1 2 3 4 5 6 UNITED STATES DISTRICT COURT 7 EASTERN DISTRICT OF CALIFORNIA 8 WILLIAM RAY, 9 Case No. 1:25-cv-01177-SKO Plaintiff, 10 v. ORDER ON PLAINTIFF’S SOCIAL 11 SECURITY COMPLAINT FRANK BISIGNANO, 12 Commissioner of Social Security, 13 Defendant. (Doc. 1) 14 _____________________________________/ 15 16 I. INTRODUCTION 17 18 Plaintiff William Ray (“Plaintiff”) seeks judicial review of a final decision of the 19 Commissioner of Social Security (the “Commissioner” or “Defendant”) denying her application for 20 Child’s Insurance Benefits (CIB) under Title II of the Social Security Act, 42 U.S.C. § 402(d), and 21 for Supplemental Security Income (SSI) under Title XVI of the Social Security Act (the “Act”), 42 22 U.S.C. §§ 1381–1383f.1 (Doc. 1.) The matter is currently before the Court on the parties’ briefs, 23 which were submitted, without oral argument, to the Honorable Sheila K. Oberto, United States 24
25 1 Disabled child’s insurance benefits are paid to the qualified “child . . . of an individual entitled to old-age or disability insurance benefits, or of an individual who dies a fully or currently insured individual,” if the child is 18 years of age, 26 or older, and has a disability that began before she turned 22 years old. 42 U.S.C. § 402(d)(1)(B)(ii); 20 C.F.R. § 404.350(a)(5); Moore v. Comm’r of Social Sec. Admin., 278 F.3d 920, 925 (9th Cir. 2002). SSI is paid to financially 27 needy disabled persons. 42 U.S.C. § 1382(a); Washington State Dept. of Social and Health Services v. Guardianship Estate of Keffeler, 537 U.S. 371, 375 (2003) (“Title XVI of the Act, § 1381 et seq., is the Supplemental Security Income 28 (SSI) scheme of benefits for aged, blind, or disabled individuals, including children, whose income and assets fall 1 Magistrate Judge.2 2 II. FACTUAL BACKGROUND 3 Plaintiff was born in 1986, has a high school education, and has no past relevant work. 4 (Administrative Record (“AR”) 40, 121, 132, 145, 158, 191.) Plaintiff filed claims for CIB and SSI 5 payments on February 25, 2019, alleging he became disabled on January 1, 1993, due to bipolar, 6 learning disability, autism, and attention deficit hyperactivity disorder (ADHD). (AR 122, 132–33, 7 146, 176, 159.) It was thereafter determined that Plaintiff became eligible for CIB on November 20, 8 2004. (AR 18, 177.) 9 A. Relevant Evidence of Record3 10 In April 2024, following a comprehensive psychological evaluation, consultative 11 psychologist Marilyn Martinez, Ph.D., opined that Plaintiff had a mild impairment in his ability to 12 “understand, remember, and carry out simple one or two-step instructions” and a moderate 13 impairment in his ability to do “detailed and complex instructions; “maintain concentration and 14 attention, persistence, and pace”; “associate with day-to-day work activity, including attendance and 15 safety”; and “perform work activities without special or additional supervision.” (AR 892.) Dr. 16 Martinez further found Plaintiff had no impairment in his ability to “relate and interact with 17 coworkers and the public”; “accept instructions from supervisors”; and “maintain regular attendance 18 in the workplace and perform work activities on a consistent basis.” (AR 892.) She also indicated 19 that Plaintiff appeared able to administer his own funds. (AR 892.) 20 B. Administrative Proceedings 21 The Commissioner denied Plaintiff’s application for benefits initially on July 29, 2019, and 22 again on reconsideration on April 9, 2020. (AR 176, 202–211, 217–227.) Consequently, Plaintiff 23 requested a hearing before an Administrative Law Judge (“ALJ”). (AR 228–244.) 24 Following a hearing, an Administrative Law Judge (ALJ) issued a written decision on March 25 26, 2021, finding Plaintiff not disabled. (AR 176–192.) Plaintiff requested review by the Appeals 26 27 2 The parties consented to the jurisdiction of a U.S. Magistrate Judge. (See Doc. 9.) 