William Van Poyck v. Louie L. Wainwright, Secretary, Department of Offender Rehabilitation

595 F.2d 1083, 1979 U.S. App. LEXIS 14445
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 24, 1979
Docket78-3392
StatusPublished
Cited by20 cases

This text of 595 F.2d 1083 (William Van Poyck v. Louie L. Wainwright, Secretary, Department of Offender Rehabilitation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
William Van Poyck v. Louie L. Wainwright, Secretary, Department of Offender Rehabilitation, 595 F.2d 1083, 1979 U.S. App. LEXIS 14445 (5th Cir. 1979).

Opinion

PER CURIAM:

Van Poyck, a Florida prisoner, appeals pro se from denial of his petition for habeas corpus pursuant to 28 U.S.C. § 2254. He urges various claims, one of which we find possesses sufficient substance to require a remand. We state the pertinent facts and consider the issues serially.

In 1971, Van Poyck was charged in five informations with having committed twelve felonies during a one-month period. After a jury trial in state court, he was sentenced to life imprisonment for robbery. He does not attack that conviction. During the sentencing phase of that case, there was some suggestion that appellant had psychological problems, since he was then a 17-year-old student from a good family background. Defense counsel assured the court, however, that he was not suggesting appellant was insane. The court refused to delay sentencing pending a psychiatric evaluation.

Two months later, before the same judge, appellant changed his pleas in the four remaining cases to “not guilty by reason of insanity.” Defense counsel announced that he was doing this because the prosecution refused to enter into plea negotiations. Counsel also advised the court that Van Poyck had been examined by a psychiatrist but did not present the results of this examination to the court. The court refused to order a further psychiatric examination in conjunction with Van Poyck’s insanity plea. After extensive negotiations, Van Poyck eventually pleaded guilty to the remaining counts, and a brief guilty plea hearing was held. It is these four guilty pleas that Van Poyck now asks us to set aside.

Van Poyck did not file a direct appeal, but in 1976 he filed a motion to vacate under Fla.R.Crim.P. 3.850. That motion was denied and affirmed on appeal. Van Poyck v. State, 347 So.2d 665 (Fla.App. 1977). In 1974 and 1975, Van Poyck alleges that he was found incompetent to stand trial in another case and committed to the Florida State Hospital. His petition for writ of habeas corpus under section 2254 was denied by the district court.

Van Poyck first argues that the state trial judge should have held a Pate hearing on the issue of his competence to stand trial. Pate v. Robinson, 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d 815 (1966). In Drope v. Missouri, 420 U.S. 162, 95 S.Ct. 896, 43 L.Ed.2d 103 (1975), the Supreme Court outlined three relevant factors used in determining whether a Pate violation has occurred: any history of irrational behavior, the defendant’s demeanor at trial, and prior medical opinion. Id. at 180, 95 S.Ct. 896. If these factors should have created a bona fide doubt as to the defendant’s competency, Pate requires that a nunc pro tunc *1085 competency hearing be held. Zapata v. Estelle, 588 F.2d 1017, 1020 (5th Cir. 1979).

The district court was correct in concluding that the evidence before the state court did not raise a bona fide doubt of appellant’s competency. Although Van Poyck alleges that he attempted to hang himself and set fire to his mattress while in jail, there is nothing in the record indicating that the trial court knew of these incidents. Van Poyck did not exhibit any history of irrational behavior “[ejxcept to the extent that the commission of crimes may be deemed irrational . . . .” Fitch v. Estelle, 587 F.2d 773, 777 (5th Cir. 1979). Van Poyck spoke coherently and rationally at his guilty plea hearing. Just two months before reviewing the pleas, the same judge had presided over a trial in which Van Poyck was the accused. At the sentencing hearing in that case, Van Poyck’s counsel disavowed any claim that appellant was insane. And finally, although counsel alluded to psychiatric evaluations Van Poyck had undergone, he never advised the court that the tests showed that appellant was incompetent to stand trial. Counsel requested further testing with regard to the plea of insanity; he did not suggest that a Pate hearing was necessary. Thus, Van Poyck has not shown that the factors set out in Drope were present at the time he pled guilty. His commitment to a state mental hospital some two years after the plea does not affect this conclusion.

