William Mitchell v. Kathleen Green
Opinion
KING, Circuit Judge:
At the request of the respondent Maryland officials and in accordance with previous District of Maryland rulings, the district court dismissed state prisoner William James Mitchell's
I.
As explained in its Opinion of October 11, 2017, the district court received Mitchell's
Despite the nearly four-year lapse between the finalization of Mitchell's state criminal judgment and the filing of his § 2254 petition, the district court recognized that the § 2254 petition was timely filed if the limitations period was tolled during the pendency - for more than three years - of Mitchell's Maryland Rule 4-345 motion to reduce sentence. Mitchell filed his Maryland Rule 4-345 motion on September 2, 2009, soon after his state criminal judgment became final, and the motion was resolved on October 1, 2012, when it was denied by the state trial court (the Circuit Court for Harford County). To have tolled the § 2254 petition's limitations period for those three-plus years, the Maryland Rule 4-345 motion must constitute an "application for State postconviction or other collateral review" within the meaning of AEDPA's tolling provision.
See
In its Opinion, the district court observed that Mitchell presented a substantial argument, relying on the Supreme Court's
Kholi
decision, that the Maryland Rule 4-345 motion sought "collateral review" and thus tolled the § 2254 petition's limitations period. The respondent Maryland officials countered, however, with the previous local rulings - rendered by six District of Maryland judges - rejecting similar
Kholi
-based contentions. Adhering to "the unbroken chain of decisions from this district" and respecting "the need for uniformity in this area," the court ultimately ruled that "a motion under Md. Rule 4-345 does not toll the running of the statute of limitations."
See
Opinion 10. But the court also emphasized that there was "no question ... that the procedural ruling is open to significant debate" and "only appellate courts can definitively resolve the issue."
II.
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KING, Circuit Judge:
At the request of the respondent Maryland officials and in accordance with previous District of Maryland rulings, the district court dismissed state prisoner William James Mitchell's
I.
As explained in its Opinion of October 11, 2017, the district court received Mitchell's
Despite the nearly four-year lapse between the finalization of Mitchell's state criminal judgment and the filing of his § 2254 petition, the district court recognized that the § 2254 petition was timely filed if the limitations period was tolled during the pendency - for more than three years - of Mitchell's Maryland Rule 4-345 motion to reduce sentence. Mitchell filed his Maryland Rule 4-345 motion on September 2, 2009, soon after his state criminal judgment became final, and the motion was resolved on October 1, 2012, when it was denied by the state trial court (the Circuit Court for Harford County). To have tolled the § 2254 petition's limitations period for those three-plus years, the Maryland Rule 4-345 motion must constitute an "application for State postconviction or other collateral review" within the meaning of AEDPA's tolling provision.
See
In its Opinion, the district court observed that Mitchell presented a substantial argument, relying on the Supreme Court's
Kholi
decision, that the Maryland Rule 4-345 motion sought "collateral review" and thus tolled the § 2254 petition's limitations period. The respondent Maryland officials countered, however, with the previous local rulings - rendered by six District of Maryland judges - rejecting similar
Kholi
-based contentions. Adhering to "the unbroken chain of decisions from this district" and respecting "the need for uniformity in this area," the court ultimately ruled that "a motion under Md. Rule 4-345 does not toll the running of the statute of limitations."
See
Opinion 10. But the court also emphasized that there was "no question ... that the procedural ruling is open to significant debate" and "only appellate courts can definitively resolve the issue."
II.
As a result of the certificate of appealability granted by the district court, we possess jurisdiction in these proceedings pursuant to
A.
In its key decision in
Wall v. Kholi
, in 2011, the Supreme Court assessed whether a motion to reduce sentence under Rhode Island law triggers AEDPA's tolling provision.
See
The
Kholi
Court described a Rhode Island Rule 35 motion to reduce sentence as
a "plea for leniency" that "permits a trial justice to decide on reflection or on the basis of changed circumstances that the sentence originally imposed was, for any reason, unduly severe."
See
As the
Kholi
Court recognized, the question before it with respect to AEDPA's tolling provision - "whether a motion for reduction of sentence under Rhode Island's Rule 35 is an 'application for State post-conviction or other collateral review' " - "turns on the meaning of the phrase 'collateral review.' "
See
Upon careful examination of both "collateral" and "review," the
Kholi
Court summarized that " 'collateral review' of a judgment or claim means a judicial reexamination of a judgment or claim in a proceeding outside of the direct review process."