28 3 Because the parties are familiar with the medical evidence, it is summarized here only to the extent relevant to the 1 Council and on August 4, 2022, the Appeals Council remanded the matter to the ALJ to conduct to 2 take any further action needed to complete the record and issue a new written decision. (AR 197– 3 200.) 4 At the hearing on February 23, 2024, Plaintiff appeared telephonically and testified before 5 an ALJ as to his alleged disabling conditions. (AR 97–108.) Plaintiff’s grandmother (AR 108–114) 6 and a Vocational Expert (VE) (AR 114–17) also testified at the hearing. 7 C. The ALJ’s Decision 8 In a decision dated July 24, 2024, the ALJ found that Plaintiff was not disabled. (AR 17– 9 42.) The ALJ conducted the five-step disability analysis set forth in 20 C.F.R. § 404.1520(a)(4) and 10 § 416.920(a)(4). (AR 20–42.) The ALJ first determined that Plaintiff had not attained age 22 as of 11 November 20, 2004, the alleged onset date. (AR 20.) The ALJ next decided that Plaintiff had not 12 engaged in substantial gainful activity since November 20, 2004, the beginning of the relevant period 13 (step one). (AR 20.) At step two, the ALJ found Plaintiff’s following impairments to be severe: 14 bipolar disorder, anxiety, depression, ADHD, and borderline intellectual functioning. (AR 21–24.) 15 Plaintiff did not have an impairment or combination of impairments that met or medically equaled 16 one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1 (“the Listings”) (step 17 three). (AR 24–25.) 18 The ALJ then assessed Plaintiff’s residual functional capacity (RFC)4 and applied the 19 assessment at steps four and five. See 20 C.F.R. § 404.1520(a)(4) (“Before we go from step three 20 to step four, we assess your residual functional capacity . . . . We use this residual functional capacity 21 assessment at both step four and step five when we evaluate your claim at these steps.”); see id. § 22 416.920(a)(4) (same). The ALJ determined that Plaintiff had the RFC: 23 24
25 4 RFC is an assessment of an individual’s ability to do sustained work-related physical and mental activities in a work setting on a regular and continuing basis of 8 hours a day, for 5 days a week, or an equivalent work schedule. TITLES 26 II & XVI: ASSESSING RESIDUAL FUNCTIONAL CAPACITY IN INITIAL CLAIMS, Social Security Ruling (“SSR”) 96-8P (S.S.A. July 2, 1996). The RFC assessment considers only functional limitations and restrictions that result from an 27 individual’s medically determinable impairment or combination of impairments. Id. “In determining a claimant’s RFC, an ALJ must consider all relevant evidence in the record including, inter alia, medical records, lay evidence, and 28 ‘the effects of symptoms, including pain, that are reasonably attributed to a medically determinable impairment.’” 1 nonexertional limitations: [Plaintiff] is able to perform simple and routine tasks and 2 make simple work-related decisions. He can have occasional interaction with supervisors and coworkers, but with no tandem tasks, and he cannot have any 3 interaction with the public. [Plaintiff] is able [sic] limited to jobs involving few changes to work process or setting. 4 5 (AR 25–40.) Although the ALJ recognized that Plaintiff’s impairments “could reasonably be 6 expected to cause the alleged symptoms[,]” they rejected Plaintiff’s subjective testimony as “not 7 entirely consistent with the medical evidence and other evidence in the record . . . .” (AR 26.) 8 The ALJ determined Plaintiff had no past relevant work (step four), but considering 9 Plaintiff’s age, education, work experience, and residual functional capacity, there are jobs that exist 10 in significant numbers in the national economy that he can perform (step five). (AR 40–41.) 11 Ultimately, the ALJ concluded that Plaintiff had not been under a disability from November 20, 12 2004, through the date of the decision. (AR 41–42.) 13 Plaintiff sought review of the decision before the Appeals Council, which denied review on 14 July 31, 2025. (AR 1–6.) Therefore, the ALJ’s decision became the final decision of the 15 Commissioner. 20 C.F.R. §§ 404.981, 416.1481. 