitchen duty and being sent back to his cell, he put in a request
for a medical appointment, confident that medical staff would excuse him from work
2 Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 3
that day. His prediction was correct. “[S]everal hours later,” a medical staff member
gave him permission to stay in his cell. Aplt. App. at 15, ¶ 29; see also id. at 13,
¶ 22.
Three days after that, a Buena Vista officer submitted a grievance against
Williams for failing to report for kitchen duty on September 23. This officer also had
Williams fired from his kitchen assignment. The grievance prompted CDOC to place
Williams in a stricter security level, meaning he lost privileges and autonomy.
Williams filed his own grievance against all of this and received a response from a
CDOC official stating he had been disciplined for an unexcused failure to show up at
work (i.e., medical staff did not excuse his absence until later in the day).
After exhausting the full CDOC administrative grievance process, Williams
brought the lawsuit now at issue, alleging: (i) CDOC unreasonably failed to
accommodate his disability, and (ii) the discipline CDOC imposed amounts to
disability discrimination.
B. District Court Proceedings
The district court granted Williams leave to proceed in forma pauperis, and
therefore screened his amended complaint as required by 28 U.S.C. § 1915(e)(2).
A magistrate judge took the first look and recommended that the complaint be
dismissed as frivolous. See id. § 1915(e)(2)(b)(i). The magistrate judge reasoned
that: (i) Williams had failed to “allege facts that demonstrate he was fired from his
prison job or reclassified because of his disability”; and, in any event, (ii) “the
3 Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 4
ADA and the Rehabilitation Act do not apply to issues of prison employment.” Aplt.
App. at 27.
Williams timely objected but the district court adopted the recommendation
without elaboration and dismissed the amended complaint as frivolous. Williams
then timely appealed.
II. ANALYSIS
The district court found frivolousness based on its determination that Williams
had not adequately alleged causation and the ADA and Rehabilitation Act do not
apply to prison employment anyway. These are questions of law, so we review them
de novo. See Fogle v. Pierson, 435 F.3d 1252, 1259 (10th Cir. 2006) (“[W]here the
frivolousness determination turns on an issue of law, we review the determination
de novo.”); see also Morgan v. City of Rawlins, 792 F.2d 975, 978 (10th Cir. 1986)
(“The sufficiency of a complaint is a question of law . . . .”). Dismissing a claim as
frivolous at the screening phase “is only appropriate for a claim based on an
indisputably meritless legal theory.” Fogle, 435 F.3d at 1259 (internal quotation
marks omitted).
A. Applicability of the ADA and Rehabilitation Act
The district court’s broadest ruling was that the ADA and Rehabilitation Act
do not apply to prison employment matters, so we will address this ruling first. The
Rehabilitation Act states, “No otherwise qualified individual with a disability in the
United States . . . shall, solely by reason of her or his disability, be excluded from the
participation in, be denied the benefits of, or be subjected to discrimination under any
4 Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 5
program or activity receiving Federal financial assistance . . . .” 29 U.S.C. § 794(a).
Title II of the ADA states, “[N]o qualified individual with a disability shall, by
reason of such disability, be excluded from participation in or be denied the benefits
of the services, programs, or activities of a public entity, or be subjected to
discrimination by any such entity.” 42 U.S.C. § 12132.
The district court reasoned that our decisions in Williams v. Meese, 926 F.2d
994 (10th Cir. 1991), and White v. Colorado, 82 F.3d 364 (10th Cir. 1996), foreclose
an ADA or Rehabilitation Act claim involving prison employment. Williams
counters that the Supreme Court effectively abrogated these two decisions in
Pennsylvania Department of Corrections v. Yeskey, 524 U.S. 206 (1998) (“Yeskey”).
We need not decide whether Yeskey abrogated Williams and White because, at a
minimum, Yeskey highlights an important question that Williams and White never
addressed—and the answer to that question shows the complaint should not have
been dismissed as frivolous on account of Williams and White.
Our 1991 Williams decision arose from a federal prisoner’s pro se lawsuit
claiming prison officials “denied him certain prison job assignments, for which he
was qualified, solely on the basis of his age, race, or handicap.” 926 F.2d at 996.
We did not enumerate which legal authorities the plaintiff relied on, but we began by
discussing the potential applicability of Title VII and the Age Discrimination in
Employment Act (ADEA). Id. at 997. We said that both of these statutes require an
employment relationship with the defendant, and we held that prisoners do not have
an employment relationship with their prisons, so Title VII and the ADEA could not
5 Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 6
apply. Id. We then announced, without elaboration, “The foregoing analysis
precludes plaintiff’s claims for discrimination under . . . the Rehabilitation Act, as
well.” Id. And we added an additional reason why the Rehabilitation Act did not
apply, namely, “the Federal Bureau of Prisons does not fit the definition of ‘programs
or activities’ governed by [29 U.S.C. § 794(a)].” Id. Again, we did not elaborate.
Five years later, we decided White. The plaintiff there—also a prisoner
proceeding pro se—claimed the prison refused to arrange for surgery on an injured
leg and then denied him prison employment opportunities because of that injury. See
82 F.3d at 366, 367. This, he claimed, violated both the Rehabilitation Act and the
ADA. Id. at 367. We held that Williams foreclosed his Rehabilitation Act claim and,
“[f]or the same reasoning relied upon in Williams, . . . the ADA does not apply to
prison employment situations either.” Id.