See
The decision to reduce a sentence, while largely within the discretion of the trial justice, involves judicial reexamination of the sentence to determine whether a more lenient sentence is proper. When ruling on such a motion, a trial justice is guided by several factors, including (1) the severity of the crime, (2) the defendant's personal, educational, and employment background, (3) the potential for rehabilitation, (4) the element of societal deterrence, and (5) the appropriateness of the punishment. On appeal from a trial justice's decision on a motion to reduce sentence, the Supreme Court of Rhode Island evaluates the trial justice's justifications in light of the relevant sentencing factors to determine whether a sentence is without justification and grossly disparate from other sentences. This process surely qualifies as "review" of a sentence within the meaning of § 2244(d)(2).
The
Kholi
Court also outlined and addressed Rhode Island's various arguments, explaining why they were unpersuasive.
See
In addition to concluding that Rhode Island had misinterpreted the tolling provision, the
Kholi
Court observed that Rhode Island's interpretation would "greatly complicate the work of federal habeas courts" by requiring them "to separate motions for a reduced sentence into two categories: those that challenge a sentence on legal grounds and those that merely ask for leniency."
See
Additional aspects of the
Kholi
decision have been highlighted in these proceedings. They include a footnote in which the Court remarked that it could "imagine an argument that a Rhode Island Rule 35 proceeding is in fact part of direct review under [ 28 U.S.C.] § 2244(d)(1) because, according to the parties, defendants in Rhode Island cannot raise any challenge to their sentences on direct appeal; instead they must bring a Rule 35 motion."
See
Kholi
,
Finally, the
Kholi
Court focused, of course, on the particular motion before it - a Rhode Island Rule 35 motion to reduce sentence.
See, e.g.
,
B.
The sentence reduction provision at issue here, Maryland Rule 4-345, provides in pertinent part in its subsection (e):
Upon a motion filed within 90 days after imposition of a sentence ... in a circuit court, whether or not an appeal has been filed, the court has revisory power over the sentence except that it may not revise the sentence after the expiration of five years from the date the sentence originally was imposed on the defendant and it may not increase the sentence.
See
Md. R. 4-345(e)(1) ;
see also
Schlick v. State
,
Following the Supreme Court's Kholi decision, the initial District of Maryland ruling on whether a Maryland Rule 4-345 motion to reduce sentence triggers AEDPA's tolling provision was in 2013, in the matter of Tasker v. Maryland . At the time prisoner Tasker filed his motion to reduce sentence, Rule 4-345 authorized a court to correct an illegal sentence in subsection (a) and to reduce a sentence in subsection (b). Rule 4-345 also did not impose the five-year window or any time limit for a court to grant a sentence reduction. Upon examining the controlling Kholi precedent and outlining the parties' competing contentions regarding the import of that decision, the Tasker court ruled that Tasker's Rule 4-345 motion to reduce sentence did not toll AEDPA's limitations period. Without passing upon the merits of all of Maryland's arguments, the Tasker court premised its ruling on the following points:
• "The Supreme Court repeatedly stated in Kholi that it was addressing the procedure under Rhode Island Rule 35";
• Unlike Rhode Island Rule 35 - which, all by its subsection (a), authorizes a court to correct an illegal sentence, to correct a sentence imposed in an illegal manner, and to reduce a sentence on a plea for leniency - Maryland Rule 4-345 has "specifically delineated and separate routes for challenges" to the legality of sentences, in subsection (a), and for requests for leniency, then in subsection (b) and now in subsection (e);
• "Rhode Island's proposed taxonomy dividing Rule 35 motions into those that 'challenge a sentence on legal grounds and those that merely ask for leniency,' which was rejected [by the Kholi Court] as 'problematic' and burdensome, does not pose such complications under Maryland's procedural framework";
• Because Tasker's Maryland 4-345 motion to reduce sentence asked "purely for leniency," it could "neither address nor exhaust a cognizable federal claim on habeas review";
• Tasker's Rule 4-345 motion was "not subject to [state appellate] review"; and
• Absent any time limit in Rule 4-345 for a court to grant a motion to reduce sentence, such a motion could toll AEDPA's limitations period "indefinitely."
See
Tasker v. Maryland
, No. 8:11-cv-01869, slip op. at 15-16,
At least eight subsequent District of Maryland decisions have adhered to the
Tasker
ruling and concluded that motions to reduce sentence - whether under the former or current version of Maryland Rule 4-345 - do not trigger AEDPA's tolling provision.
See
Short v. Shearin
, No. 8:12-cv-02476, slip op. at 4,
Meanwhile, other federal courts have rejected
Tasker
-like analyses as being incompatible with the controlling
Kholi
precedent. In
Rogers v. Secretary, Department of Corrections
,
C.