16 III. LEGAL STANDARD 17 A. Applicable Law 18 An individual is considered “disabled” for purposes of disability benefits if they are unable 19 “to engage in any substantial gainful activity by reason of any medically determinable physical or 20 mental impairment which can be expected to result in death or which has lasted or can be expected 21 to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). However, 22 “[a]n individual shall be determined to be under a disability only if [their] physical or mental 23 impairment or impairments are of such severity that [they] are not only unable to do [their] previous 24 work but cannot, considering [their] age, education, and work experience, engage in any other kind 25 of substantial gainful work which exists in the national economy.” Id. § 423(d)(2)(A). 26 “The Social Security Regulations set out a five-step sequential process for determining 27 whether a claimant is disabled within the meaning of the Social Security Act.” Tackett v. Apfel, 180 28 F.3d 1094, 1098 (9th Cir. 1999) (citing 20 C.F.R. § 404.1520); see also 20 C.F.R. § 416.920. The 1 Ninth Circuit has provided the following description of the sequential evaluation analysis: 2 In step one, the ALJ determines whether a claimant is currently engaged in substantial gainful activity. If so, the claimant is not disabled. If not, the ALJ 3 proceeds to step two and evaluates whether the claimant has a medically severe impairment or combination of impairments. If not, the claimant is not disabled. If 4 so, the ALJ proceeds to step three and considers whether the impairment or combination of impairments meets or equals a listed impairment under 20 C.F.R. pt. 5 404, subpt. P, [a]pp. 1. If so, the claimant is automatically presumed disabled. If 6 not, the ALJ proceeds to step four and assesses whether the claimant is capable of performing [their] past relevant work. If so, the claimant is not disabled. If not, the 7 ALJ proceeds to step five and examines whether the claimant has the [RFC] . . . to perform any other substantial gainful activity in the national economy. If so, the 8 claimant is not disabled. If not, the claimant is disabled. 9 Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005); see, e.g., 20 C.F.R. § 416.920(a)(4) (providing 10 the “five-step sequential evaluation process” for SSI claimants). “If a claimant is found to be 11 ‘disabled’ or ‘not disabled’ at any step in the sequence, there is no need to consider subsequent 12 steps.” Tackett, 180 F.3d at 1098 (citing 20 C.F.R. § 404.1520); 20 C.F.R. § 416.920. 13 “The claimant carries the initial burden of proving a disability in steps one through four of 14 the analysis.” Burch, 400 F.3d at 679 (citing Swenson v. Sullivan, 876 F.2d 683, 687 (9th Cir. 15 1989)). “However, if a claimant establishes an inability to continue [their] past work, the burden 16 shifts to the Commissioner in step five to show that the claimant can perform other substantial 17 gainful work.” Id. (citing Swenson, 876 F.2d at 687). 18 B. Scope of Review 19 “This court may set aside the Commissioner’s denial of [social security] benefits [only] when 20 the ALJ’s findings are based on legal error or are not supported by substantial evidence in the record 21 as a whole.” Tackett, 180 F.3d at 1097 (citation omitted). “Substantial evidence . . . is ‘more than 22 a mere scintilla,’” and means only “such relevant evidence as a reasonable mind might accept as 23 adequate to support a conclusion.” Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019) (quoting 24 Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). See also Ford v. Saul, 950 F.3d 1141, 1154 25 (9th Cir. 2020). 26 “This is a highly deferential standard of review . . . .” Valentine v. Comm’r of Soc. Sec. 27 Admin., 574 F.3d 685, 690 (9th Cir. 2009). “The ALJ’s findings will be upheld if supported by 28 inferences reasonably drawn from the record.” Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 1 2008) (citation omitted). Additionally, “[t]he court will uphold the ALJ’s conclusion when the 2 evidence is susceptible to more than one rational interpretation.” Id.; see, e.g., Edlund v. Massanari, 3 253 F.3d 1152, 1156 (9th Cir. 2001) (“If the evidence is susceptible to more than one rational 4 interpretation, the court may not substitute its judgment for that of the Commissioner.” (citations 5 omitted)). 6 Nonetheless, “the Commissioner’s decision ‘cannot be affirmed simply by isolating a 7 specific quantum of supporting evidence.’” Tackett, 180 F.3d at 1098 (quoting Sousa v. Callahan, 8 143 F.3d 1240, 1243 (9th Cir. 1998)). “Rather, a court must ‘consider the record as a whole, 9 weighing both evidence that supports and evidence that detracts from the [Commissioner’s] 10 conclusion.’” Id. (quoting Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993)). 11 Finally, courts “may not reverse an ALJ’s decision on account of an error that is harmless.” 12 Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012) (citing Stout v. Comm’r, Soc. Sec. Admin., 13 454 F.3d 1050, 1055–56 (9th Cir. 2006)). “An error is harmless only if it is ‘inconsequential to the 14 ultimate nondisability determination.’” Lambert v. Saul, 980 F.3d 1266, 1278 (9th Cir. 2020) 15 (quoting Brown-Hunter v. Colvin, 806 F.3d 487, 494 (9th Cir. 2015)). “[T]he burden of showing 16 that an error is harmful normally falls upon the party attacking the agency’s determination.” Shinseki 17 v. Sanders, 556 U.S. 396, 409 (2009) (citations omitted). 18 IV. DISCUSSION 19 Plaintiff asserts that the ALJ failed adequately to address assessed limitations in a credited 20 medical opinion, resulting in an unsupported RFC, and prejudiced him by allowing him to appear 21 without counsel at the administrative hearing. (Docs. 18, 20.) The Commissioner counters that the 22 ALJ adequately translated the credited medical opinion into the assessed RFC and properly 23 conducted the administrative hearing. (Doc. 19.) 24 The Court agrees with Plaintiff that the assessed RFC is not supported by substantial 25 evidence, as the ALJ did not adequately address whether and how it accounts for credited medical 26 opinion evidence regarding Plaintiff’s moderate limitation in his ability to “perform work activities 27 without special or additional supervision” and on that basis will reverse and remand the matter for 28 1 further proceedings.5 2 A. Legal Standard 3 “In determining a claimant’s RFC, an ALJ must consider all relevant evidence in the record.” 4 Robbins v. Soc. Sec. Admin., 466 F.3d 880, 883 (9th Cir. 2006). “[A]n RFC that fails to take into 5 account a claimant’s limitations is defective.” Valentine, 574 F.3d at 690. 6 “Where an ALJ accords substantial or great weight to a physician’s opinion, [they] must 7 either incorporate their findings into the RFC or offer an explanation for why he chose not to accept 8 them.” Sahyoun v. Saul, No. 2:18-CV-576-EFB, 2020 WL 1492661, at *3 (E.D. Cal. Mar. 27, 2020); 9 see also Martin v. Comm’r of Soc. Sec. Admin., 472 F. App’x 580 (9th Cir. 2012) (“The 10 administrative law judge (ALJ) erred when formulating Martin’s residual functional capacity (RFC) 11 because the RFC neither incorporated Dr. Steiner’s opinion of Martin’s work limitations nor gave 12 specific and legitimate reasons for rejecting it.”); Bain v. Astrue, 319 F. App’x 543, 545−46 (9th Cir. 13 2009) (holding ALJ erred in not including consultative examining psychologist’s moderate 14 limitations in the RFC, despite specifically crediting these limitations in the opinion); Harrell v. 15 Kijakazi, No. 1:20-cv-00614-GSA, 2021 WL 4429416, at *4 (E.D. Cal. Sept. 27, 2021) (“The ALJ 16 was under no obligation to accept a medical opinion he found unsupported by the record. But, 17 having clearly stated that he was giving [the physician]’s opinion great weight, the ALJ was under 18 an obligation to account for the moderate limitations [the physician] identified irrespective of the 19 broader reasoning in support of the RFC.”); Flores v. Saul, No. 1:18-cv-01523-SKO, 2020 WL 20 509098, at *5 (E.D. Cal. Jan. 31, 2020) (finding ALJ erred by assigning great weight to consultative 21 psychologist’s opinion, but failing to provide specific and legitimate reasons for rejecting significant 22 portions of the opinion); Wascovich v. Saul, No. 2:18-cv-659-EFB, 2019 WL 4572084, at *3−5 (E.D. 23 Cal. Sept. 20, 2019) (finding ALJ erred by assigning substantial weight to consulting examiner’s 24