Williams and White together establish that: (i) prisoners in a prison job
program are not “employees” for purposes of federal statutes meant to combat
employment discrimination (presumably including Title I of the ADA, which is
specifically directed at the employer-employee relationship, see 42 U.S.C.
§ 12112(a)); and (ii) a prison system as a whole is not a service, program, or activity
subject to the Rehabilitation Act or Title II of the ADA. As far as we could locate,
neither proposition has been questioned since we handed down those decisions.
Two years after White, however, the Supreme Court’s Yeskey decision
addressed a narrower question never contemplated by Williams or White: what about
the programs, services, and activities within a prison system? The plaintiff in Yeskey
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had been sentenced to serve eighteen to thirty-six months in a Pennsylvania prison,
but he could get out on parole in six months if he completed a program called
“Motivational Boot Camp.” 524 U.S. at 208. The program administrators would not
allow him to participate, however, due to high blood pressure. He then sued,
claiming the Pennsylvania prison system is a public entity and Motivational Boot
Camp was a prison system program, so Title II of the ADA applied to Motivational
Boot Camp. Id.
The Supreme Court agreed. “State prisons fall squarely within the statutory
definition of ‘public entity’ . . . .” Id. at 210. Moreover, “[m]odern prisons provide
inmates with many recreational ‘activities,’ medical ‘services,’ and educational and
vocational ‘programs,’” and “[t]he text of the ADA provides no basis for
distinguishing these programs, services, and activities from those provided by public
entities that are not prisons.” Id.
Whether or not prison systems as a whole are “services, programs, or activities
of a public entity,” 42 U.S.C. § 12132, Yeskey makes clear that the services,
programs, and activities offered by a prison system fall under Title II of the ADA.
And we are confident the answer is the same for the corresponding provision of the
Rehabilitation Act (29 U.S.C. § 794(a)). See Crane v. Utah Dep’t of Corr., 15 F.4th
1296, 1312 (10th Cir. 2021) (“We typically evaluate claims identically under the
ADA and Rehabilitation Act.”).
Our decisions since Yeskey have never questioned the Rehabilitation Act’s or
Title II’s application to correctional programs, services, and activities, see, e.g.,
7 Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 8
Robertson v. Las Animas Cnty. Sheriff’s Dep’t, 500 F.3d 1185, 1193 n.6 (10th Cir.
2007) (“[U]se of the telephone and participation in a probable cause hearing [while in
county jail] are ‘services’ under the ADA.”), including when the claim involved
inability to fulfill a prison employment requirement due to disability, see Marks v.
Colo. Dep’t of Corr., 976 F.3d 1087, 1091 (10th Cir. 2020). Cf. Hale v. King,
642 F.3d 492, 499 (5th Cir. 2011) (acknowledging that “working in the prison
kitchen” is among the “programs fall[ing] within Title II’s scope”).
Williams alleges that CDOC (a public entity, and presumably one that receives
federal funds) violated his Title II and Rehabilitation Act rights by failing to
accommodate his disability with respect to prison employment (a CDOC program)
and disciplining him for not performing a job assignment contraindicated by his
disability. Yeskey and later cases show this is a viable theory, not “indisputably
meritless,” Fogle, 435 F.3d at 1259 (internal quotation marks omitted). The district
court therefore incorrectly invoked Williams and White to dismiss the amended
complaint as frivolous.
B. Causation
We next turn to the district court’s ruling that Williams failed to “allege facts
that demonstrate he was fired from his prison job or reclassified because of his
disability.” Aplt. App. at 27. This ignores the failure-to-accommodate aspect of his
claim, which predates the discipline and reclassification. Also, the district court did
not elaborate, so we do not know what causation flaw it perceived.
8 Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 9
We nonetheless recognize that CDOC’s explanation for disciplining Williams
was that, on the day in question, he did not receive medical authorization to stay in
his cell until “several hours” after he failed to report to work. Id. at 15, ¶ 29. One
could read this to mean that CDOC expected him at least to show up in the kitchen at
the required hour, even if kitchen staff would excuse him back to his cell. These
circumstances potentially complicate the causation question, but we cannot say they
render Williams’s claim indisputably meritless, see Fogle, 435 F.3d at 1259. The
district court should not have dismissed the claim as frivolous.
Conceivably, we could affirm on the alternate basis that the amended
complaint “fails to state a claim on which relief may be granted.” 28 U.S.C.
§ 1915(e)(2)(B)(ii). But the causation issue just discussed is the only arguable
pleading weakness we see in Williams’s complaint, and no authority of which we are
aware dictates how a court should resolve that issue. We do not mean to prejudge the
issue, nor to suggest that there are no other bases on which CDOC might move to
dismiss. But we cannot say on this record, without adversarial briefing, that
Williams fails to state a claim. Thus, Williams’s complaint should not have been
dismissed through the § 1915(e)(2) screening process.
9 Appellate Case: 22-1033 Document: 010110729750 Date Filed: 08/25/2022 Page: 10
III. CONCLUSION
We reverse and remand for proceedings consistent with this order and
judgment.
Entered for the Court
Timothy M. Tymkovich Chief Judge