Our examination of the Supreme Court's
Kholi
decision convinces us that a Maryland Rule 4-345 motion to reduce sentence tolls AEDPA's limitations period. Simply put, such a motion involves "judicial reexamination of a judgment ... in a proceeding outside of the direct review process."
See
Kholi
,
Contrary to the District of Maryland's
Tasker
ruling and its progeny, there are no meaningful distinctions between Rhode Island Rule 35 and Maryland Rule 4-345 for purposes of our decision. In particular, it is of no import that a single subsection of Rhode Island Rule 35 authorizes a court to correct an illegal sentence, to correct a sentence imposed in an illegal manner, and to reduce a sentence on a plea for leniency, while separate subsections of Maryland Rule 4-345 provide for challenges to the legality of sentences and for leniency requests. Indeed, the purported relevance of those different frameworks rests on a false premise: that the
Kholi
Court rejected as "problematic" Rhode Island's proposed scheme to categorize Rule 35 motions as either "those that challenge a sentence on legal grounds" or "those that merely ask for leniency," because Rule 35's particular framework made such classification too complicated.
See
Kholi
,
Actually, the
Kholi
Court primarily rejected Rhode Island's proposed classification scheme as unnecessary, in that the Court construed AEDPA's tolling provision to broadly encompass "all 'collateral review' motions," whether legal challenges or leniency requests.
See
Consequently, Maryland Rule 4-345 's framework does not materially distinguish it from Rhode Island Rule 35.
Accord
Rogers
,
Relatedly, it does not matter that a pure plea for leniency cannot be raised in a federal habeas petition, and to say otherwise in the face of
Kholi
is absurd. The
Kholi
Court was clear that a lack of cognizability on federal habeas review does not preclude a leniency request from qualifying as an application for "collateral review" that tolls AEDPA's limitations period.
See
Next, it is immaterial to the proper
Kholi
analysis that a Rhode Island Rule 35 motion to reduce sentence is subject to state appellate review, but a Maryland Rule 4-345 motion for a sentence reduction typically is not. Likewise, it is inconsequential that the Rhode Island courts have spelled out guiding factors for the Rule 35 motion that are not specified by the Maryland courts for the Rule 4-345 motion.
But see
Br. of Appellees 15-16 (seeking to distinguish
Kholi
on the premise that "explicit factors [guide the] Rhode Island trial justice ... in the Rule 35 motion proceeding [and] the appellate court in evaluating the trial justice's ruling on appeal," while a Maryland Rule 4-345 motion "is solely within the discretion of the judge who imposed the sentence[ ] and generally is not appealable"). All that
Kholi
requires for a "collateral review" proceeding is some "judicial reexamination of a judgment or claim in a proceeding outside of the direct review process," such as a " 'review' of the sentence."
See
The
Kholi
analysis also does not turn on any issue of time with respect to deciding a motion to reduce sentence. Only in a footnote quoting the contents of Rhode Island Rule 35,
Kholi
observed that a court is obliged to "act on [a Rule 35] motion within a reasonable time."
See
Having addressed each of the Tasker court's premises for concluding that, unlike a Rhode Island Rule 35 motion to reduce sentence, a Maryland Rule 4-345 motion for a sentence reduction does not trigger AEDPA's tolling provision, we turn to an additional argument made by the respondent Maryland officials in this appeal. That argument is based on a misinterpretation of Kholi 's footnote 3 and goes as follows:
Critical to the Supreme Court's determination that a Rhode Island proceeding for sentence reduction under Rule 35 constitutes "collateral review" under [ 28 U.S.C. §] 2244(d)(2) was the Court's recognition that "defendants in Rhode Island cannot raise any challenge to their sentences on direct appeal; instead they must bring a Rule 35 motion." ... Accordingly, under Rhode Island law, a Rule 35 motion is required for exhaustion of federal habeas corpus claims relating to sentences.
See
Br. of Appellees 11-12 (quoting
Kholi
,
At bottom, there are no differences between Rhode Island Rule 35 and Maryland Rule 4-345 that would cause us to distinguish the sentence reduction motion in
Kholi
from the sentence reduction motion of William James Mitchell that we address today. That is,
Kholi
compels us to conclude that a Maryland Rule 4-345 motion to reduce sentence triggers AEDPA's tolling provision. Because the district court ruled otherwise, we vacate its judgment of dismissal and remand for further consideration of Mitchell's
III.
Pursuant to the foregoing, we vacate the judgment of the district court and remand for such other and further proceedings as may be appropriate.
VACATED AND REMANDED
Footnotes
922 F.3d 187 (William Mitchell v. Kathleen Green) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.