25 5 Because further proceedings will necessitate the re-evaluation of the evidence and re-assessment of the RFC, see infra, the Court does not reach the additional allegation of error. See Hiler v. Astrue, 687 F.3d 1208, 1212 (9th Cir. 26 2012) (“Because we remand the case to the ALJ for the reasons stated, we decline to reach [plaintiff’s] alternative ground for remand.”); see also Rendon G. v. Berryhill, No. EDCV 18-0592-JPR, 2019 WL 2006688, at *8 (C.D. Cal. 27 May 7, 2019); Harris v. Colvin, No. 13-cv-05865 RBL, 2014 WL 4092256, at *4 (W.D. Wash. Aug. 11, 2014); Augustine ex rel. Ramirez v. Astrue, 536 F. Supp. 2d 1147, 1153 n.7 (C.D. Cal. 2008) (“[The] Court need not address 28 the other claims plaintiff raises, none of which would provide plaintiff with any further relief than granted, and all of 1 opinion that the plaintiff had a mild to moderate impairment in her capacity to maintain regular 2 attendance, but failed to account for the limitation in the RFC); Neufeld v. Berryhill, No. 2:16-cv- 3 03644 (VEB), 2018 WL 4739699, at *6 (C.D. Cal. Sept. 30, 2018) (“Having afforded ‘great weight’ 4 to the opinions of Dr. Bartell and Dr. Loomis, the ALJ was bound to either incorporate their findings 5 as to Plaintiff’s limitations or explain why she decided not to accept them.”). An ALJ errs when 6 they do not explain why they did not adopt all findings or limitations from a persuasive opinion. 7 Patterson v. Comm’r of Social Sec., No. 2:23-cv-00635 AC, 2024 WL 4216810, at *8 (E.D. Cal. 8 Sept. 17, 2024). 9 B. Analysis 10 As set forth above, and as pertinent here, consultative examiner Dr. Martinez opined that 11 Plaintiff was moderately limited in his ability to “perform work activities without special or 12 additional supervision.” (AR 892.) The ALJ found the opinion “partially persuasive,” explaining 13 that Dr. Martinez “adequately accounted for [Plaintiff’s] subjective complaints of intellectual 14 difficulties, as well as difficulty concentrating, as well as his performance on the assessments he 15 completed to the extent reasonable given his lack of effort, which she documented throughout her 16 evaluation.” (AR 39.) The ALJ determined that greater limitations in the RFC were warranted as 17 Dr. Martinez “did not adequately consider the claimant’s significant legal history or his long history 18 of mood-related difficulties and symptoms of psychosis.” (AR 39.) 19 The question before the Court is whether the ALJ, having deemed Dr. Martinez’s opinion 20 persuasive, “appropriately translated the moderate limitations from that opinion into concrete 21 restrictions in the RFC.” Harrell, 2021 WL 4429416, at *6−7; see also id. (“But, having clearly 22 stated that he was according Dr. Stafford’s opinion great weight, the ALJ was under an obligation 23 to account for the moderate limitations Dr. Stafford identified irrespective of the broader reasoning 24 in support of the RFC.”). In answering this question, the Court is mindful that an ALJ’s RFC 25 findings need only be consistent with assessed limitations and not identical to them. See Turner v. 26 Comm’r of Soc. Sec., 613 F.3d 1217, 1222−23 (9th Cir. 2010); Wascovich, 2019 WL 4572084, at *5 27 (“This does not necessarily mean that the ALJ was required to explicitly transcribe the limitation in 28 the RFC. Rather, he is required to account for it in his ‘translation.’”); Rounds v. Comm’r of Soc. 1 Sec. Admin., 807 F.3d 996, 1006 (9th Cir. 2015) (“[T]he ALJ is responsible for translating and 2 incorporating clinical findings into a succinct RFC.”); Ashlock v. Kijakazi, No. 1:21-cv-01687-GSA, 3 2022 WL 2307594, at *3 (E.D. Cal. June 27, 2022) (“The RFC need not mirror a particular opinion; 4 it is an assessment formulated by the ALJ based on all relevant evidence.”). 