Van Poyck next claims that he was in fact incompetent to plead guilty. The procedural due process issue of whether a Pate hearing should have been held is distinct from whether a defendant was in fact competent to stand trial. Zapata v. Estelle, supra at 1021; Nathaniel v. Estelle, 493 F.2d 794, 797 (5th Cir. 1974). The district court ruled that the substantive incompetency issue was not clearly raised in Van Poyck’s petition or exhausted in the state court. Van Poyck was proceeding pro se in his state collateral attack, however, and a liberal reading of his Rule 3.850 petition and appeal show that he did raise the substantive incompetency issue, albeit inartfully. He did not list it as an issue but did raise it in his argument. Furthermore, Van Poyck has presented the issue, again inartfully, in his section 2254 petition. He has consistently complained that his guilty plea was involuntary, in part because he was not warned of the rights he was waiving (a meritless issue, as discussed below) but also because he was incompetent to waive his rights, whatever they were.

It therefore appears that Van Poyck has exhausted this claim in state court and has now alleged sufficient facts in federal court to raise a real, legitimate, and substantial issue as to his mental capacity at the time he pled. Zapata v. Estelle, supra at 1021— 22; Nathaniel v. Estelle, supra at 798. Van Poyck will therefore be entitled, at some point, to an evidentiary hearing on his competence to plead guilty, even though the evidence before the trial court at the time of his plea did not then raise sufficient doubt to require a Pate hearing. See Zapata v. Estelle, supra at 1021-22. Of this, more later.

Van Poyck next contends that the record does not reflect that he understood the charges against him and the possible consequences of his guilty plea. This claim is closely related to, but distinct from, the issue of his competence to stand trial. In his brief to this court, Van Poyck argues that his plea was involuntary because he was not competent to waive his rights. In the district court and state courts, however, he did not present the issue in this light. Essentially, he argued that the state failed to hold a competency hearing and failed to advise him thoroughly enough of all the rights a guilty plea waived.

Van Poyck relies on Boykin v. Alabama, 395 U.S. 238, 89 S.Ct.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Roberts
Supreme Court of Connecticut, 2026
Williams v. Coughlin
664 F. Supp. 665 (E.D. New York, 1987)
Larry McCloud v. Terry D. Taylor
780 F.2d 1022 (Sixth Circuit, 1985)
Thompson v. Blackburn
776 F.2d 118 (Fifth Circuit, 1985)
Charles Kenneth Foster v. Charles G. Strickland, Jr.
707 F.2d 1339 (Eleventh Circuit, 1983)
Arthur Frederick Goode, III v. Louie L. Wainwright
704 F.2d 593 (Eleventh Circuit, 1983)
Odell Hargrow Hill v. W. J. Estelle, Jr.
653 F.2d 202 (Fifth Circuit, 1981)
Glenn S. Passman v. Frank Blackburn, Warden
652 F.2d 559 (Fifth Circuit, 1981)
Anders Steinsvik v. Douglas Vinzant
640 F.2d 949 (Ninth Circuit, 1981)
Johnny L. Brown v. Marvin Jernigan, Warden
622 F.2d 914 (Fifth Circuit, 1980)
Earl v. Estelle
503 F. Supp. 406 (N.D. Texas, 1980)
James W. Willett v. State of Georgia
608 F.2d 538 (Fifth Circuit, 1979)
Hoffman v. Wainwright
484 F. Supp. 355 (M.D. Florida, 1979)

Cite This Page — Counsel Stack

Bluebook (online)
595 F.2d 1083, 1979 U.S. App. LEXIS 14445, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-van-poyck-v-louie-l-wainwright-secretary-department-of-offender-ca5-1979.