William Earl Bobo Jack Mitchell v. United States Department of Agriculture

52 F.3d 1406, 1995 U.S. App. LEXIS 10059, 1995 WL 258715
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 5, 1995
Docket94-3311
StatusPublished
Cited by9 cases

This text of 52 F.3d 1406 (William Earl Bobo Jack Mitchell v. United States Department of Agriculture) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
William Earl Bobo Jack Mitchell v. United States Department of Agriculture, 52 F.3d 1406, 1995 U.S. App. LEXIS 10059, 1995 WL 258715 (6th Cir. 1995).

Opinion

MILBURN, Circuit Judge.

Petitioners William Earl Bobo and Jack Mitchell seek review of the decision of the Secretary of Agriculture pursuant to the Horse Protection Act (“HPA”), 15 U.S.C. § 1821, et seq., assessing civil penalties and prohibiting petitioners from showing or entering horses for a period of two years, based upon the finding that petitioners had on two previous occasions showed a Tennessee Walking Horse, Ultimate Beam, at a horse show while the horse was “sore.” On appeal, the issues are (1) whether “soreness” under the HPA can be determined based solely upon a horse’s reaction to digital palpation; and (2) whether substantial evidence supports the finding of the administrative law *1408 judge (“ALJ”) that the horse, Ultimate Beam, was “sore” within the meaning of the HPA at the time of the two horse shows, which were held in May and July 1990. For the reasons that follow, the petition for review is denied.

I.

A.

On August 13, 1991, the Administrator of Animal and Plant Health Inspection Service (“APHIS”) filed a complaint against petitioners. 1 The amended complaint alleged that petitioners Bobo and Mitchell violated the HPA, 15 U.S.C. § 1824(2), on two occasions: (1) on May 26,1990, by entering and allowing the entry of a horse, Ultimate Beam, for showing while the horse was “sore,” and (2) on July 21, 1990, by entering and exhibiting and allowing the entry and exhibition of the same horse while the horse was “sore.” The Administrator of APHIS sought the imposition of civil penalties against petitioners under § 6(b) of the HPA and the disqualification of petitioners from significant participation in the horse industry under § 6(c) of the Act, 15 U.S.C. § 1825(b), (c). Petitioners filed a timely answer on September 23, 1991, denying the material allegations in the complaint.

A hearing was held before an ALJ in Nashville, Tennessee, from December 14 through December 17, 1992. On July 14, 1993, the ALJ issued a decision and order in which he determined that Ultimate Beam had been “sore” within the meaning of the HPA on May 26, 1990, and again on July 21, 1990. The ALJ assessed a civil penalty of $2000 against petitioner Bobo and petitioner Mitchell, and he disqualified both petitioners from showing or exhibiting horses for a period of two years.

On October 13, 1993, petitioners filed an appeal with the United States Department of Agriculture (“USDA”) Judicial Officer (“JO”). In a decision and order dated January 12, 1994, the JO affirmed the ALJ’s decision and order and adopted the findings of the ALJ with minimal modifications. On January 31, 1993, petitioners filed a petition for reconsideration of the JO’s decision and order, which was denied by the JO on February 28, 1994. Thereafter, on March 24, 1994, petitioners filed a petition for review of the Secretary’s decision in this court.

B.

This case involves a determination by the USDA that Ultimate Beam, a Tennessee Walking Horse, which was trained by petitioner William Earl Bobo and owned by petitioner Jack Mitchell was “sore” as defined by the HPA when the horse was entered in two horse shows held in May and July 1990.

Petitioner Bobo entered Ultimate Beam in the Twentieth Annual Dominion Bank Spring Fun Show at Shelbyville, Tennessee, on May 26, 1990. Mr. Bobo signed the entry form for Ultimate Beam and delivered it, along with the entry fee, to the management of the Horse show. Mr. Bobo also testified that he entered Ultimate Beam in the Fun Show.

The stallion, Ultimate Beam, was examined by the Designated Qualified Person (“DQP”), Charles Thomas, at approximately 9 p.m. on May 26, 1990. DQP Thomas’ examination was performed prior to the start of the scheduled competition. DQP Thomas found that Ultimate Beam was “sensitive” in both front feet, and he excused the horse from competition. Mr. Thomas testified that his finding of “sensitive” meant that Ultimate Beam repeatedly moved his feet in reaction to palpation of specific areas of both pasterns.

Immediately following DQP Thomas’ examination, Ultimate Beam was examined by two USDA veterinarians, George Clawson, D.V.M., and Tyler Riggins, D.V.M., who were the Veterinary Medical Officers (“VMOs”) assigned to examine the horses at the Shel-byville Fun Show. Both veterinarians independently observed that Ultimate Beam exhibited pain responses to their palpations of the anterior pasterns of both forelegs and the posterior pastern of the left foreleg. The *1409 pain was extreme in the right leg. Ultimate Beam demonstrated his pain by jerking his foot and tightening his abdominal muscles when pressure was applied to the anterior pasterns of both forelegs. In addition, the horse raised his head in response to pressure on the anterior pastern of his right foreleg.

Drs. Clawson and Riggins concluded that the pain responses exhibited by Ultimate Beam did not result from natural causes. Dr. Clawson recorded his opinion that the pain exhibited by Ultimate Beam resulted from “abuse[] with mechanical devices or chemicals during training.” J.A. 98. Dr. Riggins recorded his opinion that the condition of the horse “was caused by caustic chemicals or mechanical devices or a combination of both.” J.A. 100, 101.

Both veterinarians agreed that Ultimate Beam was “sore” as defined in the HPA. If both veterinarians had not agreed that Ultimate Beam was “sore,” no violation action would have been initiated.

Dr. Clawson prepared a Summary of Alleged Violations, VS Form 19-7, which was later signed by both veterinarians. The summary described the location and nature of the pain exhibited by Ultimate Beam and stated that the horse met the criteria for being “sore” as defined in the HPA. Each veterinarian prepared an affidavit recording the results of his examination of Ultimate, Beam. Although both Dr. Clawson and Dr. Riggins testified that they had no independent recollection of the examination of Ultimate Beam at the time of the hearing in this case, each testified that he prepared the affidavit recording the results of his examination shortly after the examination and while the event was fresh in his mind. In addition, both Drs. Clawson and Riggins testified that in palpating a horse’s pastern, they employ examination methods that would distinguish consistent and localized pain response to palpation from the reaction of a nervous or skittish horse, which generally would react to touching anywhere on its foot.

Subsequently, petitioner Bobo entered Ultimate Beam as Entry 27, Class 13, in the Twenty-Second Annual Albertville Horse Show at Albertville, Alabama, on July 21, 1990. Mr. Bobo signed the class sheet and paid Ultimate Beam’s entry fee for the Al-bertville show. Mr. Bobo testified that he prepared Ultimate Beam for show and that he presented him for both pre-show and post-show examinations.

Ultimate Beam wore chains while in the show ring at the Albertville show.

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52 F.3d 1406, 1995 U.S. App. LEXIS 10059, 1995 WL 258715, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-earl-bobo-jack-mitchell-v-united-states-department-of-agriculture-ca6-1995.