5 Here, it is not clear from the ALJ’s decision if—and if so, how—the ALJ may have 6 incorporated into the assessed RFC the opined moderate limitation in Dr. Martinez’s persuasive 7 opinion regarding Plaintiff’s ability to work without special or additional supervision. See 8 Wascovich, 2019 WL 4572084, at *5. The Commissioner contends that Dr. Martinez’s opined 9 limitations are accounted for by the assessed RFC. (Doc. 19 at 5–6.) The Court disagrees. 10 First, the Commissioner maintains that the RFC adequately accounted for all of Plaintiff’s 11 “moderate” limitations considering that a “moderate” limitation in the context of Dr. Martinez’s 12 evaluation means “more than a slight limitation” but that Plaintiff “could still function 13 satisfactorily.” (Id. at 5–6.) However, in formulating an RFC, the ALJ must account for all of a 14 claimant’s medically determinable impairments, including those that are not “severe,” and evaluate 15 “all of the relevant medical and other evidence.” 20 C.F.R. §§ 404.1545(a)(1), 416.945(a)(1); 16 Valentine, 574 F.3d 690 (an RFC that “fails to take into account a claimant’s limitations is 17 defective”). Therefore, an ALJ errs when, as here, the ALJ provides an incomplete RFC ignoring 18 “significant and probative evidence.” Hill v. Astrue, 698 F.3d 1153, 1161−62 (9th Cir. 2012). Here, 19 the ALJ generally credited Dr. Martinez’s opinion and incorporated some of the moderate 20 concentration limitations into the assessed RFC. However, the ALJ did not address Dr. Martinez’s 21 opinion as to the assessed moderate limitation in Plaintiff’s ability to “perform work activities 22 without special or additional supervision” by either translating the opined limitation into the RFC or 23 explaining why the ALJ declined to credit Dr. Martinez’s opinion as to it. This was error. See 24 Macquarrie v. Comm’r of Soc. Sec., No. 1:21-CV-00072-CDB, 2023 WL 8242069, at *7 (E.D. Cal. 25 Nov. 28, 2023). 26 Defendant next cites a Ninth Circuit case, Stubbs-Danielson v. Astrue, 539 F.3d 1169 (9th 27 Cir. 2008), to support the proposition that an RFC limited to simple work “account[s] for moderate 28 limitations.” (Doc. 19 at 6.) That case is distinguishable from the instant matter. 1 In Stubbs-Danielson v. Astrue, the Ninth Circuit noted that an “ALJ’s RFC finding properly 2 incorporated the limitations . . . related to pace and the other mental limitations regarding attention, 3 concentration, and adaption.” Id. at 1174. However, courts have frequently distinguished Stubbs- 4 Danielson as inapplicable to cases with opined limitations beyond concentration, persistence, or 5 pace. Macias, 2021 WL 856423, at *6 (distinguishing Stubbs-Danielson as “the moderate 6 restrictions at issue here involve limitations in maintaining attendance and completing a normal 7 workday, not limitations in concentration, persistence or pace”); Harrell, 2021 WL 4429416, at *6 8 (finding that Stubbs-Danielson did not “specifically address the extent to which a limitation to simple 9 and routine tasks appropriately accounts for the limitations identified”); Warren v. Saul, No. 8:19- 10 CV-02270-PD, 2021 WL 259435, at *5 (C.D. Cal. Jan. 26, 2021) (finding case factually 11 distinguishable from Stubbs-Danielson where assessment that Plaintiff could perform work 12 involving simple, repetitive tasks requiring only simple work-related decisions and involving only 13 occasional changes in a routine work setting, with unlimited contact and interaction with supervisors 14 as necessary to receive work-related instructions but otherwise only occasional interaction with 15 coworkers, failed to address the moderate limitations found by physician in plaintiff’s ability to 16 maintain regular attendance, interact with a supervisor, or complete an eight-hour workday in a 17 regular workplace); Sahyoun, 2020 WL 1492661, at *4 (noting factual distinction from Stubbs- 18 Danielson where physician did not opine that plaintiff could sustain work involving simple, 19 repetitive tasks despite his moderate limitations in maintaining regular attendance, completing a 20 normal workday or work). As in those cases, here Dr. Martinez opined other moderate limitations 21 beyond concentration, persistence, or pace. (See AR 892.) Stubbs-Danielson therefore does not 22 exempt the ALJ from needing to account for Dr. Martinez’s other opined limitations. 23 In fact, district courts within the Ninth Circuit, including this one, have held that a limitation 24 to simple work does not account for a moderate limitation in Plaintiff’s ability to “perform work 25 activities without special or additional supervision,” as opined by Dr. Martinez. See Gowan v. 26 Comm’r of Soc. Sec., No. 1:23-cv-00598-DAD-AC, 2024 WL 3372470, at *3 (E.D. Cal. July 11, 27 2024) (“[T]he RFC’s restriction to ‘simple, routine and repetitive tasks’ did not account for 28 [moderate] limitations to plaintiff’s ability to . . . perform work activities without additional or 1 special supervision.”); Duran v. Colvin, No. 2:11-cv-02978-DAD, 2013 WL 1281907, at *3–4 (E.D. 2 Cal. Mar. 26, 2013) (granting summary judgment in favor of the plaintiff because “the ALJ’s RFC 3 determination does not account for,” among other limitations, a limitation “in her ability to sustain 4 an ordinary routine without special supervision,” where the RFC limited the plaintiff to “unskilled 5 non-detailed tasks”). See also Donald J. M. v. O’Malley, No. 22-cv-1926-MMP, 2024 WL 1342573, 6 at *14-17 (S.D. Cal. Mar. 29, 2024) (finding that the ALJ’s RFC limiting plaintiff to simple, routine 7 tasks and no interaction with the public failed to account for the plaintiff’s moderate limitation in, 8 among others, performing work activities without special or additional supervision); Proulx v. 9 Kijakazi, No. 18cv1755 JAH-BGS, 2023 WL 5737785, at *6 (S.D. Cal. Sept. 5, 2023) (holding that 10 a limitation to simple routine tasks did not provide for the plaintiff’s moderate limitations in the 11 ability to “perform work activities without special or additional supervision”); Davis v. Saul, No. 12 20cv814-BLM, 2021 WL 2333256, at *10 (S.D. Cal. June 7, 2021) (concluding that the ALJ erred 13 by failing to include in the RFC or hypotheticals that the plaintiff was moderately limited in her 14 ability to perform work activities or an ordinary routine without special supervision or to obtain 15 testimony or other evidence establishing that the limitation language utilized by the ALJ captured 16 the restrictions identified in the medical evidence); Donna M. v. Saul, No. 19-cv-03134-DMR, 2020 17 WL 6415601, at *4 (N.D. Cal. Nov. 2, 2020) (finding limitation to simple, routine tasks in RFC did 18 not address other moderate limitations, including the plaintiff’s ability to perform work activities on 19 a consistent basis without special or additional supervision.); Lisardo S. v. Berryhill, Case No. 5:18- 20 cv-00480-AFM, 2019 WL 773686, at *5 (C.D. Cal. Feb. 20, 2019) (finding the ALJ’s RFC 21 restricting the plaintiff to simple work with a predictable work routine and no more than simple 22 decision making did not accommodate the plaintiff’s moderately limited ability to perform work 23 without special or additional supervision.); Cummings v. Berryhill, No. 5:17-cv-00056-AS, 2018 24 WL 813620, at *1, 3 (C.D. Cal. Feb. 9, 2018) (ALJ’s RFC determination limiting the plaintiff to 25 work involving simple, routine tasks, a non-public environment, and non-intense interaction with 26 coworkers and supervisors failed to take into account that plaintiff was “moderately limited in his 27 ability to perform work activities without additional or special supervision, to complete a normal 28 workday or workweek without interruption resulting from any psychiatric conditions, and to deal 1 with the usual stresses encountered in competitive work”). 2 The Court therefore finds that the ALJ’s RFC did not adequately address or account for Dr. 3 Martinez’s moderate limitation in Plaintiff’s ability to “perform work activities without special or 4 additional supervision.” Because the ALJ credited Dr. Martinez’s opinion, the ALJ needed to 5 address either (1) how they translated the opined moderate limitations into the RFC, or (2) why they 6 did not. See Stubbs-Danielson, 539 F.3d at 1174. Absent an explanation for failing to account for 7 these limitations, the Court concludes that the ALJ’s RFC determination is not supported by 8 substantial evidence. See Christopher S. Z. v. O’Malley, No. 2:23-CV-09446-DTB, 2024 WL 9 6916748, at *4 (C.D. Cal. Oct. 15, 2024); Sahyoun, 2020 WL 1492661, at *3; Robbins, 466 F.3d at 10 886 (“an ALJ is not free to disregard properly supported limitations”); Warren v. Saul, No. 8:19- 11 CV-02270-PD, 2021 WL 259435, at *6 (C.D. Cal. Jan. 26, 2021); Byrd v. Colvin, 2017 WL 980559, 12 at *8 (D. Or. Mar. 14, 2017) (“Here, the ALJ gave great weight to [the] opinion, but the RFC failed 13 to take into account all of the limitations identified by [the doctor], and the ALJ failed to explain 14 why she did not include the limitations in the RFC. As a result, the ALJ erred in formulating the 15 RFC.”). 16 C. Harmlessness Review 17 The Court must now consider whether the ALJ’s error was harmless. Molina, 674 F.3d at 18 1115. Courts look to the record as a whole to determine whether the error alters the outcome of the 19 case. Id.; March v. Colvin, 792 F.3d 1170, 1172 (9th Cir. 2015). An error is harmless “where it is 20 inconsequential to the ultimate nondisability determination.” Molina, 674 F.3d at 1115 (citations 21 omitted). 22 The Court cannot conclude that the error is harmless as it is not clear whether inclusion of 23 the unaddressed moderate limitation as opined by Dr. Martinez would have eliminated available 24 jobs. Moderate limitations are not per se disabling, but they may translate into more concrete work 25 restrictions. See Macquarrie, 2023 WL 8242069, at *7. For example, the VE testified that a person 26 who was off task more than 10% of the workday would have no work available to them. (AR 76.) 27 Had the ALJ included different limitations in the RFC based upon a proper review of the evidence, 28 the ultimate disability determination may have been different. Accordingly, the Court cannot find 1 that the error was “inconsequential to the ultimate nondisability determination.” Molina, 674 F.3d 2 at 1115. 3 D. Remedy 4 In a case where the ALJ’s determination is not supported by substantial evidence or is tainted 5 by legal error, the court may remand the matter for additional proceedings or an immediate award 6 of benefits. Remand for additional proceedings is proper where (1) outstanding issues must be 7 resolved, and (2) it is not clear from the record before the court that a claimant is disabled. See 8 Benecke v. Barnhart, 379 F.3d 587, 593 (9th Cir. 2004). 9 Here, the Court finds that remand for further proceedings is the appropriate remedy. See, 10 e.g., Chan v. Bisignano, No. 1:25-CV-01479-SKO, 2026 WL 807520, at *7 (E.D. Cal. Mar. 24, 11 2026) (remanding for further proceedings where RFC determination was not supported by 12 substantial evidence due to failure to consider credited moderate limitations). On remand, the ALJ 13 shall either incorporate all of the moderate limitations assessed by Dr. Martinez into the assessed 14 RFC or explain why any such limitation(s) is not incorporated. 15 V. CONCLUSION AND ORDER 16 Based on the foregoing, the Court finds that the ALJ’s decision is not supported by 17 substantial evidence and is, therefore, VACATED. The case is REMANDED to an ALJ for further 18 proceedings consistent with this Order. The Clerk of Court is DIRECTED to enter judgment in 19 favor of Plaintiff William Ray and against Defendant Frank Bisignano, Commissioner of Social 20 Security. 21 IT IS SO ORDERED. 22 23 Dated: June 25, 2026 /s/ Sheila K. Oberto . UNITED STATES MAGISTRATE JUDGE 24
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